Galvan v. Montgomery

• Court: District Court, S.D. California
• Decided: October 7, 2022
• Docket: 3:22-cv-00330
• Status: Unknown

Opinion

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 JUAN GALVAN, Case No.: 22cv0330-GPC (MDD)

12 Petitioner, ORDER GRANTING MOTION FOR 13 v. STAY AND ABEYANCE 14 W. MONTGOMERY, Warden, [ECF NO. 3] Respondent. 15 16 17 Juan Galvan is a state prisoner proceeding pro se with a Petition for a Writ of Habeas 18 Corpus pursuant to 28 U.S.C. § 2254. (ECF No. 1.) Currently pending before the Court is 19 Petitioner’s Motion for a Stay and Abeyance (ECF No. 3), Respondent’s Opposition (ECF 20 No. 10) and Petitioner’s Reply (ECF No. 13). 21 The Petition, which was filed over two months before expiration of the federal one- 22 year statute of limitations, presents several claims raised on direct appeal by Petitioner’s 23 appointed state appellate counsel along with fifteen additional claims drafted by Petitioner 24 pro se which apparently have not been raised in state court. (ECF No. 1 at 5-10, 49-135.) 25 Petitioner requests this action be stayed and his Petition held in abeyance while he returns 26 to state court to exhaust his new claims, arguing that due to prison lockdowns and lack of 27 access to the prison law library during the Covid pandemic he was unable to identify all 28 the claims he wished to raise in this action before the federal one-year statute of limitations 1 expired. (ECF No. 3 at 1-2.) Respondent opposes the motion, arguing that although 2 Petitioner can show good cause for his failure to present his new claims in state court prior 3 to filing the instant Petition, a stay is not available because: (1) the new claims are without 4 merit and (2) there is no indication they have been presented to any state court and the 5 federal statute of limitations has now expired. (ECF No. 10 at 2-3.) Petitioner replies that 6 he has established good cause for his failure to exhaust state court remedies prior to filing 7 the Petition and his claims have merit. (ECF No. 13 at 1-15.) 8 I. Procedural Background 9 On February 3, 2018, Petitioner drove his truck onto a sidewalk while under the 10 influence of methamphetamine and marijuana and struck two pedestrians, S.A. who died 11 at the scene and C.S. who suffered traumatic brain injury. People v. Galvan, 2020 WL 12 5649625, at *1-2 (Sept. 23, 2020), review denied (Dec. 09, 2020). Petitioner was charged 13 with gross vehicular manslaughter of S.A. while intoxicated in violation of Penal Code 14 § 191.5(a), leaving the scene in violation of Vehicle Code § 20001(c), personally inflicting 15 great bodily injury on both victims in violation of Penal Code § 1192.7(c)(8), and 16 proximately causing bodily injury or death to more than one victim in violation of Vehicle 17 Code § 23358 (count one); driving under the influence of drugs causing injury to victim 18 C.S. in violation of Vehicle Code § 23251, personally inflicting great bodily injury on S.A. 19 in violation of Vehicle Code § 12022.7(a), personally inflicting great bodily injury on C.S. 20 causing her to become comatose due to brain injury in violation of Vehicle Code 21 § 12022.7(b), and proximately causing bodily injury or death to more than one victim in 22 violation of Vehicle Code § 23358 (count two); and committing hit and run with death or 23 permanent serious injury in violation of Vehicle Code § 20001(b)(2) (count three). (ECF 24 No. 1 at 31.) A jury found him guilty on all counts and found all allegations true, and he 25 admitted he had a prior serious felony conviction. (Id. at 32.) 26 Petitioner was sentenced to twelve years for gross vehicular manslaughter, five years 27 for leaving the scene, one year and four months for driving under the influence of drugs 28 causing injury, one year and eight months for causing victim C.S. to become comatose due 1 to brain injury, and five years for the prior conviction, for a total of twenty-five years in 2 state prison. (Id.) The sentences on count three and the remaining allegations were stayed, 3 and fines, fees and assessments were imposed. (Id. at 32-33.) 4 Petitioner raised state and federal claims on direct appeal which he also raises here. 5 The federal claims include that: (1) his rights to due process and a fair trial under the Fifth 6 and Fourteenth Amendments were violated by (a) the prosecution’s failure to timely turn 7 over discovery regarding two key witnesses, (b) the trial court’s refusal to instruct the jury 8 on the defenses of accident and probable cause; (c) the separate convictions and 9 punishments for two victims for the single act of driving while intoxicated violated double 10 jeopardy principles, and (d) the cumulative effect of the errors; and (2) his federal 11 constitutional rights to due process, equal protection and to be free from cruel and unusual 12 punishment were violated by the imposition of fines, fees and assessments without a 13 finding he had the ability to pay. (ECF No. 1 at 5-10, 49-118, 119-35.) 