Ghio v. Liberty Ins. Underwriters, Inc.

212 Conn. App. 754
CourtConnecticut Appellate Court
DecidedMay 31, 2022
DocketAC44127
StatusPublished
Cited by3 cases

This text of 212 Conn. App. 754 (Ghio v. Liberty Ins. Underwriters, Inc.) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ghio v. Liberty Ins. Underwriters, Inc., 212 Conn. App. 754 (Colo. Ct. App. 2022).

Opinion

*********************************************** The “officially released” date that appears near the be- ginning of each opinion is the date the opinion will be pub- lished in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the be- ginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion.

All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the latest version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative.

The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publica- tions, Judicial Branch, State of Connecticut. *********************************************** WILLIAM GHIO v. LIBERTY INSURANCE UNDERWRITERS, INC. (AC 44127) Bright, C. J., and Alexander and Bishop, Js.

Syllabus

The plaintiffs in error, four individual insureds, filed a writ of error, challeng- ing a discovery order issued by the trial court finding that the insureds had waived the attorney-client privilege as to all communications con- cerning the merits of the claims of the plaintiffs in the underlying action, W and J. In a prior action, W and J brought a claim against the insureds and their company, B Co., which owned an insurance policy issued by the defendant in error, L Co., which provided liability coverage for B Co. and its directors and officers. Pursuant to the policy, L Co. paid the costs of defending against W and J’s action. Thereafter, L Co. denied that the policy provided coverage for any judgment in that action, and the insureds entered into a stipulated judgment assigning their rights under the policy to W and J and directed their attorney, E, to provide W and J with copies of all communications with L Co. regarding coverage under the policy, redacted as necessary to protect the attorney-client privilege. W and J then brought the underlying action against L Co., seeking to enforce the stipulated judgment, during which they served on L Co. a discovery request seeking all communications between L Co. and E regarding the prior action against the insureds. After L Co. informed W and J that the responsive documents were protected by the attorney-client privilege, the court held a discovery conference and ordered L Co. to produce all communications between L Co. and E that constituted statements of fact or related to the issue of insurance coverage. The insureds reviewed and redacted portions of the relevant documents and instructed L Co. as to which documents to withhold entirely, and L Co. provided the redacted documents and a privilege log to W and J. Thereafter, W and J filed a motion for summary judgment in the underlying action, in which they relied on certain privileged communications between E and L Co., which E had disclosed to them pursuant to the stipulated judgment in the prior action. Subsequently, L Co. notified the insureds that it would seek the court’s permission to produce and disclose all communications between it and E regarding the merits of W and J’s claims in the prior action to defend itself in the underlying action because the insureds had waived the attorney-client privilege by producing some communications on the same subject. Coun- sel for the insureds requested that L Co. identify specific documents that allegedly constituted waiver of that privilege, and L Co. identified six documents, two of which had been used in the motion for summary judgment. At a hearing on the privilege issue, the court, which noted that it had limited time to hear argument on the issue, concluded that the documents E provided to W and J waived the privilege, basing its decision solely on brief excerpts of documents read by L Co.’s attorney during the hearing without conducting an in camera review of the undis- closed documents to determine which were encompassed by the subject matter waiver. The court subsequently denied the motion for reconsider- ation filed by the insureds, and they filed a writ of error. Held: 1. Because the subject matter waiver rule is consistent with Connecticut’s precedent and is based on the same fairness principle supporting the implied waiver rule, this court adopted it as the law in this state: the voluntary disclosure of a privileged attorney-client communication con- stitutes a waiver of the privilege as to all other communications concern- ing the same subject matter when the trial court has determined that the waiver was intentional and that fairness dictates that the disclosed and undisclosed communications be considered together; moreover, where a party asserts that the rule applies on the basis of disclosed communications, the court must review the relevant disclosed and undis- closed communications to determine whether a waiver has occurred and, if so, must determine the scope of that waiver through a fact intensive inquiry into the nature of the communications. 2. The trial court erred in not holding an evidentiary hearing and reviewing the communications in question: a. The trial court abused its discretion in failing to review the actual documents on which the claim of waiver was based: given the parties’ conflicting positions regarding the importance of the documents at issue, the court was required to review the relevant communications before issuing its ruling finding that the insureds had waived the privilege as to all communications regarding E’s analysis of W and J’s claims; more- over, if the court, following a review of the documents, determines that there had been a subject matter waiver, it would need to conduct an in camera review of the claimed privileged documents to determine which documents were covered by the waiver and should be produced; accord- ingly, this court remanded the case for an evidentiary hearing. b. Because this court found error and remanded the case for an eviden- tiary hearing, it addressed the claims of the insureds likely to arise on remand: because not all of the communications were disclosed in compliance with a court order, on remand, the trial court was required to determine which privileged communications were voluntarily dis- closed by the insureds and whether fairness requires that the voluntarily disclosed communications and any undisclosed communications regard- ing the same subject matters be considered together; moreover, because L Co. produced only those communications authorized by the insureds, which they had reviewed and redacted, its actions did not neglect its duty to protect the attorney-client privilege and its productions of com- munications could have constituted a subject matter waiver of the insureds’ privilege; furthermore, although the insureds were not parties to the underlying action, they had an interest in the action notwithstand- ing their lack of status and, therefore, the subject matter waiver rule may properly be applied to them. Argued December 2, 2021—officially released May 31, 2022

Procedural History

Writ of error from orders of the Superior Court in the judicial district of Hartford, Moukawsher, J., ruling that the plaintiffs in error had waived the attorney-client privilege as to certain discovery materials and denying their motion for reconsideration, brought to the Supreme Court and transferred to this court. Writ granted; further proceedings. Proloy K. Das, with whom were Erik H.

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Cite This Page — Counsel Stack

Bluebook (online)
212 Conn. App. 754, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ghio-v-liberty-ins-underwriters-inc-connappct-2022.