Garber v. Schneider

2022 Ohio 1777
CourtOhio Court of Appeals
DecidedMay 27, 2022
DocketC-210568
StatusPublished
Cited by2 cases

This text of 2022 Ohio 1777 (Garber v. Schneider) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Garber v. Schneider, 2022 Ohio 1777 (Ohio Ct. App. 2022).

Opinion

[Cite as Garber v. Schneider, 2022-Ohio-1777.]

IN THE COURT OF APPEALS FIRST APPELLATE DISTRICT OF OHIO HAMILTON COUNTY, OHIO

MARIETTA K. GARBER, GUARDIAN : APPEAL NO. C-210568 OF DOROTHY LOCKSPEISER, TRIAL NO. 2020001717 : Petitioner-Appellee, : O P I N I O N. vs. : MICHAEL J. SCHNEIDER,

Respondent-Appellant, :

and :

OHIO ATTORNEY GENERAL, :

Respondent. :

Appeal From: Hamilton County Court of Common Pleas, Probate Division

Judgment Appealed From Is: Reversed and Cause Remanded

Date of Judgment Entry on Appeal: May 27, 2022

Smyth & Mullin, LLC, Robert M. Smyth and Sybil B. Mullin, for Petitioner-Appellee,

Wood + Lamping LLP, Jeffrey R. Teeters and Steven L. Custenborder, Jr., for Respondent-Appellant. OHIO FIRST DISTRICT COURT OF APPEALS

MYERS, Presiding Judge.

{¶1} Months after a proceeding was initiated to have a guardian appointed

for 90-year-old Dorothy Lockspeiser, who suffered from dementia, and six days before

the initial hearing in the guardianship proceeding, Lockspeiser executed an

amendment to her revocable trust that changed her long-standing beneficiary

designations to add her neighbor, respondent-appellant Michael J. Schneider, as

beneficiary of 40 percent of the trust assets.

{¶2} Soon after petitioner-appellee Marietta K. Garber was appointed

Lockspeiser’s guardian, she filed an action in the probate court to have the trust

amendment declared void. Garber alleged that Lockspeiser lacked the mental capacity

to execute the amendment and that Schneider had unduly influenced her to execute

it. The probate court found that Lockspeiser lacked the mental capacity to execute the

amendment, granted summary judgment in favor of Garber, and declared the trust

amendment void. In addition, the court sua sponte revoked the trust amendment

pursuant to the court’s authority under R.C. 2111.50. Schneider now appeals.

{¶3} We reverse the probate court’s judgment because it should not have

granted summary judgment where there was conflicting evidence as to Lockspeiser’s

mental capacity and because the court exercised its authority under R.C. 2111.50

without complying with the statute’s notice and hearing requirements.

Background Facts

{¶4} In 2007, Schneider bought a condominium from Lockspeiser, which

was down the hall from her own condominium. Lockspeiser had inherited the

condominium that she sold to Schneider from her brother’s estate. Schneider was

represented by attorney David E. Nelson in connection with the purchase.

2 OHIO FIRST DISTRICT COURT OF APPEALS

{¶5} Twelve years later, in May 2019, Catherine Staskavich, Ph.D., evaluated

Lockspeiser in response to concerns raised by Adult Protective Services. According to

Dr. Staskavich’s affidavit, she had been contacted by Adult Protective Services for a

possible guardianship situation due to “apparent financial exploitation” of Lockspeiser

by her neighbor Schneider, “to whom she had given hundreds of thousands of dollars

in the last few years.” Dr. Staskavich conducted a psychological evaluation of

Lockspeiser on May 6, 2019, and concluded that she was suffering from a progressive

“major neurocognitive disorder,” and, “[g]iven the scope of her cognitive deficits,

impaired insight, and judgment,” she required a guardian of her person and estate.

{¶6} The guardianship proceeding was initiated on May 14, 2019, and the

probate court issued an emergency order placing a hold on Lockspeiser’s bank account

and safe deposit box. An initial guardianship hearing was scheduled for November 7,

2019. According to Dr. Staskavich, she filed a “Statement of Expert Evaluation” with

the probate court on May 14, 2019, in which she determined that Lockspeiser “was

suffering from a major neurocognitive disorder--possibly Alzheimer’s Disease.”

