Garcia v. Garza

729 F. Supp. 553, 1989 U.S. Dist. LEXIS 16712, 1989 WL 164977
CourtDistrict Court, S.D. Texas
DecidedDecember 18, 1989
DocketCiv. A. L-89-45
StatusPublished
Cited by8 cases

This text of 729 F. Supp. 553 (Garcia v. Garza) is published on Counsel Stack Legal Research, covering District Court, S.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Garcia v. Garza, 729 F. Supp. 553, 1989 U.S. Dist. LEXIS 16712, 1989 WL 164977 (S.D. Tex. 1989).

Opinion

MEMORANDUM AND ORDER

KAZEN, District Judge.

Pending is Enrique Garcia’s petition for writ of habeas corpus. Garcia is being held in custody awaiting trial on two charges arising from an episode that occurred in September 1984. The State charges that Garcia killed Police Officer David Serna and attempted to kill Police Officer Victor Ayala.

Garcia was indicted and tried for capital murder of Serna, but found guilty by a jury only of voluntary manslaughter. That conviction was then overturned because of prosecutorial misconduct. The State returned a new indictment for voluntary manslaughter, and that case is pending trial.

*554 Subsequent to the Serna trial, Garcia was indicted for attempted capital murder of Ayala. He challenged his indictment by an application for writ of habeas corpus in state court. The district court denied the motion. The Texas Court of Appeals reversed, holding that the doctrine of collateral estoppel barred a trial for attempted capital murder. Garcia v. State, 718 S.W.2d 785 Tex.App.—Corpus Christi, 1985). In a split decision, the Texas Court of Criminal Appeals reversed the Court of Appeals and remanded the case for trial. Garcia v. State, 768 S.W.2d 726 (Tex.Crim. App.1987). The majority opinion deemed the collateral estoppel doctrine inapplicable, reasoning that since the Serna case had been reversed and was pending re-trial, there was no longer a final and valid judgment to support collateral estoppel in the Ayala case.

The majority opinion of the Texas Court of Criminal Appeals is clearly erroneous. It is true that under “the venerable, general rule,” there is no double jeopardy bar to retrying a defendant who has succeeded in overturning his conviction. Lowery v. Estelle, 696 F.2d 333, 340 (5th Cir.1983). The “major exception to this rule,” however, occurs in the case of acquittals. Id. If the fact-finder decides that the prosecution has not proved its case, either in whole or in part, the defendant is protected from re-prosecution to the extent of that acquittal. Id. The majority opinion of the Court of Criminal Appeals is contrary to the United States Supreme Court opinion in Green v. United States, 355 U.S. 184, 78 S.Ct. 221, 2 L.Ed.2d 199 (1957), a case involving almost identical facts. In Green the defendant was charged with first-degree murder but found guilty of second-degree murder. He appealed that conviction, and it was reversed for lack of evidence. On remand, the state again tried him for first-degree murder. The United States Supreme Court reversed, holding that the implicit acquittal of first-degree murder in the initial case barred retrial on that issue, regardless of the reversal of the second-degree murder conviction. Green squarely controls the instant case.

As stated in Judge Teague’s dissenting opinion in the Court of Criminal Appeals:

When the jury found (Garcia) guilty of voluntary manslaughter, in the Serna cause, it necessarily acquitted him of the offenses of capital murder and murder of Officer Serna. (Citations omitted). Thus, for purposes of collateral estoppel, appellant has a valid final judgment of acquittal.

768 S.W.2d at 730.

It is beyond dispute, therefore, that the State can never again try Garcia for capital murder or murder of Officer Serna. Appropriately, the State has reindicted Garcia only for voluntary manslaughter of Serna. The real question left to be decided was also correctly posed by Judge Teague as follows:

... whether, in finding (Garcia) guilty of voluntary manslaughter of Officer Serna, that jury also conclusively determined (Garcia’s) state of mind as to the pending attempted capital murder of Officer Sam Ayala ...

This question must be answered affirmatively.

“(W)hen an issue of ultimate fact has once been determined by a valid and final judgment, that issue cannot again be litigated between the same parties in any future lawsuit.” Ashe v. Swenson, 397 U.S. 436, 443, 90 S.Ct. 1189, 1194, 25 L.Ed.2d 469 (1970); De la Rosa v. Lynaugh, 817 F.2d 259, 263 (5th Cir.1987). Collateral estoppel bars a subsequent prosecution “only if the jury could not rationally have based its verdict on an issue other than the one the defendant seeks to foreclose.” U.S. v. Smith, 470 F.2d 1299, 1301 (5th Cir.1973).

It is inconceivable that the jury in the Serna case acquitted Garcia of capital murder and found him guilty of voluntary manslaughter for any reason other than his mental state at the time of the shooting. See TEX.PENAL CODE ANN. §§ 19.03 and 19.04 (Vernon 1989). The jury concluded that Garcia caused Serna’s death under the “immediate influence of sudden passion *555 arising from an adequate cause.” § 19.04. Thus the question becomes whether any rational jury could find a change in Garcia’s state of mind between firing at Serna and firing at Ayala. De la Rosa, 817 F.2d at 263.

In Green v. Estelle, 601 F.2d 877 (5th Cir.1979), the Fifth Circuit decided a case involving a single criminal incident during which two victims were killed. Green was charged with murder with malice in two indictments. At trial for the first homicide, the jury found Green guilty of murder without malice. Green then sought to collaterally estop the State from trying him for murder with malice in the second case. The court denied relief under pre-Ashe law. Green then pled guilty to murder with malice in the second case, but raised the collateral estoppel issue again after Ashe was decided. He argued that “the issue of his malice was conclusively determined in the first trial.” 601 F.2d at 878. The State countered that his state of mind may have changed between the two killings. The Court ruled in favor of Green, stating:

... the two boys were killed almost simultaneously from a volley of shots fired into the trunk (of the car where they had been placed by Green)____ The facts in connection with the two deaths are exactly the same, and Green’s conduct was exactly the same. There is absolutely no evidence indicating a change in Green’s intent.

601 F.2d at 879.

In the instant case, as in Green, no evidence indicates a change in the defendant’s state of mind. The record shows that Garcia shot at the two officers within a very short, though unspecified, time period.

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Bluebook (online)
729 F. Supp. 553, 1989 U.S. Dist. LEXIS 16712, 1989 WL 164977, Counsel Stack Legal Research, https://law.counselstack.com/opinion/garcia-v-garza-txsd-1989.