Galvez v. Bisignano

CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 10, 2025
Docket24-3569
StatusPublished

This text of Galvez v. Bisignano (Galvez v. Bisignano) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Galvez v. Bisignano, (9th Cir. 2025).

Opinion

FOR PUBLICATION

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

LYDIA GALVEZ, No. 24-3569 D.C. No. Plaintiff - Appellee, 1:23-cv-03143- EFS v.

FRANK BISIGNANO, OPINION Commissioner of Social Security,

Defendant - Appellant.

Appeal from the United States District Court for the Eastern District of Washington Edward F. Shea, District Judge, Presiding

Argued and Submitted May 20, 2025 Seattle, Washington

Filed September 10, 2025

Before: Ronald M. Gould, Richard C. Tallman, and Morgan B. Christen, Circuit Judges.

Opinion by Judge Christen 2 GALVEZ V. BISIGNANO

SUMMARY*

Social Security

The panel vacated the district court’s order remanding to the Social Security Administration Lydia Galvez’s claim for disability insurance benefits for the period from 2008 to 2018 on the ground that the agency’s decision denying benefits was tainted with a violation of the Appointments Clause. The district court held that the agency’s decision denying Galvez benefits was tainted with an Appointments Clause violation because the decision relied, in part, on a prior opinion entered by an Administrative Law Judge (ALJ) who had not been properly appointed. The panel held that the new ALJ’s opinion, which incorporated part of a prior, tainted opinion, was not tainted by an Appointments Clause violation. Some similar, or even identical, text in a subsequent decision is not automatically disqualifying. A district court’s inquiry should focus on whether the new decision reflects that the newly assigned ALJ provided the independent assessment required by Cody v. Kijakazi, 48 F.4th 956 (9th Cir. 2022). After reviewing the opinion entered on remand by a newly assigned ALJ who held additional hearings and heard additional testimony, the panel concluded that the opinion reflected the newly assigned ALJ’s independent view of the case. Accordingly, the panel vacated the district court’s order and remanded to

* This summary constitutes no part of the opinion of the court. It has been prepared by court staff for the convenience of the reader. GALVEZ V. BISIGNANO 3

the district court for consideration of the merits of Galvez’s claim.

COUNSEL

D. James Tree (argued), Tree Law Office, Yakima, Washington, for Plaintiff-Appellee. Sonia Carson (argued), Daniel Aguilar, and Joshua M. Salzman, Attorneys, Appellate Staff; Brian M. Boynton, Principal Deputy Assistant Attorney General; Civil Division, United States Department of Justice, Washington, D.C.; Asim H. Modi, Special Assistant United States Attorney; Joseph J. Langkamer, Assistant Regional Counsel; Office of the General Counsel, Office of Program Litigation, Social Security Administration, Baltimore, Maryland; Brian M. Donovan, Assistant United States Attorney; Vanessa R. Waldref, United States Attorney; Office of the United States Attorney, United States Department of Justice, Spokane, Washington; for Defendant-Appellant. 4 GALVEZ V. BISIGNANO

OPINION

CHRISTEN, Circuit Judge:

The Commissioner of the Social Security Administration appeals a district court order remanding Lydia Galvez’s claim for Social Security disability insurance benefits for the period from 2008 to 2018. The court held that the agency’s decision denying Galvez benefits was tainted with an Appointments Clause violation because the decision relied, in part, on a prior opinion entered by an Administrative Law Judge who had not been properly appointed. We have previously decided that the remedy for a Social Security adjudication issued in violation of the Appointments Clause is a de novo hearing held before a different and properly appointed Administrative Law Judge (ALJ). Cody v. Kijakazi, 48 F.4th 956, 961–63 (9th Cir. 2022). This case presents a related question of first impression: is a new ALJ’s opinion tainted by an Appointments Clause violation if it incorporates part of the prior, tainted opinion? After closely reviewing the opinion entered on remand by a newly assigned ALJ who held additional hearings and heard additional testimony, we conclude that it reflects the newly assigned judge’s independent view of the case. Accordingly, we vacate the district court’s order and remand to the district court for consideration of the merits of Galvez’s claim. I A Because this case arises in the wake of recent case law addressing violations of the Appointments Clause, we first describe the legal landscape. GALVEZ V. BISIGNANO 5

In Lucia v. Securities and Exchange Commission, the Supreme Court held that an ALJ who presided over a Securities and Exchange Commission enforcement proceeding qualified as an officer subject to the Appointments Clause of the United States Constitution. 585 U.S. 237, 251 (2018). Because the ALJ had been appointed by agency staff rather than by the Commission directly, the Court concluded the ALJ had adjudicated Lucia’s case “without the kind of appointment the [Appointments] Clause requires.” Id. The Court went on to hold that the “‘appropriate’ remedy for an adjudication tainted with an appointments violation” is a new hearing before a different, properly appointed official. Id. (quoting Ryder v. United States, 515 U.S. 177, 183 (1995)). In 2018, the Acting Commissioner of the Social Security Administration responded to Lucia by preemptively ratifying the appointments of all Social Security Administration ALJs and approving “those appointments as her own.” SSR 19-1p, 84 Fed. Reg. 9582, 9583 (Mar. 15, 2019). The Acting Commissioner anticipated challenges to the ALJs’ pre-ratification decisions, and in 2019 the agency announced that if a claimant timely raised an Appointments Clause challenge to the agency, it would “either remand the case to an ALJ other than the ALJ who issued the decision under review, or issue its own new decision about the claim covering the period before the date of the ALJ’s decision.” Id. The Supreme Court subsequently invalidated the agency’s requirement that claimants exhaust their Appointments Clause challenges at the administrative level in Carr v. Saul, 593 U.S. 83, 88–96 (2021). In doing so, the Supreme Court observed that ALJs are not “capable of remedying any defects in their own appointments.” Id. at 94. 6 GALVEZ V. BISIGNANO

Thus, the Court held that claimants may raise Appointments Clause challenges for the first time before the district court. Id. at 95. In Cody v. Kijakazi, we considered the appropriate remedy where an improperly appointed Social Security Administration ALJ denied a claim for disability benefits. Cody’s claim was initially denied in 2017. 48 F.4th at 958– 59. He appealed in 2018 shortly after the Supreme Court decided Lucia, but he did not raise an Appointments Clause challenge. Id. at 959. On a different issue, the district court remanded Cody’s claim for a new hearing and directed the ALJ to consider certain evidence. Id. By the time the case was back before the original ALJ, the Acting Commissioner had ratified the ALJ’s appointment and, as the district court directed, the ALJ held a new hearing. Id. The ALJ denied Cody’s claim for a second time in 2019, and Cody appealed again in 2020. This time, he raised an Appointments Clause challenge. Id. The district court denied Cody’s Appointments Clause challenge on the basis that the original ALJ had been properly appointed by the time she entered her 2019 decision. Id. at 960. Cody then appealed to our court. Id. The government argued on appeal that Cody’s Appointments Clause challenge was untimely because he failed to raise it in his first appeal to the district court. Id. at 962. We disagreed, explaining that Cody’s second appeal was his first opportunity to challenge the 2019 decision, and therefore, his first chance to argue that the new decision was tainted because it incorporated some of the 2017 decision. Id.

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Galvez v. Bisignano, Counsel Stack Legal Research, https://law.counselstack.com/opinion/galvez-v-bisignano-ca9-2025.