14 Petitioner’s conviction was affirmed by the state appellate court on September 23, 15 2020, the state supreme court denied review on December 9, 2020, and Respondent 16 acknowledges the date for filing a petition for a writ of certiorari in the United States 17 Supreme Court was extended from 90 to 150 days in response to the Covid pandemic. 18 (ECF No. 10 at 1.) Because Petitioner did not seek certiorari, his conviction became final 19 for purposes of the one-year statute of limitations applicable to federal habeas cases on 20 May 8, 2021, the last day to file a petition for writ of certiorari in the United States Supreme 21 Court. Bowen v. Roe, 188 F.3d 1157, 1158-59 (9th Cir. 1999). The one-year statute of 22 limitations to file a federal petition began to run the next day, May 9, 2021. Patterson v. 23 Stewart, 251 F.3d 1243, 1246 (9th Cir. 2001). Petitioner constructively filed the instant 24 Petition on March 6, 2022, the same day he filed his motion for stay and abeyance, over 25 two months before the statute of limitations was set to expire on May 8, 2022.1 26 27 1 Petitioner is entitled to the benefit of the “mailbox rule” which provides for constructive filing of court documents as of the date they are submitted to the prison authorities for 28 1 II. Discussion 2 “[F]ederal district courts may not adjudicate mixed petitions for habeas corpus, that 3 is, petitions containing both exhausted and unexhausted claims” as “the interests of comity 4 and federalism dictate that state courts must have the first opportunity to decide a 5 petitioner’s claims.” Rhines v. Weber, 544 U.S. 269, 273 (2005), citing Rose v. Lundy, 455 6 U.S. 509, 518-19 (1982). The Supreme Court has stated that “[a]s a result of the interplay 7 between [the federal] 1-year statute of limitations and Lundy’s dismissal requirement, 8 petitioners who come to federal court with ‘mixed’ petitions run the risk of forever losing 9 their opportunity for any federal review of their unexhausted claims.” Id. at 275. 10 Thus, when presented with a mixed petition, “a district court might stay the petition 11 and hold it in abeyance while the petitioner returns to state court to exhaust his previously 12 unexhausted claims.” Id. Such a “stay and abeyance should be available only in limited 13 circumstances” and is appropriate where: (1) “there was good cause for the petitioner’s 14 failure to exhaust his claims first in state court,” (2) the unexhausted claims are not “plainly 15 meritless” and (3) there is no indication the petitioner has engaged in “abusive litigation 16 tactics or intentional delay.” Id. at 277-78. Respondent challenges only the second criteria, 17 contending the new claims lack merit. (ECF No. 10 at 2-3.) 18 In addition, the Ninth Circuit has recognized an alternative to a Rhines stay, a Kelly 19 stay. See King v. Ryan, 564 F.3d 1133, 1135 (9th Cir. 2009), citing Kelly v. Small, 315 20 F.3d 1063 (9th Cir. 2003), overruled on other grounds by Robbins v. Carey, 481 F.3d 1143 21 (9th Cir. 2007). Under the Kelly process, Petitioner would delete any unexhausted claims 22 from his Petition, the court would stay this action and hold in abeyance the newly-amended, 23 fully exhausted petition and allow Petitioner the opportunity to proceed to state court to 24 exhaust those claims, and Petitioner would later amend his petition to include the newly 25 exhausted claims. King, 564 F.3d at 1135. Although unlike a Rhines stay the Kelly 26 procedure does not have a “good cause” requirement for the failure to exhaust state 27 remedies before coming into state court, it requires the newly exhausted claims, if brought 28 back outside the statute of limitations, to relate back to timely, exhausted claims in the 1 original petition. Id. at 1141. A claim will relate back if it shares a common core of 2 operative facts with a timely, exhausted claim. Id. at 1142. Respondent argues that a Kelly 3 stay should be denied on the basis the new claims are without merit. (ECF No. 10 at 3.) 