Garcia-Celestino v. Ruiz Harvesting, Inc.
This text of 898 F.3d 1110 (Garcia-Celestino v. Ruiz Harvesting, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
ROSENBAUM, Circuit Judge:
The English language contains many examples of homonyms-"words that have the same sound and often the same spelling but differ in meaning ...." The American Heritage Dictionary of the English Language 843 (5th ed. 2011). The words "letter" (a symbol in the alphabet or a note) and "bark" (a dog's cry or the outside covering of a tree trunk), for example, both fit the bill (as does "bill," for that matter).
But the language of the law has its share of homonyms, too, and in this case we confront a couple of subtle ones. Specifically, this case turns on the difference in meaning between the term "employer" under the Fair Labor Standards Act,
Plaintiffs-Appellees are migrant workers in the United States under the federal government's H-2A visa program. Ruiz Harvesting, Inc. ("Ruiz Harvesting")-a farm-labor contractor and a separate entity from Defendant-Appellant Consolidated Citrus-hired Plaintiffs to pick fruit at Consolidated Citrus's groves. Then, apparently without Consolidated Citrus's knowledge, Ruiz Harvesting forced Plaintiffs to *1116kick back a portion of their paychecks under threat of deportation.
Based on these circumstances, Plaintiffs sued Ruiz Harvesting, Basiliso Ruiz (the owner of Ruiz Harvesting), and Consolidated Citrus for violations of the FLSA and for breach of contract. Both Ruiz Harvesting and Ruiz settled with Plaintiffs and ceased to be parties to this lawsuit. As for Consolidated Citrus, the district court held a bench trial and found it liable for both causes of action.
Then this case made its first appearance before us. Garcia-Celestino v. Ruiz Harvesting, Inc. ,
On remand, the district court again concluded that Consolidated Citrus was an "employer" for purposes of the breach-of-contract claim. Consolidated Citrus challenges that determination.
Our review of this case reveals that some confusion appears to exist concerning the practical ways in which the definitions of "employer" under the FLSA and of that same term under general common-law principles differ. So we take this opportunity to clarify that area of the law. And once we apply the common-law definition here, we conclude that Consolidated Citrus is not a joint employer for purposes of Plaintiffs' breach-of-contract claim since the company is not an "employer" under the common-law definition of that term. We therefore vacate the judgment of the district court.
I. BACKGROUND
We start with the relevant factual background, which we take from the district court's factual findings entered after a bench trial.
Between 2007 and 2009, Plaintiffs worked as manual laborers picking fruit at Consolidated Citrus's Florida groves, though, as we have noted, Consolidated Citrus did not hire Plaintiffs.1 Rather, Ruiz Harvesting did.
We pause to explain how that situation arose. As Mexican nationals, Plaintiffs received clearance to work in the United States through the federal government's H-2A visa program, which allows employers to hire foreign agricultural workers on a temporary basis. Under the program, employers must submit to the Department of Labor an application commonly referred to as a "clearance order" detailing the terms and conditions of their prospective workers' employment. By federal regulation, the clearance order becomes the employees' work contract by default if the employer does not draw up a separate contract for them. See
*1117Although Consolidated Citrus hired some of its laborers directly, it also engaged contractors to hire others. Ruiz Harvesting was one such contractor. Ruiz Harvesting recruited Plaintiffs, submitted clearance orders to the Department of Labor on their behalves, and ultimately hired them for work in Consolidated Citrus's groves. For work contracts, Ruiz Harvesting and Plaintiffs relied on only their clearance orders for each year at issue.
As for Consolidated Citrus, it had no role in deciding how much Ruiz Harvesting's workers would be paid. Rather, Consolidated Citrus simply paid Ruiz Harvesting for its total fruit production, and Ruiz Harvesting then determined payments to Plaintiffs.
But because Consolidated Citrus required all workers to be hired through the H-2A program, Ruiz Harvesting had to comply with a number of federal regulations governing the minimum pay its workers would receive. As relevant here, even though Ruiz Harvesting chose to pay its workers on a "piece-rate" basis, meaning a fixed rate for every container of fruit they picked, federal regulations still required each worker to receive a minimum amount each pay period. So if a worker's piece-rate earnings fell below the federally mandated minimum, Ruiz Harvesting had to pay that minimum amount, anyway.
