Gerald Werth v. Thomas Bell

692 F.3d 486, 2012 WL 3667226, 2012 U.S. App. LEXIS 18172
Court of Appeals for the Sixth Circuit·Decided August 28, 2012·No. 10-2183·Published·Cited by 82 cases

Opinion

OPINION

BOGGS, Circuit Judge.

Gerald Werth, charged with robbing a Flint, Michigan convenience store, pleaded guilty to breaking and entering with the intent to commit larceny and to possession of burglar’s tools. Before he pleaded guilty, however, Werth attempted no fewer than seven times to assert his Sixth Amendment right to self-representation. The trial court denied his request summarily the first six times. The seventh time, the judge explained the nature of the charges against Werth, told him that she could not give him special training or treatment, and denied his request without giving him an opportunity to speak. Some three weeks later, the judge denied Werth’s subsequent motion to withdraw his guilty plea, in which he argued that his plea was the product of duress because, among other things, the court would not let him proceed pro se. After being sentenced, Werth filed an application for leave to appeal. 1 Both the Michigan Court of Appeals and the Michigan Supreme Court denied his application in brief summary orders that referred to the merits of his claims. The district court, adopting a magistrate judge’s recommendation, denied Werth’s petition for a writ of habeas corpus. Applying AEDPA deference, it held that Werth waived his self-representation claim by pleading guilty. The district court granted a certificate of appealability on the question of whether the Michigan courts violated clearly established federal law in holding that a defendant may not challenge the denial of his request to represent himself, after entering a knowing and voluntary unconditional guilty plea. For the reasons that follow, we affirm.

I

Around 5:30 a.m. on November 7, 2007, someone broke into Khirfan’s Blue Collar Market, a business located near a General Motors plant in Flint, Michigan. Investigation led to charging Werth with breaking and entering with the intent to commit larceny and with possession of burglar’s tools. Because he had six prior felony *489 convictions, Werth faced a maximum sentence of life in prison on each of the two counts. At arraignment, he pleaded not guilty to both, and the trial court set a final pretrial-motion cutoff date of February 8, 2008, and a trial date of February 13, 2008.

At the February 8 hearing, Werth began to ask for permission to represent himself, pursuant to Faretta v. California, 422 U.S. 806, 95 S.Ct. 2525, 45 L.Ed.2d 562 (1975). He did so both in a "written motion that he instructed his lawyer to file and orally in open court. 2 Werth believed that Crystal Davidson, owner of the trailer in which both Werth and the stolen property were found, had “purged [sic] herself’ during his preliminary examination, and Werth wanted his lawyer to subpoena cell-phone records as proof. Werth’s then-attorney, Roger Lange, did not understand the reason for his client’s request, and took no action. “[T]hat,” Werth explained, “[is] why I want to represent myself.” The trial judge’s reaction to this initial request was to probe why Werth wanted the phone records in the first place. 3 The judge suggested that, if “we take care of the other issues that [Werth] wants raised,” she did not need to address his request to represent himself. Although Lange called Werth’s request “a wild goose chase,” the trial judge postponed the trial for sixty days to give Werth an opportunity to obtain Davidson’s cell-phone records. Still, Werth persisted in his self-representation request, telling the judge, “I do not want Mr. Lange representing me.... I’ll represent myself, your Honor.” This time, the judge responded: ‘You know what, there’s a test involved. And I don’t think that you’re going to meet the test.” After a brief discussion about the logistics of preparing a subpoena for Davidson’s records, Werth, undeterred, told the court, “I want an adjournment because ... I do want to present this [the phone records] to the Court and I do want to represent myself.” The court replied: “I’m not .... prepared to allow that to happen at this time.”

After another delay related to cell-phone records, the court held a final pretrial conference on April 14, 2008. There, Werth again asked to represent himself. Again, his requests were both written and oral. He sent a written “communication ... to the Court entitled motion to grant speedy trial .... [that contained a] request ] to represent himself and ... to withdraw his counsel in this case and represent himself in this matter.” Before the hearing, “[h]e indicated [to his then-attorney Mark W. Latchana] ... that he wanted to tell the Court that he wanted to represent himself.” Attorney Latchana, in response, “indicated to [Werth] that [he] would be happy to abstain [as his] counsel and assist him in whatever way [he] could.” Then, during the hearing, Werth said to the court:

I have a constitutional right and a state right to represent myself. Also, Michigan Court Rule 6.005 states that I have a right to court appointed counsel. I also have a right under that court rule to waive that counsel. Mr. Latchana has done nothing for me. There should have been motions filed into this Court all ready [sic]. I don’t believe the prosecutor can make her case.

The judge’s immediate response focused only on Werth’s last statement about the sufficiency of the evidence against him. Werth, though, did not let the self-repre *490 sentation issue lie. He instead persisted, stating: “So, your honor, you’re saying that I — I can’t exercise my constitutional right to represent myself.” The following dialogue ensued:

THE COURT: No, I’m not going to do it. Let me first tell you, I’m required under the court rule. As you’re so familiar with it. So you understand that right—
THE DEFENDANT: I’m not saying I’m familiar with it, your Honor. I just want to represent myself. I have that right. And I’m asking to exercise that right. That’s all.
THE COURT: That’s only if I can count on you not to behave improperly and I can’t.
THE DEFENDANT: How am I going to — your Honor, I have a right to do this.
THE COURT: Count one, let me go through this. Count one, breaking and entering a building with intent to commit a larceny. That’s a felony. Maximum sentence by statute ten years. With sentence enhancement, life. Count two, possession of burglar tools, also a felony. Maximum statutory penalty ten years. With sentence enhancement, life. Those are the mandatory facts. You were on parole. The sentence must be consecutive to the sentence you’re now serving. And then of course, as you’re clearly aware, there are multiple risks involved with self representation including—
THE DEFENDANT: And I’m willing to take those risks, your Honor.

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Gerald Werth v. Thomas Bell, 692 F.3d 486, 2012 WL 3667226, 2012 U.S. App. LEXIS 18172 (6th Cir. 2012).

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