Gary Helman v. Steve Smeltzley

742 F.3d 760, 2014 WL 466080, 2014 U.S. App. LEXIS 2302
CourtCourt of Appeals for the Seventh Circuit
DecidedFebruary 6, 2014
Docket12-3428
StatusPublished
Cited by51 cases

This text of 742 F.3d 760 (Gary Helman v. Steve Smeltzley) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gary Helman v. Steve Smeltzley, 742 F.3d 760, 2014 WL 466080, 2014 U.S. App. LEXIS 2302 (7th Cir. 2014).

Opinion

ROVNER, Circuit Judge.

Gary W. Helman brought an action under 42 U.S.C. § 1983, alleging that the defendants, law enforcement officers, violated his constitutional rights under the Fourth and Fourteenth Amendments by their conduct in executing an arrest warrant for him on April 9, 2009. In the course of events, Helman was shot multiple times, and he asserts that the defendants used excessive force. The district court granted summary judgment in favor of the defendants, and Helman appeals.

Summary judgment is appropriate only if there is no genuine issue of material fact that could result in a favorable judgment to Helman. We take all facts and reasonable inferences in the light most favorable to Helman as the non-moving party, and review the decision of the district court de novo. Casna v. City of Loves Park, 574 F.3d 420, 424 (7th Cir.2009).

On April 9, 2009, members of the Indiana State Police arrived at Helman’s residence to execute warrants for his arrest. They spoke with his brother Michael Helman, and explained that they were there to arrest Helman, who was in the home with his mother. The officers hoped to negotiate a peaceful surrender. Michael Helman then spoke with Helman in the home before departing the residence. Around noon, Helman exited the home and spoke with United States Marshal Brent Cooper and Sergeant Duhaime concerning lawsuits that Helman had filed in federal court. In response to the officers’ questions as to whether he was armed, Helman pulled up his shirt to reveal that he was wearing a .45 caliber semi-automatic handgun. Helman then handed paperwork to the officers and returned to his residence. The officers informed the other members of the Indiana State Police that Helman was carrying a loaded firearm.

A stalemate ensued for approximately 6 hours, after which time Helman again exited the house to meet with law enforcement officers. This time, as Helman walked into his backyard carrying water and a coffee cup in his hands, the Indiana State Police Emergency Response Team (the ERT) moved in behind Helman to prevent him from retreating again into his home. The ERT then activated a flash bang device to distract Helman. At this point, the sequence of events becomes less clear. According to the district court opinion, Helman turned in response to the commotion caused by the flash bang device, and upon seeing the ERT, attempted to draw his handgun. At that time, the officers fired shots at Helman, hitting him multiple times. Those facts, however, were identified by the district court as those supported by the defendants’ evidence of record. But on a summary judgment motion by the defendants, we must take the facts and reasonable inferences in the light most *762 favorable to the plaintiff. Helman asserts that when the flash bang device detonated, he turned but he did not reach for his weapon until after that device went off and shots were fired at him.

Subsequently, Helman was charged in state court with Resisting Law Enforcement under Ind.Code § 35-44-3-3. 1 Although resisting law enforcement is normally a Class A misdemeanor, Helman’s use of a deadly weapon elevated it to a Class D felony. Helman pled guilty to that charge, acknowledging at the plea hearing that he “did knowingly or intentionally forcibly resist, obstruct or interfere with a law enforcement officer while the officer was lawfully engaged in the execution of the officer’s duties and while committing said offense ... attempted to draw a deadly weapon.”

Helman now argues that the defendant officers violated his rights under the Fourth and Fourteenth Amendments of the Constitution in using excessive force against him, and has sued under 42 U.S.C. § 1983 for redress. He asserts that as a result of their actions, he incurred medical and hospital expenses and suffered injuries that are permanently disabling.

The first issue that we must address is the defendants’ argument that Helman is precluded from bringing this § 1983 action under Heck v. Humphrey, 512 U.S. 477, 486, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994). In Heck, the Court held that a district court must dismiss a § 1983 action if a judgment in favor of the plaintiff in that § 1983 action would necessarily imply the invalidity of his criminal conviction or sentence. Id. at 487, 114 S.Ct. 2364; Skinner v. Switzer, — U.S. -, 131 S.Ct. 1289, 1298, 179 L.Ed.2d 233 (2011). But if the claim, even if successful, will not demonstrate the invalidity of the conviction, then the § 1983 action should be allowed to proceed. Id.

In Evans v. Poskon, 603 F.3d 362 (7th Cir.2010), we addressed the ability of a plaintiff to proceed on a § 1983 excessive force claim where that plaintiff had been convicted of resisting arrest, and held that the plaintiff can only proceed to the extent that the facts underlying the excessive force claim are not inconsistent with the essential facts supporting the conviction. The police in that case burst into Evans’ home because they believed he was attempting to strangle someone, and arrested him after a struggle. He was convicted of attempted murder and resisting arrest. Id. at 363. Evans subsequently brought an action under § 1983 alleging that the officers violated the Fourth Amendment by using excessive force during and after the arrest. We held that Evans could not maintain a § 1983 action premised on the claim that he did not resist being taken into custody, but could proceed on claims that the police used excessive force in effecting custody or after doing so. Id. at 364; see also Burd v. Sessler, 702 F.3d 429, 433-35 (7th Cir.2012); Moore v. Ma-hone, 652 F.3d 722, 723 (7th Cir.2011). The latter claims were not inconsistent with his conviction for resisting arrest. Therefore, in considering whether Heck requires dismissal, we must consider the factual basis of the claim and determine whether it necessarily implies the invalidity of Helman’s conviction. To the extent that factual allegations do not do so, Hel-man may proceed under § 1983.

In this case, the only viable theory of § 1983 liability is Helman’s theory that he did not attempt to draw his weapon until *763 after shots were fired at him. That theory is inconsistent with his conviction for Resisting Law Enforcement under Ind.Code § 35-44-3-3.

We begin by considering that criminal provision.

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Bluebook (online)
742 F.3d 760, 2014 WL 466080, 2014 U.S. App. LEXIS 2302, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gary-helman-v-steve-smeltzley-ca7-2014.