Free access — add to your briefcase to read the full text and ask questions with AI
ROSENBAUM, Circuit Judge:
The English language contains many examples of homonyms-"words that have the same sound and often the same spelling but differ in meaning ...." The American Heritage Dictionary of the English Language 843 (5th ed. 2011). The words "letter" (a symbol in the alphabet or a note) and "bark" (a dog's cry or the outside covering of a tree trunk), for example, both fit the bill (as does "bill," for that matter).
But the language of the law has its share of homonyms, too, and in this case we confront a couple of subtle ones. Specifically, this case turns on the difference in meaning between the term "employer" under the Fair Labor Standards Act,
Plaintiffs-Appellees are migrant workers in the United States under the federal government's H-2A visa program. Ruiz Harvesting, Inc. ("Ruiz Harvesting")-a farm-labor contractor and a separate entity from Defendant-Appellant Consolidated Citrus-hired Plaintiffs to pick fruit at Consolidated Citrus's groves. Then, apparently without Consolidated Citrus's knowledge, Ruiz Harvesting forced Plaintiffs to *1116kick back a portion of their paychecks under threat of deportation.
Based on these circumstances, Plaintiffs sued Ruiz Harvesting, Basiliso Ruiz (the owner of Ruiz Harvesting), and Consolidated Citrus for violations of the FLSA and for breach of contract. Both Ruiz Harvesting and Ruiz settled with Plaintiffs and ceased to be parties to this lawsuit. As for Consolidated Citrus, the district court held a bench trial and found it liable for both causes of action.
Then this case made its first appearance before us. Garcia-Celestino v. Ruiz Harvesting, Inc. ,
On remand, the district court again concluded that Consolidated Citrus was an "employer" for purposes of the breach-of-contract claim. Consolidated Citrus challenges that determination.
Our review of this case reveals that some confusion appears to exist concerning the practical ways in which the definitions of "employer" under the FLSA and of that same term under general common-law principles differ. So we take this opportunity to clarify that area of the law. And once we apply the common-law definition here, we conclude that Consolidated Citrus is not a joint employer for purposes of Plaintiffs' breach-of-contract claim since the company is not an "employer" under the common-law definition of that term. We therefore vacate the judgment of the district court.
I. BACKGROUND
We start with the relevant factual background, which we take from the district court's factual findings entered after a bench trial.
Between 2007 and 2009, Plaintiffs worked as manual laborers picking fruit at Consolidated Citrus's Florida groves, though, as we have noted, Consolidated Citrus did not hire Plaintiffs.1 Rather, Ruiz Harvesting did.
We pause to explain how that situation arose. As Mexican nationals, Plaintiffs received clearance to work in the United States through the federal government's H-2A visa program, which allows employers to hire foreign agricultural workers on a temporary basis. Under the program, employers must submit to the Department of Labor an application commonly referred to as a "clearance order" detailing the terms and conditions of their prospective workers' employment. By federal regulation, the clearance order becomes the employees' work contract by default if the employer does not draw up a separate contract for them. See
*1117Although Consolidated Citrus hired some of its laborers directly, it also engaged contractors to hire others. Ruiz Harvesting was one such contractor. Ruiz Harvesting recruited Plaintiffs, submitted clearance orders to the Department of Labor on their behalves, and ultimately hired them for work in Consolidated Citrus's groves. For work contracts, Ruiz Harvesting and Plaintiffs relied on only their clearance orders for each year at issue.
As for Consolidated Citrus, it had no role in deciding how much Ruiz Harvesting's workers would be paid. Rather, Consolidated Citrus simply paid Ruiz Harvesting for its total fruit production, and Ruiz Harvesting then determined payments to Plaintiffs.
But because Consolidated Citrus required all workers to be hired through the H-2A program, Ruiz Harvesting had to comply with a number of federal regulations governing the minimum pay its workers would receive. As relevant here, even though Ruiz Harvesting chose to pay its workers on a "piece-rate" basis, meaning a fixed rate for every container of fruit they picked, federal regulations still required each worker to receive a minimum amount each pay period. So if a worker's piece-rate earnings fell below the federally mandated minimum, Ruiz Harvesting had to pay that minimum amount, anyway.