{¶7} Dr. Staskavich testified in her affidavit that she “understood that Ms.

Lockspeiser was going to contest the guardianship,” and that she “was prepared to

testify at the November 7, 2019 hearing” regarding her opinion that Lockspeiser

needed a guardian.

{¶8} Attorney Mark Godbey represented Lockspeiser in the guardianship

proceeding. As admitted in the answer filed in this proceeding, in early June 2019,

Schneider and Mark Godbey retained Jason Graff, M.D., as a medical expert, and Dr.

Graff examined Lockspeiser on June 5, 2019. Schneider drove Lockspeiser, and

accompanied her to this and other appointments with Dr. Graff, his nurse practitioner,

3 OHIO FIRST DISTRICT COURT OF APPEALS

and his staff. Dr. Graff opined that as of June 5, 2019, Lockspeiser did not need a

guardian but that a power of attorney should be executed and invoked.

{¶9} On September 3, 2019, Dr. Graff conducted another examination of

Lockspeiser. According to Dr. Graff’s testimony in a February 2020 guardianship

hearing, his opinion of Lockspeiser “changed” at the second evaluation. He testified

that at the time of his second evaluation, he “could see there then that she could not

make any informed judgment.”

{¶10} On October 10, 2019, Schneider’s attorney, David Nelson, introduced

Lockspeiser to attorney John Banner. According to Nelson’s affidavit, the meeting

occurred in a conference room at the Madison House, and Schneider was also present.

{¶11} According to an affidavit of attorney John Banner, he explained to

Lockspeiser at the October 10 meeting, “the difference between a Durable Power of

Attorney and a Guardianship,” and that “for a Durable Power of Attorney, as long as

she is competent, she is in charge. I further advised her that if she could not make

decisions for herself for whatever reason, the person she named in the Durable Power

of Attorney would become the ‘Attorney in Fact’ and would make those decisions for

her.” Banner stated that Lockspeiser said “she wished to proceed with drafting a

Durable Power of Attorney.” According to his answer, Schneider admitted that on

October 15, 2019, following the initial meeting with Banner, he and his attorney,

Nelson, met with Lockspeiser and her attorney, Mark Godbey, “to discuss items.”

{¶12} According to the affidavits of Nelson and Banner, they again met with

both Schneider and Lockspeiser in the conference room at the Madison House on

October 16, 2019. Banner stated that he “delivered” the durable power of attorney to

Lockspeiser, which she signed. Banner notarized her signature, and he and Nelson

signed the document as witnesses. In the document, Lockspeiser appointed her

4 OHIO FIRST DISTRICT COURT OF APPEALS

“friend and neighbor,” Carol MacGregor, as her power of attorney, “revoking all

powers of attorney heretofore made by me[.]” As Schneider admitted in his answer,

the document purported to revoke Lockspeiser’s 2012 “Health Care Power of

Attorney,” which had named Garber as her agent.

{¶13} On October 22, 2019, Garber’s counsel took Lockspeiser’s deposition for

purposes of the guardianship proceeding, before the first guardianship hearing on

November 7, 2019.

{¶14} According to the affidavits of Nelson and Banner, they again met with

both Schneider and Lockspeiser at the Madison House conference room on October

31, 2019. Banner stated that Lockspeiser “expressed her desire to modify” her trust.

Nelson stated that Lockspeiser “discussed the changes she wanted” to her trust and

Free access — add to your briefcase to read the full text and ask questions with AI

Related

In re Guardianship of Dwyer
2024 Ohio 2544 (Ohio Court of Appeals, 2024)
Carpenter v. Carpenter
2023 Ohio 274 (Ohio Court of Appeals, 2023)

Cite This Page — Counsel Stack

Bluebook (online)
2022 Ohio 1777, Counsel Stack Legal Research, https://law.counselstack.com/opinion/garber-v-schneider-ohioctapp-2022.