Garland v. Saul

District Court, N.D. California·Decided November 9, 2020·No. 4:19-cv-03308-DMR·Unknown

Opinion

DAVID G., Case No. 19-cv-03308-DMR Plaintiff, v. ORDER ON CROSS MOTIONS FOR ANDREW M. SAUL, Re: Dkt. Nos. 18, 27 Defendant.

Plaintiff David G. moves for summary judgment to reverse the Commissioner of the Social Security Administration’s (the “Commissioner’s”) final administrative decision, which found Plaintiff not disabled and therefore denied his application for benefits under Titles II and XVI of the Social Security Act, 42 U.S.C. § 401 et seq. [Docket No. 18.] The Commissioner cross- moves to affirm. [Docket No. 27.] For the reasons stated below, the court grants in part and denies in part Plaintiff’s motion and denies the Commissioner’s motion. Plaintiff filed applications for Social Security Disability Insurance (“SSDI”) and Supplemental Security Income (“SSI”) benefits on May 29, 2015, alleging disability beginning September 10, 2014. Administrative Record (“AR”) 249-58. An Administrative Law Judge (“ALJ”) held a hearing and issued an unfavorable decision on December 8, 2017. AR 25-40. The ALJ found that Plaintiff has the following severe impairments: left shoulder degenerative joint disease; diabetes mellitus with diabetic neuropathy; status post cervical spine fusion surgery; lumbar degenerative disc disease; planta fasciitis; and obesity. A.R. 31. The ALJ found that Plaintiff’s other medical conditions, including obstructive sleep apnea, were non-severe impairments. A.R. 31. [He can] perform light work as defined in 20 CFR [§§] 404.1567(b) and 416.967(b) except: the claimant can frequently balance; he can rarely climb ropes, ladders, scaffolds, stairs, and ramps; he can occasionally reach overhead and occasionally feel; he can stand and walk for two hours at a time, but then would need to rest for 10 minutes before standing and walking again; and he should avoid concentrated exposure to workplace hazards, such as unprotected heights and moving machinery. A.R. 34. Relying on the opinion of a vocational expert (“VE”) who testified that an individual with such an RFC could perform jobs existing in significant numbers in the national economy, including cafeteria attendant and retail sales assistant, the ALJ concluded that Plaintiff is not disabled. A.R. 38-39. After the Appeals Council denied review, Plaintiff sought review in this court. [Docket No. 1.] 1. Did the ALJ err in concluding that Plaintiff’s sleep apnea is not a severe impairment? 2. Did the ALJ err in evaluating Plaintiff’s credibility? 3. Did the ALJ err in weighing the medical evidence? 4. Is the ALJ’s determination at step five supported by substantial evidence? Pursuant to 42 U.S.C. § 405(g), this court has the authority to review a decision by the Commissioner denying a claimant disability benefits. “This court may set aside the Commissioner’s denial of disability insurance benefits when the ALJ’s findings are based on legal error or are not supported by substantial evidence in the record as a whole.” Tackett v. Apfel, 180 F.3d 1094, 1097 (9th Cir. 1999) (citations omitted). Substantial evidence is evidence within the record that could lead a reasonable mind to accept a conclusion regarding disability status. See Richardson v. Perales, 402 U.S. 389, 401 (1971). It is more than a mere scintilla, but less than a preponderance. See Saelee v. Chater, 94 F.3d 520, 522 (9th Cir.1996) (internal citation omitted). When performing this analysis, the court must “consider the entire record as a whole and may not Admin., 466 F.3d 880, 882 (9th Cir. 2006) (citation and quotation marks omitted). If the evidence reasonably could support two conclusions, the court “may not substitute its judgment for that of the Commissioner” and must affirm the decision. Jamerson v. Chater, 112 F.3d 1064, 1066 (9th Cir. 1997) (citation omitted). “Finally, the court will not reverse an ALJ’s decision for harmless error, which exists when it is clear from the record that the ALJ’s error was inconsequential to the ultimate nondisability determination.” Tommasetti v. Astrue, 533 F.3d 1035, 1038 (9th Cir. 2008) (citations and internal quotation marks omitted). A. Determination of Plaintiff’s Severe Impairments Plaintiff argues that the ALJ erred in finding that his sleep apnea is not a severe impairment. 1. Legal Standard At step two of the five-step sequential evaluation for disability claims, the ALJ must determine whether the claimant has one or more severe impairments that significantly limit a claimant’s ability to perform basic work activities. 20 C.F.R. §§ 404.1520(a)(4)(ii) and (c); 416.920(a)(4)(ii) and (c). “Basic work activities are abilities and aptitudes necessary to do most jobs, including, for example, walking, standing, sitting, lifting, pushing, pulling, reaching, carrying or handling.” Smolen v. Chater, 80 F.3d 1273, 1290 (9th Cir. 1996) (quotation omitted). The Ninth Circuit has held that “the step-two inquiry is a de minimis screening device to dispose of groundless claims.” Id. (citation omitted). “An impairment or combination of impairments can be found ‘not severe’ only if the evidence establishes a slight abnormality that has no more than a minimal effect on an individual[’]s ability to work.” Id. (quotations omitted). In addition, when assessing a claimant’s RFC, an ALJ must consider all of the claimant’s medically determinable impairments, both severe and non-severe. 20 C.F.R. §§ 416.920(e), 416.945; see Carmickle v. Comm’r, Soc. Sec. Admin., 533 F.3d 1155, 1164 (9th Cir. 2008); see also SSR 96-8p, 1996 WL 374184, at *5 (“In assessing RFC, the adjudicator must consider limitations and restrictions imposed by all of an individual’s impairments [because] limitations due to such a ‘not severe’ range of other work that the individual may still be able to do.”). 2. Analysis The ALJ found that Plaintiff has the following severe impairments: left shoulder degenerative joint disease; diabetes mellitus with diabetic neuropathy; status post cervical spine fusion surgery; lumbar degenerative disc disease; plantar fasciitis; and obesity. A.R. 31. The ALJ acknowledged that Plaintiff has been treated for obstructive sleep apnea and that he uses a CPAP machine, but noted that even though Plaintiff “reported some daytime sleepiness, he told his providers that he did not notice any sleepiness or near misses with driving.” A.R. 31 (citing A.R. 445 (Mar. 21, 2014 progress note)). Based on this evidence, the ALJ concluded that Plaintiff’s sleep apnea is non-severe because “the evidence fails to demonstrate that he has more than minimal limitations from” that impairment. A.R. 31. The court concludes that substantial evidence does not support the ALJ’s determination that Plaintiff’s sleep apnea is not a severe impairment.1 A severe impairment “must be established by objective medical evidence from an acceptable medical source,” 20 C.F.R. § 416.921, and the ALJ must “consider the claimant’s subjective symptoms, such as pain or fatigue, in determining severity.” Smolen, 80 F.3d at 1290 (citations omitted). The record contains objective medical evidence that Plaintiff was diagnosed with obstructive sleep apnea in 2010 and that he continues to use a CPAP machine to treat the condition. See e.g., A.R. 384, 400. Ad

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