In 2010, Plaintiffs brought suit alleging, among other things, violations of the FLSA and breach of contract. For starters, Plaintiffs sued Ruiz Harvesting and Ruiz, asserting that they forced the workers to pay them illegal kickbacks that impermissibly reduced the workers' take-home pay.3 More specifically, Plaintiffs averred, whenever a worker's piece-rate earnings fell below the federal minimum, Ruiz Harvesting paid the worker in full but then demanded repayment of the portion it had supplemented. To extract the cash kickback payments, Plaintiffs alleged, Ruiz Harvesting officials often threatened the workers with deportation.
This occurred despite the fact that Consolidated Citrus established a thorough auditing process to monitor Ruiz Harvesting's finances.
Based on the theory that Consolidated Citrus and Ruiz Harvesting were "joint employers" under the law, Plaintiffs also named Consolidated Citrus as a defendant in their lawsuit, contending the company was equally liable for Ruiz Harvesting's kickback scheme. Plaintiffs eventually settled with both Ruiz Harvesting and Ruiz.
Then they proceeded to trial against only Consolidated Citrus. The district court issued findings of fact and conclusions of law following a six-day bench trial. Ultimately, the court determined that Consolidated Citrus was a joint employer for purposes of both the breach-of-contract and FLSA claims. Based on these conclusions, the court found Consolidated Citrus liable for both claims.
Consolidated Citrus appealed, and a panel of this court affirmed in part and reversed in part. Garcia-Celestino I ,
On remand, the district court analyzed its prior factual findings under the common-law definition of "employer" and once again determined that Consolidated Citrus was a joint employer for purposes of the breach-of-contract *1118claim. Consolidated Citrus now appeals.
II. STANDARD OF REVIEW
On review after a bench trial, we accept all of the district court's factual findings unless they are clearly erroneous, but we consider legal issues de novo .
III. DISCUSSION
As we have noted, the contracts at the center of Plaintiffs' breach-of-contract claims are Plaintiffs' clearance orders issued under the H-2A visa program, which, in turn, require compliance with the H-2A statutory and regulatory framework. That framework uses the term "employer." So we begin by reviewing the meaning of that term under the Immigration and Nationality Act ("INA"), as amended by the Immigration Reform and Control Act of 1986 ("IRCA"), which governs the H-2A visa program. See
Notably, although the INA and several federal regulations set out requirements for employers who take on H-2A workers, neither the statute nor any relevant regulation expressly defines the term "employer."
But the word "employer" does have a particular meaning in the common law. And as we explained in Garcia-Celestino I , where a federal statute contains a term with settled meaning under the common law, courts must presume Congress meant to import that meaning unless the statute says otherwise.
For that definition, we looked chiefly to Nationwide Mutual Insurance Company v. Darden , in which the Supreme Court articulated several factors relevant to determining whether an employer-employee relationship exists at common law. See
Yet while the right to control is indispensable to our analysis and bears more weight than any other single factor, that consideration alone "is not dispositive." Reid ,
Nevertheless, we emphasized that "[t]hough these factors may be instructive, 'there is no shorthand formula or magic phrase that can be applied to find the answer' [to whether a party is an "employer"] under the common law approach."
For instance, in Clackamas , the Supreme Court addressed whether four physician shareholders who jointly owned a practice and comprised its board of directors also counted as "employees" of the practice under the common law.
The Court began by reaffirming that "the common-law element of control is the principal guidepost" for any analysis.
As was true in Clackamas , the relationship between the parties here has "no exact precedent in the common law" of which we are aware. See Clackamas ,
A. Relevant Factors for Determining Whether Consolidated Citrus Was a Common-law "Employer"
We begin by pinpointing which factors do, in fact, bear on our analysis. As in Darden and Clackamas , first and foremost, we consider control, which we have emphasized is "the proper focus" of our inquiry. See Garcia-Celestino I ,
Some of the remaining factors are also of value, once we customize them to address the circumstances of the relationship at issue here. As we have noted, in Darden , the Supreme Court detailed factors from the traditional common-law framework for identifying an "employer." There, the putative employer had a direct relationship with the plaintiff, and the question concerned whether the plaintiff was an employee or an independent contractor. See Darden ,
Here, however, Ruiz Harvesting-not Consolidated Citrus-was the hiring party.