4 A. Petitioner has shown good cause 5 “The caselaw concerning what constitutes ‘good cause’ under Rhines has not been 6 developed in great detail.” Dixon v. Baker, 847 F.3d 714, 720 (9th Cir. 2017), citing Blake 7 v. Baker, 745 F.3d 977, 980 (9th Cir. 2014) (“There is little authority on what constitutes 8 good cause to excuse a petitioner’s failure to exhaust.”) However, Rhines does not require 9 a showing of “exceptional circumstances” to show good cause. Jackson v. Roe, 425 F.3d 10 654, 661-62 (9th Cir. 2005). Rather, as relevant here, the Ninth Circuit has “concluded 11 that the ineffective assistance of post-conviction counsel could constitute good cause for a 12 Rhines stay, provided that the petitioner’s assertion of good cause ‘was not a bare allegation 13 of state postconviction (ineffective assistance of counsel), but a concrete and reasonable 14 excuse, supported by evidence.’” Dixon, 847 F.3d at 721, quoting Blake, 745 F.3d at 983. 15 The Rhines standard for good cause based on ineffective assistance of counsel is not any 16 more demanding than the cause standard articulated in Martinez v. Ryan, 566 U.S. 1, 14 17 (2012). Blake, 745 F.3d at 984, citing Martinez, 566 U.S. at 14 (holding that cause for a 18 default of an ineffective-assistance claim can be established where the state court did not 19 appoint counsel in the initial-review collateral proceeding or where such appointed counsel 20 was ineffective under the standards of Strickland v. Washington, 466 U.S. 668 (1984).) 21 The Petition here includes fifteen new claims drafted by Petitioner pro se, fourteen 22 of which include specific and detailed allegations of ineffective assistance of trial counsel 23 and eight include allegations of ineffective assistance of appellate counsel. (ECF No. 1 at 24 136-72.) In addition, Petitioner argues that lockdowns associated with the Covid pandemic 25 delayed discovery of his new claims. (ECF No. 3 at 1-2.) Respondent acknowledges that 26 Petitioner can “easily” establish good cause for a Rhines stay. (ECF No. 10 at 2.) The 27 Court finds Petitioner has adequately shown good cause for a Rhines stay, and, as set forth 28 above, a showing of good cause is unnecessary for a Kelly stay. 1 B. Petitioner has not engaged in abusive litigation tactics or intentional delay 2 A Rhines stay is not available where a petitioner has engaged in “abusive litigation 3 tactics or intentional delay.” Rhines, 544 U.S. at 278. As noted above, Petitioner filed his 4 original federal Petition and the instant stay motion with nearly two months left on the one- 5 year statute of limitations. Although the record does not establish whether Petitioner has 6 presented his new claims to the state court and it appears he is waiting to be granted a stay 7 to do so, he has been diligent and timely in all his federal filings, including his stay motion. 8 See Grant v. Swarthout, 862 F.3d 914, 920 (9th Cir. 2017) (noting that state habeas 9 petitioners are entitled to utilize their entire one-year period to exhaust state court remedies, 10 as “one might even conclude that the period is too short to allow many prisoners, especially 11 the vast majority who are acting pro se, to investigate, research, and fully prepare such 12 complex and lengthy legal documents.”) 13 Respondent is incorrect that even if Petitioner has not yet presented his new claims 14 to the state court his failure to do so before expiration of the federal one-year statute of 15 limitations requires denial of a stay. Because Petitioner’s stay motion was filed prior to 16 expiration of the statute of limitations, if he is given a Rhines stay retroactive to the date 17 he filed his motion, his new claims would be timely in this Court despite the fact that the 18 one-year statute of limitations expired before he first presented them to the state supreme 19 court. See Pace v. DiGuglielmo, 544 U.S. 408, 416 (2005) (holding that a state prisoner 20 may timely file “a ‘protective’ petition in federal court and ask[] the federal court to stay 21 and abey the federal habeas proceedings until state remedies are exhausted.”), citing 22 Rhines, 544 U.S at 278 (noting that granting a stay and abeyance “effectively excuses a 23 petitioner’s failure to present his claims first to the state courts.”); King, 564 F.3d at 1140 24 (“When implemented, the Rhines exception eliminates entirely any limitations issue with 25 regard to the originally unexhausted claims, as the claims remain pending in the federal 26 court throughout.”) Nevertheless, any procedural bars the state court may apply to the new 27 claims could result in a procedural default in this Court even if the new claims are timely 28 under the federal one-year statute of limitations. Dixon, 847 F.3d at 722. 