Gibbons v. Cole

513 S.E.2d 834, 132 N.C. App. 777, 1999 N.C. App. LEXIS 261
CourtCourt of Appeals of North Carolina
DecidedApril 6, 1999
DocketCOA98-764
StatusPublished
Cited by8 cases

This text of 513 S.E.2d 834 (Gibbons v. Cole) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gibbons v. Cole, 513 S.E.2d 834, 132 N.C. App. 777, 1999 N.C. App. LEXIS 261 (N.C. Ct. App. 1999).

Opinion

EAGLES, Chief Judge.

The primary issue before us is whether, pursuant to G.S. 48-l-106(e), the two adopted children of Gibbons’ daughter, Virginia Gibbons Royston, are entitled to take as “issue” or “descendants” under the terms of the irrevocable inter vivos trust created by Gibbons in 1935. G.S. 48-l-106(e) provides:

In any deed, grant, will, or other written instrument executed before October 1, 1985, the words “child,” “grandchild,” “heir,” “issue,” “descendant,” or an equivalent, or any other word of like import, shall be held to include any adopted person after the entry of the decree of adoption, unless a contrary intention plainly appears from the terms of the instrument, whether the instrument was executed before or after the entry of the decree of adoption. The use of the phrase “hereafter bom” or similar language in any such instrument to establish a class of persons shall not by itself be sufficient to exclude adoptees from inclusion in the class. In any deed, grant, will, or other written instmment executed on or after October 1, 1985, any reference to a natural person shall include any adopted person after the entry of the decree of adoption unless the instrument explicitly states that *780 adopted persons are excluded, whether the instrument was executed before or after the entry of the decree of adoption.

G.S. 48-l-106(e) (1996). As its text clearly indicates, G.S. 48-l-106(e) must be applied retroactively and gives adopted children the same rights as natural children to share in property conveyed through deeds, grants, wills, or other written instruments, unless the instruments expressly exclude them. Plaintiffs argue that G.S..48-l-106(e) should not apply to defendants. Plaintiffs first contend that to allow defendants to share in the distribution conflicts with the intent of the settlor Gibbons. Plaintiffs contend that Gibbons’ intent not to include defendants is evidenced by the “substantial gift of stock” that Gibbons purportedly gave to the defendants’ mother for the benefit of the defendants. Plaintiffs argue that when the trust was executed in 1935 (before enactment of G.S. 48-l-106(e) in 1996), adopted children were presumptively excluded from taking as “issue” or “descendants” under the trust unless the terms of the trust clearly indicated an intent to include them. Plaintiffs contend that Gibbons wanted to provide equally for Gibbons’ natural and adopted grandchildren and that he gave the stock to Virginia Gibbons Royston after she adopted the children on his assumption that they could not take as “issue” or “descendants” under the trust. According to plaintiffs, “the trial court’s strict application of [G.S. 48-l-106(e)] ignores the circumstances existing at the time of the creation of the Trust, the intent of the settlor, and results in a windfall to the appellees, which clearly was not intended by the General Assembly in enacting the adoption statutes.”

Plaintiffs’ argument fails. The terms of the statute are clear and unambiguous. Accordingly, we must give G.S. 48-l-106(e) its plain and definite meaning. We are without power to create provisions and limitations not contained in the language of the statute itself. State v. Green, 348 N.C. 588, 596, 502 S.E.2d 819, 824 (1998). Here, the irrevocable inter vivos trust created in 1935 was clearly a “written instrument executed before October 1, 1985,” and no intention to exclude the adopted grandchildren plainly appears from the terms of the instrument. Accordingly, we are required by G.S. 48-l-106(e) to conclude that the defendants are entitled to share in the distribution of the trust as “issue” or “descendants” of their adoptive mother, Virginia Gibbons Royston. In Peele v. Finch, 284 N.C. 375, 383, 200 S.E.2d 635, 641 (1973), the Supreme Court construed G.S. 48-23(3), the predecessor to 48-l-106(e), concluding that an adopted child was entitled to take under a will as “issue” of the testator’s children pursuant to the statute. The Peele Court stated:

*781 Clearly, the purpose of the Legislature in adding to G.S. 48-23 [3], [now G.S. 48-l-106(e)] enacted almost immediately after the decision of this Court in Thomas v. Thomas, supra, was to change the law as there declared. The express provision of the statute is that in any will the word ‘issue’ shall be held to include any adopted person, unless the contrary plainly appears by the terms of the will itself. It is also expressly provided by the statute that such rule of construction shall apply whether the will was executed before or after the final order of adoption and irrespective of whether the will was executed before or after the enactment of the statute.

Peele v. Finch, 284 N.C. 375, 381-82, 200 S.E.2d 635, 640 (1973). See also Wachovia Bank and Trust Co. v. Chambless, 44 N.C. App. 95, 105, 260 S.E.2d 688, 695 (1979); and Stoney v. MacDougall, 31 N.C. App. 678, 681, 230 S.E.2d 592, 593 (1976), cert. denied, 291 N.C. 716, 232 S.E.2d 208 (1977).

We recognize that the application of G.S. 48-l-106(e) may cause arguably unfair results. However,

[t]he terms of the statute being clear, no construction of its provisions by this Court is required. In such event, it is our duty to apply the statute so as to carry out the intent of the Legislature, irrespective of any opinion we may have as to its wisdom or its injustice to the deceased testator, unless the statute exceeds the power of the Legislature under the Constitution.

Peele v. Finch, 284 N.C. 375, 382, 200 S.E.2d 635, 640 (1973) (citations omitted) (holding that G.S. 48-23 [now G.S. 48-l-106(e)] does not exceed the power of the legislature under the Constitution).

We also conclude that the trial court did not err in granting defendants’ motion to strike plaintiffs’ allegations regarding the purported gift of stock since G.S. 48-l-106(e) precludes us from looking beyond the terms of the trust instrument in determining whether defendants share in the distribution of the trust.

We next address whether the trial court erred when it ruled on defendants’ motion for attorneys fees pursuant to G.S. 6-21(2) after plaintiffs gave notice of appeal to this Court from the trial court’s judgment on the pleadings. G.S. 1-294 (1996). G.S. 6-21(2) governs attorneys fees in this case and provides in pertinent part:

*782 Costs in the following matters shall be taxed against either party, or apportioned among the parties, in the discretion of the court:
2) Caveats to wills and any action or proceeding which may require the construction of any will or trust agreement, or fix the rights and duties of parties thereunder; ....

G.S. 6-21(2) (1997).

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Cite This Page — Counsel Stack

Bluebook (online)
513 S.E.2d 834, 132 N.C. App. 777, 1999 N.C. App. LEXIS 261, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gibbons-v-cole-ncctapp-1999.