George v. State

944 P.2d 1181, 1997 Alas. App. LEXIS 37, 1997 WL 540816
CourtCourt of Appeals of Alaska
DecidedSeptember 5, 1997
DocketA-5930
StatusPublished
Cited by12 cases

This text of 944 P.2d 1181 (George v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Alaska primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
George v. State, 944 P.2d 1181, 1997 Alas. App. LEXIS 37, 1997 WL 540816 (Ala. Ct. App. 1997).

Opinion

MANNHEIMER, Judge.

Under Alaska law prior to July 1995, indigents who wished to commence litigation against the State could apply to the courts for a total waiver of the normal filing fee under Alaska Administrative Rules 9(f) and 10. In the 1995 legislative session, however, the Alaska legislature enacted a statute, AS 09.19.010, which limits the courts’ authority to waive filing fees in lawsuits brought by prisoners against the state government. See 1995 SLA, ch. 79, § 1. Under this new law, a court must in all cases require the prisoner to pay a filing fee “equal to 20 percent ... of the average monthly deposits made to the prisoner’s [prison] account ... or the average balance in that account”, whichever is greater (unless this calculation yields a figure larger than the normal filing fee). See AS 09.10.010(d).

Henry George is a prisoner who unsuccessfully sought post-conviction relief in the superior court and who now wishes to pursue an appeal to this court. Under Alaska Administrative Rule 9(a)(1), the filing fee for an appeal to this court is $100. Claiming indi-gency, George lodged his appellate pleadings with no filing fee. The State asked this court to dismiss George’s appeal unless he paid a filing fee under AS 09.19.010. (According to the financial information George has submitted, his minimum filing fee under this statute would be $2.21.) George responded by asserting that AS 09.19.010 is unconstitutional and that he should be able to pursue this appeal without paying any fee.

For the reasons explained in this opinion, we conclude that AS 09.19.010 is constitutional. Therefore, even though George is not *1183 able to pay the full $100 filing fee, he must apply for an exemption under AS 09.19.010, and he is subject to the minimum fee set by that statute.

Explanation of the statute at issue here

AS 09.19.010 governs the filing fees that prisoners must pay to commence litigation against the State. 1 AS 09.19.010(a) declares that, with the exception of claims under AS 23.20 (the Alaska Employment Security Act), a prisoner who commences litigation against the state must pay the full prescribed filing fees unless “the court exempt[s][the] prisoner from paying part of those fees [upon a finding of] exceptional circumstances”. A prisoner seeking this partial exemption must submit (A) complete information concerning his or her income, assets, and liabilities; (B) an explanation of the circumstances that prevent the prisoner from paying full filing fees; and (C) an explanation of the prisoner’s claim against the State, including the underlying facts. AS 09.19.010(b)(1). The prisoner must also provide the court with a certified copy of the prisoner’s prison account statement for the preceding six months. AS 09.19.010(b)(2). The court has the authority to require the prisoner to provide additional documentation or financial information. AS 09.19.010(b)(3).

Based on this information, “the court may grant an exemption from part of the applicable filing fees if the court finds that exceptional circumstances prevent the prisoner from paying full filing fees”. AS 09.19.010(c). The statute does not define “exceptional circumstances” except by exclusion: “Imprisonment and indigency do not constitute exceptional circumstances if the prisoner has available income or resources that can be applied to the filing fee.” Id.

If the court finds exceptional circumstances, the court can exempt the prisoner from paying the normal fee, but the court must require the prisoner to pay at least a minimum partial fee. This minimum fee is set at twenty percent of (1) the monthly average of the deposits made to the prisoner’s account, or (2) the average monthly balance of that account, whichever is larger. AS 09.19.010(d). (Of course, if this calculation yields a figure greater than the normal filing fee, the prisoner need pay only the normal fee. Id.)

After the court determines the amount of the filing fee that the prisoner must pay, the prisoner must normally pay this fee within 30 days or the prisoner’s pleadings will not be accepted for filing. AS 09.19.010(e). However, the court has the authority to extend this 30-day deadline. Id.

Procedural Due Process

George asserts that AS 09.19.010 is too vague to satisfy the demands of due process. He points out that the statute authorizes courts to waive the normal filing fee if a prisoner proves “exceptional circumstances”, but the statute then fails to define “exceptional circumstances” (except to declare that imprisonment and indigency do not,- by themselves, constitute exceptional circumstances). George contends that, without firm criteria for defining exceptional circumstances, “[u]n-even application [of the statute] is a virtual certainty”.

Reading AS 09.19.010 as a whole, it is obvious that the phrase “exceptional circumstances” refers to the circumstances other than imprisonment and indigency that “prevent the prisoner from paying full filing fees”. AS 09.19.010(c). Under AS 09.19.010(b), a prisoner seeking exemption from the normal filing fee must provide the court with “the prisoner’s complete financial situation, including the prisoner’s income, assets, and court-ordered payments”, as well as a description of “the circumstances that pre *1184 vent the prisoner from paying full filing fees”. AS 09.19.010(b)(1).

At first blush, it may seem strange for the legislature to declare that a prisoner’s “indi-gency” does not constitute a sufficient reason to waive the normal filing fee. However, the definitions of “indigency” contained in the Alaska statutes and court rules focus on a person’s ability to hire private counsel. 2 Many people with regular incomes will be found “indigent” under these definitions, even though they could afford to pay a $100 filing fee if that were the only expense of litigation. We conclude that the legislature used the phrase “exceptional circumstances” in AS 09.19.010 to clarify that, for the purpose of granting filing fee exemptions, the focus of the inquiry should be on the person’s ability to pay the filing fee, not their ability to pay for private counsel.

George correctly notes that the statute does not prescribe a precise standard of how penniless a prisoner must be before a court should waive the normal filing fee. Because of this lack, George contends that “judges are free to decide, without any legally fixed standards, whether an exemption is warranted”. We do not agree.

The question to be decided is whether the prisoner, given his or her income, assets, and liabilities, can afford to pay the normal filing fee. This question will ultimately turn on the financial situation of the individual prisoner. In this respect, the filing fee determination is similar to the determination of eligibility for appointed counsel under AS 18.85.120(b) and AS 18.85.170(4). The same flexible approach is required: a court must examine a person’s expenses, determine which ones are necessary, then compare those necessary expenses to the person’s income and accumulated assets.

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Bluebook (online)
944 P.2d 1181, 1997 Alas. App. LEXIS 37, 1997 WL 540816, Counsel Stack Legal Research, https://law.counselstack.com/opinion/george-v-state-alaskactapp-1997.