1 Under the Kelly procedure the new claims are removed from the timely federal 2 Petition and, absent tolling of the one-year statute of limitations, will likely be untimely 3 here with a Kelly stay. However, that does not preclude a stay because Petitioner may 4 argue for equitable tolling of the statute of limitations either as a result of the delay in ruling 5 on his timely stay motion, or because his delay in presenting claims to the state court until 6 after expiration of the statute of limitations was caused by lack of access to the trial record, 7 counsel files, or ineffective assistance of appellate counsel, for example. See e.g. Lett v. 8 Mueller, 304 F.3d 918, 922-25 (9th Cir. 2002) (lack of access to legal materials can support 9 equitable tolling); Spitsyn v. Moore, 345 F.3d 796, 801-02 (9th Cir. 2003) (ineffective 10 assistance of appellate counsel can support equitable tolling); Corjasso v. Ayers, 278 F.3d 11 874, 878 (9th Cir. 2002) (delay by district court can support equitable tolling). The Court 12 finds there is no showing Petitioner has engaged in abusive litigation tactics or intentional 13 delay requiring denial of his stay motion. 14 C. At least one of Petitioner’s new claims is not plainly meritless 15 Finally, a stay is unavailable if Petitioner’s new claims are “plainly meritless.” See 16 Rhines, 544 U.S. at 277-78 (“[I]t would likely be an abuse of discretion for a district court 17 to deny a stay and to dismiss a mixed petition if the petitioner had good cause for his failure 18 to exhaust, his unexhausted claims are potentially meritorious, and there is no indication 19 that the petitioner engaged in intentionally dilatory litigation tactics.”) A claim is “plainly 20 meritless” where “it is perfectly clear that the petitioner has no hope of prevailing.” Dixon, 21 847 F.3d at 722 (“A contrary rule would deprive state courts of the opportunity to address 22 a colorable federal claim in the first instance and grant relief if they believe it is 23 warranted.”), quoting Cassett v. Stewart, 406 F.3d 614, 624 (9th Cir. 2005). 24 Respondent contends in an entirely conclusory manner that Petitioner’s claims of 25 ineffective assistance of counsel are plainly meritless because he “has provided nothing to 26 establish deficient performance and prejudice” to support his claims. (ECF No. 10 at 3.) 27 Petitioner replies that all of his new claims involve ineffective assistance of counsel and 28 they all have merit. (ECF No. 14 at 1-15.) Based on an examination of a sample of several 1 of Petitioner’s new claims, the Court is unable to find they are plainly meritless on the 2 record before the Court, as it is not perfectly clear Petitioner has no hope of prevailing on 3 any of his new claims. 4 As an example, in his first new claim Petitioner alleges he told defense counsel 5 before trial he remembered driving down Parkside Road and deciding to turn left on 6 Beatrice Street but changing his mind at the last moment when he heard what he thought 7 was a gunshot. (ECF No. 1 at 136, 168.) When he tried to continue down Parkside Road, 8 he drove up on the sidewalk, his tire popped when it hit the curb, he lost control of his truck 9 which prevented him from braking, and struck a wall which caused him to hit his head and 10 see spots and white flashes and blackout. (Id.) He remembered scraping the wall but then 11 nothing for the next one or two seconds, during which an eyewitness testified the vehicle 12 hit the victims, until he regained consciousness upside down in his truck. (Id. at 136.) He 13 claims his attorney told him it was better to avoid complications and say he did not 14 remember anything after hitting the wall. (Id.) He claims counsel should have allowed 15 him to testify truthfully and then requested the jury be instructed that he could not be found 16 guilty if he ran over the victims while unconscious. (Id. at 137-38.) 17 For ineffective assistance of counsel to provide a basis for federal habeas relief, 18 Petitioner must show counsel’s performance was deficient, which “requires showing that 19 counsel made errors so serious that counsel was not functioning as the ‘counsel’ guaranteed 20 the defendant by the Sixth Amendment.” Strickland, 466 U.S. at 687. He must also show 21 counsel’s deficient performance prejudiced the defense, which requires showing that 22 “counsel’s errors were so serious as to deprive [Petitioner] of a fair trial, a trial whose result 23 is reliable.” Id. To establish prejudice, Petitioner need only demonstrate “a probability 24 sufficient to undermine confidence in the outcome.” Id. at 694. 