*1121As a result, we must tweak some of the remaining Darden factors to account for this difference between the circumstances in Darden and those here. See Clackamas ,
We therefore consider the following additional factors: whether Consolidated Citrus had the right to directly assign Plaintiffs additional work, cf. Darden ,
Together, these comprise all of the factors relevant to this case.5 We now explain why, viewed on the whole, they show that Consolidated Citrus was not Plaintiffs' employer under the common law.
B. Factors Favoring the Determination that Consolidated Citrus Was Not a Common-law "Employer"
We first discuss those factors that weigh in favor of the conclusion that Consolidated Citrus was not an "employer" under common-law principles: (1) whether and to what extent Consolidated Citrus had "the right to control the manner and means by which the product is accomplished," Garcia-Celestino I ,
1. Consolidated Citrus did not have control over the manner and means of Plaintiffs' work under the general common law.
At a general level, the common-law control test "takes into account the degree of supervision, the entrepreneurial interests of the agent and any other relevant factors." Associated Diamond Cabs ,
We examined this factor in Crew One , where we held that a freelance-worker-referral agency was not the common-law employer of the workers it referred. The entity in question, called Crew One, ran a business contracting out stagehands to staff large events fully operated by third-party producers. Crew One,
But after the stagehands went to their designated departments, they reported exclusively to the third-party producers, except that they had to sign out with Crew One to record their times of departure.
Based on these facts, we concluded that Crew One did not have the common-law right to control the stagehands.
The common-law definition of "control" explored in Crew One stands in contrast to the markedly different "control" analysis relevant to defining the term "employer" under the FLSA. As we have observed, the FLSA defines "employ" as "suffer or permit to work." Garcia-Celestino I ,
The common-law and FLSA definitions of "employer" diverge from one another in other important ways as well, most notably in their breadth. The FLSA's "suffer or permit to work" standard "was developed to assign responsibility to businesses that did not directly supervise putative employees." Antenor v. D & S Farms ,
The common-law test, on the other hand, may be reduced to identifying who has the right to control workers' "physical conduct in the performance of" their work. See Restatement (Second) of Agency § 220(1). That results in a much narrower analytical approach. Under the common law, we must look at only who controls "the manner and means" and "the details of the work," giving no consideration to "mere economic control or control over the end result of the performance." See Crew One ,
*1123When we apply that test here, we must conclude that Consolidated Citrus did not exhibit significant control over Plaintiffs.
Focusing on the right to control the manner and means of Plaintiffs' work, see Crew One ,
In addition, Ruiz Harvesting crew leaders alone communicated with Plaintiffs as they worked, providing direction, clarification, or correction to them as needed. Consolidated Citrus, on the other hand, specifically "[did] not interfere with the crew assignments for [Ruiz Harvesting] harvesters," such as, for instance, when conflicts between workers would arise.
Similarly, while Consolidated Citrus sometimes reminded its own workers to wear their safety goggles, the company's field supervisors did not give any reminders to Plaintiffs.6 In short, Consolidated Citrus neither had nor exercised the right to direct the specifics of Plaintiffs' work.
The only semblance of control Consolidated Citrus retained was the right to halt work for any reason, a right the district court found Consolidated Citrus did periodically exercise. While this demonstrates at least some control over the workers, it merits only minimal weight. Most landowners who contract for on-site laborers retain the capability to halt work on their own property, at least under certain conditions. Consolidated Citrus's right to do so, though broad in scope, does not differ from this in kind. To give it too much weight would risk converting all landowners into joint employers over anyone working on their land.
