Gardes v. United States

87 F. 172, 30 C.C.A. 596, 1898 U.S. App. LEXIS 1783
CourtCourt of Appeals for the Fifth Circuit
DecidedApril 19, 1898
DocketNo. 646
StatusPublished
Cited by36 cases

This text of 87 F. 172 (Gardes v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gardes v. United States, 87 F. 172, 30 C.C.A. 596, 1898 U.S. App. LEXIS 1783 (5th Cir. 1898).

Opinion

McCORMICK, Circuit Judge.

Henry Gardes was president, and Walter W. Girault was cashier, of the American National Bank of New Orleans, La. They and Thomas H. Underwood composed the Arm of T. H. Underwood & Co., which Arm was a customer of the bank. Gardes, Girault, and Underwood were indicted together, under section 520!) of the Revised Statutes. The first two were charged witli embezzling, abstracting, and willfully misapplying the moneys, funds, and credits of the bank; and Thomas H. Underwood was charged with aiding and abetting them; and Walter W. Girault was charged witli making false entries in the books of the bank; and Henry Gardes and Thomas II. Underwood, with aiding and abetting him in making the false entries. The indictment contained 136 counts. It charged 40 different offenses,' — 32 distinct acts of embezzlement, abstraction, and willful misapplication, and 8 separate false entries. Each one of the 32 distinct acts of embezzlement, abstraction, andwiliful misapplication is charged three times; that is, embezzlement, and aiding and abetting in the embezzlement, of a particular amount, upon a particular date, are charged in one count; the abstraction, and aiding and abetting in the abstraction, of the same amount, are charged in another count; and the willful misapplication of, and aiding and abetting therein, are charged in another count; so that the 32 distinct and separate acts, each being made the basis of 3 counts, are the subject of 96 counts in the indictment. Each of the 8 separate false entries is charged 5 times; that is, five counts for each entry, — a count for each of the intents and purposes stated in section 520!). Before the case was submitted to the jury the district attorney dismissed counts 79. 80, 81, 88, 89, 90, 91, 92, 93; and, after the verdict, judgment was arrested on counts 4, 7, 1Ó, 13, 16. 19, 22, 25, 28, 81, 34, 37, 40, 43, 46, 49, 52, 55, 58, 61, 64, 67, 70, 73, 76, 79, 82, 85, 88, 91, 94. Gardes and Girault filed demurrers to the indictment on the ground that there are several distinct offenses charged against each defendant in the several counts, not for the same act and transaction, but for different acts and transactions, and crimes not of the same class of crimes or offenses. Gardes, in Ms demurrer, presented a further ground, — that lie was charged in separate counts in different capacities; that is, in some he is charged as principal, and in other counts as aider and abettor. These demurrers were overruled, and the case went to trial March 29, 1897. The trial continued until April 14, 1897, when one of the jurors, I. W. Homan, became too ill to sit on the trial, and the case was continued until the next day. On the next day two physicians certified that the juror was permanently incapacitated, and thereupon a mistrial was entered. The case was again assigned for trial on the 17th day of May, 1897. On that day each of the defendants filed a plea of former jeopardy. Demurrers were filed to these pleas, and the demurrers were sustained, and the pleas dismissed, and a trial was again commenced May 18,1897. It continued until June 12,1897. Thomas H. Underwood was acquitted. Henry Gardes and Walter W. Girault were found guilty as charged. They bring this writ of error.

[174]*174The errors assigned are numerous, but, in substance, they suggest that the circuit court erred (1) in refusing the motion made by the defendants to require the government to elect the counts in the indictment on which the district attorney will ask for conviction; (2) in sustaining the demurrers to the defendants’ pleas of former jeopardy; (3) in dispensing with the reading in full of the indictment, and permitting, instead thereof, the reading only of certain counts, and a statement by the district attorney as to each of the other counts; (4) in admitting certain testimony offered by the government to prove the intent and purpose of the parties, and in explanation of certain entries made in the books of the bank by one of the witnesses; (5) in receiving from the jury a general verdict to the effect that they found Gardes and Girault “guilty as charged”; (6) in refusing to give certain charges requested by the defendant Girault.

The section of the statute under which these indictments are presented, so far as it bears upon them, and it is necessary to here quote, is in these words:

“Sec. 5209. Every president, director, cashier, teller, clerk, or agent of any association, who embezzles, abstracts, or willfully misapplies any of the monies, funds, or credits of the association; * * or who makes any false entry in any book, report, or statement of the association, with intent, in either ease, to injure or defraud the association or any other company, body politic or corporate, or any individual person, or to deceive any officer of the association, or .any agent appointed to examine the affairs of such association; and every person who with like intent aids or abets any officer, clerk, or agent in any violation of this section, shall be deemed guilty of a misdemeanor.”

Section 1024 of the Revised Statutes provides:

“AYlien there are several charges against any person for the same act or transaction, or for two or more acts or transactions connected together, or for two or more acts or transactions of the same class of crimes or offenses which may be properly joined, instead of having several indictments the whole may be joined in one indictment in separate counts. And if two or more indictments are found in such cases the court may order them to be consolidated.”

It cannot reasonably be questioned that the transactions made the basis of the indictments in this case are connected together, and are of the same class of crimes and offenses. And, if the congress of the United States had the power to provide by statute as section 1024 was evidently intended to provide, it would seem that the language of the statute is a sufficient answer to any criticism of these indictments- on the ground of misjoinder of the counts, or the excessive number thereof. Of the 32 offenses charged to have been committed, each is made the subject of three counts, manifestly because the language of the section .applicable to the transaction denounced uses the three terms “embezzle, abstract or willfully misapplies.” If it is suggested that 32 different transactions, each alike obnoxious under this penal statute, should not be accumulated upon the head of the offender at one time, it can be answered that the lawmaking power has taken a different view on uial subject. It can, however, also be answered, both on reason and on authority, that it would manifestly be far more oppressive to the offender to torture him with 32 consecutive trials on 32 separate indictments than to combine them as the statute permits, and [175]*175subject him to only one trial. U. S. v. Simmons, 96 U. S. 360; U. S. v. Britton, 107 U. S. 655, 2 Sup. Ct. 512; U. S. v. Northway, 120 U. S. 330, 7 Sup. Ct. 580; Claassen v. U. S., 142 U. S. 140, 12 Sup. Ct. 169; Coffin v. U. S., 156 U. S. 432, 15 Sup. Ct. 394; Id., 162 U. S. 664, 16 Sup. Ct. 943; U. S. v. Harper, 33 Fed. 471. In the case of Coffin v. U. S., supra, the indictment contained 50 counts. Mr.

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Bluebook (online)
87 F. 172, 30 C.C.A. 596, 1898 U.S. App. LEXIS 1783, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gardes-v-united-states-ca5-1898.