George Diehl Dolan v. Zelie M. Dolan

CourtCourt of Appeals of Texas
DecidedJune 18, 2009
Docket01-07-00694-CV
StatusPublished

This text of George Diehl Dolan v. Zelie M. Dolan (George Diehl Dolan v. Zelie M. Dolan) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
George Diehl Dolan v. Zelie M. Dolan, (Tex. Ct. App. 2009).

Opinion

Opinion issued June 18, 2009







In The

Court of Appeals

For The

First District of Texas





NO. 01-07-00694-CV





GEORGE DIEHL DOLAN, Appellant


V.


ZELIE M. DOLAN, Appellee





On Appeal from 281st District Court

Harris County, Texas

Trial Court Cause No. 2001-52646





MEMORANDUM OPINION


          Appellee, Zelie M. Dolan, is the beneficiary of a testamentary trust, of which appellant, George Dolan, was appointed trustee. Zelie sued George for breach of fiduciary duty, breach of contract, and negligence, alleging that George had improperly written checks from her trust fund to himself and to his business, Never Furl; to his wife for the establishment and operation of her business, Needlepoint Paradise; and to his son. Zelie sought actual and exemplary damages.

          A jury found that, with regard to the funds advanced to Needlepoint and his son, George had breached his fiduciary duties as trustee and had acted with gross negligence. The jury also found that Zelie had consented to the use of her trust funds for the establishment and operation of Needlepoint and for the payment of commissions to George as compensation. The jury awarded to Zelie $154,000.00 in actual damages and $8,370.00 in exemplary damages. The jury found that George was entitled to $36,475.00 in trustee’s fees.

          On appeal, George presents four issues. In his first and fourth issues, George challenges the legal sufficiency of the evidence to support the jury’s finding that he acted with gross negligence in using trust funds for Needlepoint and in giving trust funds to his son. In his second issue, George contends that the trial court erred by failing to give effect to the jury’s determination that Zelie consented to the use of her trust funds for Needlepoint, which established his affirmative defense of consent. In his third issue, George contends that the trial court erred by failing to give effect to the jury’s determination that Zelie knew or should have known of the use of her trust funds for Needlepoint before October 15, 1997, which established his limitations defense and barred Zelie’s claim of breach of fiduciary duty.

          We affirm.

Summary of Facts and Procedural History

          George and Zelie are brother and sister. When their mother died in 1976, Zelie was a member of the Congregation of Divine Providence, a religious order that adheres to a vow of poverty. Zelie’s interest in her mother’s estate had been preserved through a testamentary trust, of which George was appointed trustee. The terms of the testamentary trust provide, in relevant part, that “[t]he trustee shall in no case be liable for loss to the trust estate, except for his willful breach of trust, bad faith, or gross negligence, nor for any other error of judgment in the exercise of good faith . . . .” The value of Zelie’s interest was approximately $500,000.00.

          For many years, Zelie was a student, earning graduate degrees in mathematics and religion, and she worked in churches and hospitals, ministering and teaching religious classes. In addition, Zelie lived abroad for several years. During that time, George managed the trust investments, paid Zelie’s expenses from the trust fund, and periodically sent spreadsheet statements to Zelie showing the earnings and disbursements from the fund. When Zelie visited, George insisted that she review her trust finances. It is undisputed that, during this time, Zelie took very little interest in the trust.

          In June 1994, Zelie visited George and his wife, Barbara. At that time, George and Barbara were considering starting a needlepoint business. George and Barbara traveled to needlepoint shops, studied the market, and talked with suppliers. Barbara estimated that it would take $150,000 to establish her business over a period of time. According to George, Zelie participated in the discussions he and Barbara had with regard to starting the business and, when George discussed finding a lender, Zelie said that there was no need because there was money in the trust. According to Zelie, she was aware that Barbara was planning to open a shop, but she was unaware that the trust would be the prime source of financing.

          In July 1994, Zelie moved to Seattle, Washington.

          It is undisputed that, beginning in 1995, George regularly wrote checks to Barbara to establish her shop, Needlepoint Paradise. By year 2000, the advances from the trust totaled $158,370.00. It is undisputed there had not been any formal documentation concerning the nature of the advances, e.g., whether such advances were considered to be loan or an investment and whether the trust held any security or ownership interest. It is undisputed that Barbara invested $65,000 of her own money into Needlepoint and that George did not personally invest in the venture.

          In addition, during the period of 1996 to 2000, George wrote checks to himself from the trust fund. The parties dispute whether Zelie had agreed that George could deduct a five percent annual commission as compensation for managing the trust. George also advanced funds from the trust to his business, Never Furl. In January 2000, George executed a promissory note pertaining to $14,500.00 of the funds he had advanced to Never Furl. The note, which was due on demand, provided that George would pay 9.5 percent interest until paid. George paid this loan off through offsets to his commissions. Further, Zelie testified that George gave $4,000.00 to his son, Eddie Dolan.

          George testified that the statements he periodically sent to Zelie reflected the sums he had written to Barbara, to himself, and to his son.

          In early 2000, Zelie decided to retire and took a class on investments. In July 2000, she asked George to come to Seattle and to bring the trust records. Zelie testified that, during that visit, she was “horrified” to discover that the trust had supplied $158,370.00 in funding to Needlepoint. Zelie said that, after her discovery, she understood that the sum advanced was a loan that George would pay back.

          Thereafter, George ceased writing checks from the trust to support Needlepoint and, in early 2001, Needlepoint was closed. On the books of the trust, George wrote off the $158,370.00 loss as a bad investment.

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George Diehl Dolan v. Zelie M. Dolan, Counsel Stack Legal Research, https://law.counselstack.com/opinion/george-diehl-dolan-v-zelie-m-dolan-texapp-2009.