That Consolidated Citrus provided neither tools nor instructions, and otherwise had virtually no right to control the details of Plaintiffs' physical work, drives the analysis here. See Crew One ,
The district court reached the opposite conclusion concerning control. We explain why we must disagree. First, the district court emphasized what it described as the "high degree of supervision" Consolidated Citrus exercised over Plaintiffs. In doing so, though, the court relied on several practices not relevant to common-law control. In particular, the court pointed to the company's role in clocking workers in and out, the company's general requirement that workers start work "at some time in the morning and ... fill a particular number of trailers with citrus each day," the company's determination of which parts of the grove the workers *1124would harvest, and the company's supervisors' on-site presence during portions of the workday.
But practices such as assigning worksites and establishing production goals serve to regulate only the ends rather than the manner and means of work, having no effect on workers' moment-to-moment tasks. See Crew One ,
Monitoring the workers in the field may, on the other hand, appear more suggestive of control in the abstract. But the district court's specific factual findings here tell a different story. Consolidated Citrus's harvesting supervisors checked on each crew of workers for a few ten-to-fifteen-minute increments throughout each workday, during which they "confirmed that the crew was picking in the right place," "tested the fruit," "scanned the block to see if any fruit had been mistakenly left on the trees," "and checked for garbage, debris ..., and obvious safety hazards."7 Company officials did not interact with the workers directly; rather, they notified Ruiz Harvesting supervisors when any issues required attention. And Ruiz Harvesting then ascertained how best to fix the situation. In contrast, Consolidated Citrus sometimes spoke personally with those workers it had hired, directing their individual tasks.
Here, Consolidated Citrus's periodic field presence primarily affected the ends-not the means-of Plaintiffs' work. True, close monitoring may support a finding of common-law control in some cases, especially where the evidence shows that the monitoring translated into concrete changes to the workers' behavior or to the direct expectations placed upon the workers. But again, our key inquiry must focus on whether Consolidated Citrus exhibited control over "the manner and means of the agent's performance and the details of the work." See Crew One,
For example, the district court found that whenever a Consolidated Citrus supervisor noticed unpicked fruit or garbage left on the ground, the supervisor "sp[oke] to [Basiliso] Ruiz and/or the crew leader and ask[ed] [Ruiz Harvesting] to rectify the situation." But the district court's findings end there, never revealing what results, if any, this brought about. So we do not know whether the Ruiz Harvesting crew leaders (or Ruiz himself) instructed the workers to correct each problem or whether instead, the crew leaders simply *1125addressed the problem on their own.8 And we are left with no basis to conclude Consolidated Citrus's supervision in fact translated into a right to control Plaintiffs' performance of their work.
Plaintiffs bore the burden of proving that Consolidated Citrus was their "employer" for purposes of establishing their breach-of-contract claims. See Malvino v. Delluniversita ,
Besides these circumstances, the district court also pointed to Consolidated Citrus's mandatory decontamination procedures, which the company implemented in an effort to prevent the spread of citrus canker disease, as a basis for concluding Consolidated Citrus had a right to control Plaintiffs. We again disagree that this shows evidence of control.
To explain why, we take a moment to describe what citrus canker is and how it can affect a citrus grove. At trial, one of Consolidated Citrus's owners testified that citrus canker is an airborne bacterial disease causing citrus trees both to lose their leaves and to drop their fruit prematurely.9 Trial Tr. (Feb. 12, 2014) at 18-19. Because the disease spreads so easily, government officials have periodically inspected orange groves and ordered any infected trees-and all those nearby-to be removed. Id. at 19; Trial Tr. (Feb. 19, 2014) at 49. At least one trial witness said that for each infected tree, this could mean clearing between 250 and 300 surrounding acres of trees. Trial Tr. (Feb. 12) at 19-20. Consolidated Citrus lost a significant number of trees as a result, possibly as much as 3,000 acres' worth. Trial Tr. (Feb. 12) at 20.
Against this backdrop, Consolidated Citrus required Plaintiffs to walk through an antibacterial mist and dip their picking sacks in decontaminant solution.10 But under the circumstances, this process does not reflect the control necessary to help evidence an employer-employee relationship under the common law.
