Garg v. Garg

CourtCalifornia Court of Appeal
DecidedSeptember 7, 2022
DocketG061500
StatusPublished

This text of Garg v. Garg (Garg v. Garg) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Garg v. Garg, (Cal. Ct. App. 2022).

Opinion

Filed 9/7/22

CERTIFIED FOR PUBLICATION

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FOURTH APPELLATE DISTRICT

DIVISION THREE

VEENA GARG,

Plaintiff and Respondent, G061500

v. (Super. Ct. No. 30-2020-01128565)

RAJIV GARG et al., OPINION

Defendants and Appellants.

Appeal from a judgment of the Superior Court of Orange County, Deborah C. Servino, Judge. Motion to dismiss granted; appeal dismissed. Ronald D. Steinbach for Plaintiff and Respondent Veena Garg. David Zarmi and Stuart L. Wallach for Defendants and Appellants Rajiv Garg and Sadhana Garg.

* * * THE COURT:* “‘[T]he timely filing of an appropriate notice of appeal or its legal equivalent is an absolute prerequisite to the exercise of appellate jurisdiction.’” (K.J. v. Los Angeles Unified School Dist. (2020) 8 Cal.5th 875, 881 [quoting Hollister Convalescent Hosp., Inc. v. Rico (1975) 15 Cal.3d 660, 670 (Hollister), which reaffirmed the continuing vitality of Estate of Hanley (1943) 23 Cal.2d 120].) Respondents move to dismiss this appeal as untimely. The notice of appeal was filed in the superior court more than 60 days after notice of entry of judgment was served upon appellants. (Cal. Rules of Court, rule 8.104(a)(1)(B).)1 No motion was filed that would have extended the deadline. (See Rule 8.108.) Such facts typically doom a civil appeal. (See Conservatorship of Townsend (2014) 231 Cal.App.4th 691, 696-697.) Appellants oppose dismissal on the grounds that they made a timely attempt to electronically file the notice of appeal. With the advent of electronic filing, two rules of court were enacted that arguably shelter (some) tardy notices of appeal from the jurisdictional deadline. (Rules 2.259(c) [“If a technical problem with a court’s electronic filing system prevents the court from accepting an electronic filing . . . the court must deem the document as filed on that day”], 8.77(d) [if “good cause” is shown based on “a failure at any point in the electronic transmission and receipt of a document, . . . the court may enter an order permitting the document to be filed nunc pro tunc”].) A series of questions not yet answered in the case law present themselves: (1) does either (or both) rule apply to notices of appeal; (2) if so, which court (i.e., the trial court or the court of appeal) determines whether relief is provided to the appellant; (3) what burden of proof applies to factual determinations under the applicable rule or

* Before O’Leary, P. J., Bedsworth, J., and Motoike, J.

1 All subsequent references to “Rule” or “Rules” in this opinion shall refer to the California Rules of Court.

2 rules; and (4) does the evidence in this case justify providing relief under the applicable rule or rules? We conclude: (1) both rules potentially apply to a notice of appeal, but only rule 8.77(d) is invoked by appellants; (2) a motion under rule 8.77(d) must be filed in the appellate court; (3) a party seeking relief under rule 8.77(d) must demonstrate “good cause,” which includes a preponderance of the evidence that an attempt to electronically file the document was made prior to the expiration of the deadline and that diligence was shown in promptly filing the notice of appeal after the failed attempt; and (4) appellants have not met that standard in this case.

FACTS AND PROCEDURAL HISTORY

On April 4, 2022, judgment was entered following a bench trial. The case involves a family dispute over real property. The portion of the judgment most relevant to this appeal is an award of $665,000 in damages to respondent due to financial elder abuse. On April 6, 2022, respondent electronically served notice of entry of judgment (accompanied by a file-stamped copy of the judgment) on trial counsel for appellants. Appellants concede that electronic service of the notice of entry of judgment was authorized (rule 8.104(a)(2)) and that the notice of appeal was therefore due sixty days later, i.e., June 6 (rule 8.104(a)(1)(B)). On May 23, 2022, appellants electronically served a notice of appeal on respondent. However, a notice of appeal was not actually filed by a superior court clerk until June 21 — 15 days too late. On June 29, 2022, appellants filed a motion in the trial court, requesting an order filing the notice of appeal on May 23 “nunc pro tunc” (which translates as “now for then”). The motion cites rule 8.77(d) as authorizing the relief sought. Trial counsel

3 Stuart L. Wallach and legal assistant Deborah Anne filed declarations in support of the motion. The declarations represent that Wallach instructed Anne to file and serve the notice of appeal on May 23. Anne “uploaded the Notice of Appeal with DDS Legal Service, [the firm’s efiling agent] and went through the DDS Legal Service efiling process.” Neither Wallach nor Anne works on appeals. Neither was aware of any “problem with the efiling.” Neither knew “how long it would take to receive a conformed/file-stamped copy of the notice.” On June 21, appellate counsel for appellants notified Wallach and Anne that the notice of appeal “still was not showing up [on the court docket].” Anne checked with DDS Legal Service, which had no record of the document being filed. At that time, Wallach and Anne immediately acted to file the notice of appeal. The trial court motion is currently set for an October 21, 2022, hearing. Opposition has not yet been filed in the trial court. On July 20, 2022, respondent filed a motion in this court to dismiss the appeal. Respondent argues that the trial court lacks jurisdiction to rule on the pending motion, this court lacks jurisdiction to extend the time to file a notice of appeal, and the motion filed in the trial court by appellants lacks merit because the facts demonstrate that appellants’ counsel lacked reasonable diligence in their handling of the notice of appeal. The motion to dismiss does not actually cite or discuss rules 2.259(c) or 8.77(d). On August 5, 2022, appellants filed opposition to the motion to dismiss. The opposition contends that the trial court has jurisdiction to hear the pending motion to deem the notice of appeal to be timely and this court should withhold action until the trial court rules. The opposition characterizes the situation as murky. “[F]or technical reasons that trial counsel has been unable to ascertain, the superior court did not receive the notice of appeal” on May 23.

4 Appellate counsel David Zarmi filed a declaration alongside the opposition: (1) he was retained on May 20, 2022; (2) trial counsel was obligated to make all necessary filings in the superior court; (3) Zarmi sent a draft notice of appeal to trial counsel on May 22; (4) Zarmi inquired by email about the notice of appeal on May 23; (5) legal assistant Deborah Anne emailed Zarmi on May 24, stating that the notice of appeal had been filed and served; (6) subsequently, multiple emails were exchanged between Zarmi and trial counsel regarding designation of the record; (7) Zarmi periodically checked the superior court and appellate court online dockets; (8) in the view of Zarmi, the lack of a notice of appeal on the superior court docket “was unremarkable as in [his] experience it can take up to three weeks for filings to appear in superior court online dockets”; (9) Zarmi grew concerned on June 20 that the notice of appeal still had not appeared, and he therefore contacted trial counsel; and (10) the notice of appeal was filed June 21, and trial counsel obtained a conformed copy on June 24. Zarmi’s declaration further represents conformed copies of the trial court motion and designation of the record were not immediately received by trial counsel, but had delays of seven and four days, respectively.

ANALYSIS

Respondent’s motion to dismiss contends this court’s purported “lack of jurisdiction” to consider an untimely appeal is the beginning and end of the analysis.

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Bluebook (online)
Garg v. Garg, Counsel Stack Legal Research, https://law.counselstack.com/opinion/garg-v-garg-calctapp-2022.