25 Claim one contains an allegation that defense counsel instructed Petitioner not to tell 26 the truth in his testimony before the jury which resulted in the loss of a defense. It is unclear 27 without a review of the trial record, which has yet to be lodged by Respondent, whether 28 the claim is plainly meritless, that is, whether “it is perfectly clear that the petitioner has no 1 hope of prevailing.” Dixon, 847 F.3d at 722, quoting Cassett, 406 F.3d at 624. Respondent 2 has not argued with any detail why this claim is without merit, merely stating in an entirely 3 conclusory manner that: “Galvan has provided nothing to establish deficient performance 4 and prejudice.” (ECF No. 10 at 2.) Such a cursory response to Petitioner’s motion amounts 5 nearly to a non-opposition. 6 Petitioner alleges in claim two he received ineffective assistance of trial and 7 appellate counsel by their failure to argue that the imposition of a California Vehicle Code 8 § 23358 enhancement for proximately causing death or injury to more than one person, on 9 top of a California Penal Code § 12022.7(b) great bodily injury enhancement, violated 10 California Penal Code § 654, which provides that although a defendant can be charged and 11 convicted of separate crimes for the same act, only one punishment can be imposed, the 12 longer of the two available sentences. (ECF No. 1 at 139.) He argues that but for counsels’ 13 failure he would not be doing time for the § 12022.7(b) finding. (Id.) Similarly, Petitioner 14 alleges in claim three he received ineffective assistance of counsel based on counsel’s 15 failure to argue that double jeopardy principles and his right to a jury trial and due process 16 were violated because his conviction on California Vehicle Code § 20001(c) for leaving 17 the scene on count one should have precluded conviction under California Vehicle Code 18 § 23153(f) for driving under the influence of drugs and causing injury on count two, as 19 well as under California Penal Code § 191.5(a) for gross vehicular manslaughter while 20 intoxicated on count one. (Id. at 140-44.) He argues that each of those offenses were 21 committed in a single act and cannot be punished separately, that all those offenses share 22 elements, and that § 23153(f) is a lesser included offense of § 20001(c). (Id.) Petitioner 23 alleges in claim five he received ineffective assistance of counsel and was denied due 24 process and his right to a jury trial when counsel failed to contend at trial and on appeal 25 there was insufficient evidence of intent to support the California Vehicle Code § 20001(c) 26 charge of leaving the scene. (Id. at 148-53.) He claims that although a witness testified 27 Petitioner walked away from the scene, Petitioner testified that he walked away for reasons 28 other than to avoid being arrested, and he returned. (Id.) He argues there was no evidence 1 ||he intended to flee the scene to avoid being charged with driving under the influence as 2 required to support a § 20001(c) finding. (/d.) 3 The Court is unable to find, at least upon the record before it, that it is perfectly clear 4 || Petitioner has no hope of prevailing on any of his ineffective assistance of counsel claims. 5 Conclusion 6 Petitioner’s Motion for Stay and Abeyance [ECF No. 3]is GRANTED. This matter 7 STAYED pursuant to Rhines pending exhaustion of state court judicial remedies. If 8 || Petitioner has not already begun the exhaustion process, he must do so within forty-five 9 days of the date this Order is filed. After Petitioner has exhausted state court remedies 10 must notify the Court within forty-five (45) days of the date state court exhaustion 1s 11 |} complete. 12 If Petitioner prefers to have a Kelly stay he must promptly inform the Court and 13 || withdraw the unexhausted claims from the Petition. The then fully-exhausted Petition with 14 ||be held in abeyance while Petitioner proceeds to state court to exhaust those claims, and 15 || Petitioner will be required to amend his Petition to include the newly exhausted claims 16 || within forty-five (45) days of the date state court exhaustion 1s complete. 17 Petitioner must file with this Court a notification within forty-five (45) days of the 18 || date of this Order that he has presented his claims to the state court and thereafter file a 19 status report every ninety (90) days reporting on the progress of his exhaustion efforts. 20 || Petitioner must also notify the Court within forty-five (45) days after exhaustion is 21 ||complete at which time the stay will be lifted. If Petitioner fails to follow these deadlines 22 seek relief from them upon a showing of good cause, the stay will be lifted and this 23 || matter will proceed as if no stay had been granted. 24 IT IS SO ORDERED. 25 Dated: October 7, 2022 <=

27 United States District Judge 28