*1126Rather, anti-canker decontamination procedures are merely a species of what we have labeled "agricultural decisions" in the FLSA context: necessary parts of agricultural administration such as choosing which fields to pick on which days or dictating what planting specifications should be used. See Aimable ,
Just as purely agricultural decisions do not demonstrate "control" under the FLSA definition, they do not show "control" as defined under the common law, either. Such decisions do not affect the manner and means of the work because they involve no real intervention over how the workers go about the details of performing their moment-to-moment labor-in this case, picking the fruit. See Crew One ,
We find Plaintiffs' arguments that Consolidated Citrus had the right to control their work similarly unavailing. Plaintiffs raise two such arguments on appeal. They first note that under the common law, the proper inquiry is not whether Consolidated Citrus in fact exercised control over them but whether it simply retained the right to do so. We agree that this correctly states the law. See Associated Diamond Cabs ,
And in fact, the record strongly indicates that Consolidated Citrus retained no additional rights, at least on paper, beyond those it exercised. The company's written agreements with Ruiz Harvesting for each growing season specify that Consolidated Citrus "will not direct employees of [Ruiz Harvesting] in any fashion, but will communicate with [Ruiz Harvesting] regarding timing and quality control of harvest operations on [Consolidated Citrus's] groves."11 They say that all workers Ruiz Harvesting hires "shall be subject to the exclusive control and direction of [Ruiz Harvesting]," and Ruiz Harvesting will manage its workers "without interference from [Consolidated Citrus]." And most significantly of all, each agreement states that Consolidated Citrus "shall not exert actual control over, nor possess the right to control , the actions of any employees of [Ruiz Harvesting] in performing duties under this Agreement" (emphasis added). The most natural reading of these provisions indicates that the *1127parties intended for the right of control over the workers to belong solely to Ruiz Harvesting. And Plaintiffs do not present evidence that this agreement was some type of sham.12 So Plaintiffs' emphasis on the right to control does not does not aid their cause.
Plaintiffs next argue that control can be "entirely indirect" and "exercised through a contractor as an intermediary." They cite to Hodgson v. Griffin and Brand of McAllen, Inc. ,
Though Hodgson arose under the FLSA, its discussion of "on-the-job control" indeed pertains equally to the common-law standard of control over the "manner and means" or "physical conduct in the performance" of work. See Crew One ,
Overall, then, Consolidated Citrus exhibited little to no control over Plaintiffs in ways relevant to the common-law "control" analysis. So this factor strongly indicates that Consolidated Citrus was not a joint employer under the common law.
2. Other Factors Indicate that Consolidated Citrus Was Not an Employer Under the Common Law
Other factors we have mentioned also support the conclusion that Consolidated Citrus was not a joint employer under the common law. First, Ruiz Harvesting was the sole source of the workers' instrumentalities and tools. Though we noted this fact in our discussion on control, the source of the tools represents an independent factor we separately consider under general common-law principles of agency. See *1128Garcia-Celestino I ,
Second, as the district court pointed out, the provision of employee benefits was solely the province Ruiz Harvesting. Plaintiffs' only benefit noted by the district court was workers' compensation insurance, which Ruiz Harvesting provided in full. Though Consolidated Citrus required Ruiz Harvesting to maintain coverage for its workers, Consolidated Citrus played no role in choosing a provider or paying the insurance premiums, both of which were left solely to Ruiz Harvesting.
Third, Ruiz Harvesting retained the great bulk of the discretion over when and how long Plaintiffs could work. Consolidated Citrus generally expected Plaintiffs to begin work "at some time in the morning," but it was Ruiz Harvesting that chose their precise start time. And while Consolidated Citrus designated how much total fruit was to be picked every day, Plaintiffs' end time was up to Ruiz Harvesting. On some occasions, Plaintiffs would continue picking even after meeting their required quotas. Likewise, during the workday, Ruiz Harvesting determined when Plaintiffs could take breaks and for how long.
These factors, taken together with control, all weigh strongly in favor of finding that Consolidated Citrus was not Plaintiffs' joint employer.
