General Electric Co. v. Massachusetts Department of Environmental Protection

8 Mass. L. Rptr. 417
CourtMassachusetts Superior Court
DecidedJune 15, 1998
DocketNo. 981769B
StatusPublished

This text of 8 Mass. L. Rptr. 417 (General Electric Co. v. Massachusetts Department of Environmental Protection) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
General Electric Co. v. Massachusetts Department of Environmental Protection, 8 Mass. L. Rptr. 417 (Mass. Ct. App. 1998).

Opinion

Hinkle, J.

In this action plaintiff General Electric Company (“G.E.”) challenges defendant Massachusetts Department of Environmental Protection’s (“the D.E.P.’s”) refusal to provide G.E. with approximately 420 documents G.E. requested under G.L.c. 66, §10, the Public Records Act. The D.E.P. contends that these documents are, variously, protected by the attorney-client privilege, protected by the work-product doctrine, or exempt from the statutory definition of “public records,” and therefore need not be produced.

G.E. and the D.E.P. have now moved for summary judgment as to all counts of the complaint; for the reasons set out below, the D.E.P.’s motion is allowed and G.E.’s denied. With respect to Counts I and II, this decision is without prejudice to G.E.’s filing a renewed application for injunctive relief upon resolution of the legal and factual questions set out in this memorandum. With respect to Count III, separate and final judgment is to enter, as set out in the Order, below.

BACKGROUND

This action arises from disputes between G.E., the D.E.P. and various federal agencies about the appropriate means of investigating and ultimately cleaning up pollution allegedly created by a G.E. facility in Pittsfield, Massachusetts, and affecting areas in and around the Housatonic River. (I refer to these sites collectively as the “Housatonic River Sites.”) Among other issues, the parties dispute the propriety of D.E.P.’s support for the United States Environmental Protection Agency’s (“the E.P.A.’s") proposal that all or certain of the Housatonic River Sites be designated as “Superfund” sites,2 a designation which could change the manner of regulatory control over those sites and substantially increase G.E.’s financial liability for the cost of their cleanup. The public comment period established to precede an E.P.A. decision about Superfund designation originally was to end on May 1, 1998. Shortly before that date the EPA extended the period, at G.E.’s request, for the limited purpose of permitting submission of comments concerning new information released by D.E.P. after April 28, 1998. Such comments are now due by July 1, 1998.

In September and October of 1997, G.E. formally requested under the Public Records Act that the D.E.P. provide it with certain documents allegedly relevant to investigation and remediation of the Housatonic River Sites. In response to G.E.’s first request, the D.E.P. produced a limited set of documents in January, 1998. The D.E.P. did not formally respond to G.E.’s second request before this lawsuit was filed.

[418]*418On April 7, 1998, G.E. initiated this action by filing its Complaint for Expedited Access to Agency Records and Declaratory Relief, asserting that expedited relief was necessary to ensure that G.E. could obtain necessary documents before the public comment period ended.3 The Complaint requests that the Court order D.E.P. to respond fully to each document request4 and enter a declaration that “by refusing to provide access to or copies of any documents responsive to the September and October Requests, the defendants have violated [the Public Records Act].”

On April 14, 1998, after hearing, I ordered that by April 21, 1998, the D.E.P. produce non-exempt documents created since January, 1994, regarding nine enumerated topics. I also ordered that the D.E.P. provide an index of withheld documents and describe the document search that it undertook. The D.E.P. subsequently produced between 231 and 2535 documents and an index of withheld documents or portions of documents. On April 22, 1998, G.E. filed a motion to compel, requesting that the Court order the D.E.P. to give a more detailed description of its document search. A detailed description was thereafter submitted, via the Affidavit of Robert E. Bell, Chief Regional Counsel for the Massachusetts Department of Environmental Protection in DEP’s Western Regional Office, signed April 24, 1998.

On April 22, 1998, G.E. filed its first motion for summary judgment, requesting partial summary judgment on the issue of whether the work-product doctrine applies to protect documents from disclosure under the Public Records Act. On April 28, 1998, after hearing, I denied the motion without prejudice to its renewal because it was not yet clear whether any of the D.E.P.’s claimed withholdings depended solely on the application of the work-product doctrine.

On April 27, 1998, I entered an order of reference to Special Master John Gilmore, of the law firm of Hill & Barlow, directing him, among other things, to determine whether individual documents that the D.E.P. wished to withhold fell within the scope of the claimed exemptions and privileges. I reserved for this Court the task of determining whether, as a legal matter, such exemptions and privileges could legitimately be asserted in response to a public-records request.

On May 8, 1998, G.E. filed its renewed Emergency Motion for Summary Judgment, which I consider here. On May 29, 1998, the D.E.P. filed its cross motion, which I also consider. On June 4, 1998, the Special Master filed his report.

DISCUSSION

As justification for withholding certain of the requested documents, the D.E.P. asserts two common-law privileges and three exemptions to the definition of “public records”: the attorney-client privilege; the work-product doctrine; the “policy deliberation" exemption to the definition of “public records” (G.L.c. 4, §7, cl. 26(d)); the “investigatory materials” exemption (G.L.c. 4, §7, cl. 26(f)); and the “personal notes” exemption (G.L.c. 4, §7, cl. 26(e)). In its Emergency Motion for Summary Judgment (filed May 8, 1998), G.E. requests that judgment in its favor take the form of an order in the nature of an all-encompassing declaration as to the scope of these privileges and exemptions and as to the legitimacy of the assertion of the two claimed common-law privileges in the public-records context.6 The D.E.P. also requests judgment in its favor but leaves unspecified the form that any order should take.

I decline to enter judgment for either party in the form of the declaration sought by G.E. Rather, my Order is directed only at the original counts of the Complaint: a request that the D.E.P. be “direct[ed] . . . to respond forthwith and in full to each of the outstanding records requests” (Counts I and II) and that the court declare “that by refusing to provide access to or copies of any documents responsive to the September and October Requests, the defendants have violated [the Public Records Act]” (Count III). Given my review of the law governing the exemptions and privileges claimed, an evaluation of the counts of the Complaint requires discussion here of only one asserted privilege and two exemptions. On the basis of my findings and rulings concerning that privilege and those exemptions, the D.E.P.’s motion for summary judgment is allowed and G.E.’s denied, as described above.

The following discussion begins with the legal reasoning behind my conclusion that the D.E.P. appropriately asserted the one privilege and the two exemptions to justify withholding documents requested by G.E. The discussion goes on to evaluate the application of that privilege and those exemptions to the particular documents withheld here. This latter discussion is brief, largely endorsing the conclusions of the Special Master, who reviewed the D.E.P.’s exemption log and a number of the withheld documents in camera.

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Bluebook (online)
8 Mass. L. Rptr. 417, Counsel Stack Legal Research, https://law.counselstack.com/opinion/general-electric-co-v-massachusetts-department-of-environmental-masssuperct-1998.