C. Factors Indicating that Consolidated Citrus Was Not a Joint Employer Under the Common Law
The remaining relevant factors militate in the other direction, but they do not outweigh the factors we have so far described. True, Plaintiffs performed their work at Consolidated Citrus's own groves, and picking citrus fruit is at the heart of Consolidated Citrus's business. It is also true that while Ruiz Harvesting directed Plaintiffs' work throughout each day, Consolidated Citrus could assign them additional work in the future by increasing their daily production targets. These three factors do provide some weight suggesting that Consolidated Citrus was a joint employer under the common law.
But on balance, they cannot outweigh control and the other factors favoring a finding that Consolidated Citrus was not Plaintiffs' joint employer under the common-law standard. As we have explained, the company lacked the right to control the manner and means of Plaintiffs' work, the weightiest of all considerations germane to our analysis. And Ruiz Harvesting was the sole source of Plaintiffs' tools, benefits, and work schedules.
D. Factors Irrelevant to Determining Whether Consolidated Citrus Was a Joint Employer Under the Common Law
Finally, we think it worthwhile to explain why several other common-law factors noted in Darden do not bear on our analysis.
First, because some of the common-law factors were conceived for the purpose of differentiating between an employee and an independent contractor-a matter that is not at issue here-they cannot provide insight into this case, even if modified.
For instance, "the method of payment" inquiry focuses on whether the workers were paid "by the time or by the job"; an hourly-pay arrangement usually suggests workers are employees, while a by-the-job arrangement tends to indicate they are independent contractors. See Crew One ,
The same is true for "[Plaintiffs'] role in hiring and paying assistants." See Garcia-Celestino I ,
"[T]he duration of the relationship between the parties" likewise is unhelpful for our purposes. This consideration gives insight into whether the workers had an ongoing relationship with the putative employer or were simply hired for a one-off job-another concern relevant to determining whether a worker is an employee or an independent contractor. See Marie v. Am. Red Cross ,
Second, some factors do not bear on our analysis here because the record before us does not provide the necessary insight to tell which way they cut. For instance, neither party identifies relevant evidence about Plaintiffs' tax treatment. Perhaps certain facts of this nature-such as whether Consolidated Citrus issued Plaintiffs relevant tax forms, or how state and federal authorities regarded the relationship between the company and Plaintiffs for tax purposes-may have borne on our analysis. Cf. Rev. Rul. 87-41, 1987-
The same is also true for the skill required. Even assuming picking fruit constitutes unskilled labor, the Restatement gives conflicting advice on the significance of that circumstance. On the one hand, it states that "[u]nskilled labor is usually performed by those customarily regarded as servants." But on the other, where an entity "furnishes unskilled workmen to do work for another, it is not abnormal to find that the workmen remain the servants of the one supplying them." Restatement (Second) of Agency § 220 cmt. i. So standing *1130alone, the fact that Plaintiffs engage in unskilled labor tells us little. Instead, the Restatement urges that "[t]he custom of the community as to the control ordinarily exercised ..., together with the skill which is required in the occupation, is often of almost conclusive weight."
But the parties have not identified anything in the record showing how much control a grower customarily exercises over laborers picking its crops. The district court below cited to precedent of ours noting that "the grower is not expected to look over the shoulder of each farmworker every hour of every day," and that a grower's supervision may render it an employer "whether orders are communicated directly to the laborer or indirectly through the contractor." Dist. Ct. Slip Op. (May 11, 2017) at 8 (citing Antenor ,
So when we consider only those common-law considerations relevant here, we are left with the conclusion that on balance, Consolidated Citrus was not Plaintiffs' joint employer.
Nevertheless, we emphasize once more that the common-law determination of who is an employer does not reduce to any "shorthand formula or magic phrase." See Garcia-Celestino ,
IV. CONCLUSION
For the reasons we have explained above, we conclude Consolidated Citrus was not Plaintiffs' joint employer under the common law. The district court's judgment is vacated, and the case is remanded for entry of judgment for Consolidated Citrus on the breach-of-contract claim.
VACATED AND REMANDED.
Related
Cite This Page — Counsel Stack
898 F.3d 1110, Counsel Stack Legal Research, https://law.counselstack.com/opinion/garcia-celestino-v-ruiz-harvesting-inc-ca11-2018.