EASTERN DISTRICT OF WASHINGTON 1 Sep 30, 2022 2 SEAN F. MCAVOY, CLERK 3 4 UNITED STATES DISTRICT COURT 5 EASTERN DISTRICT OF WASHINGTON 6 TERRI G., No. 1:20-CV-03206-JAG 7
8 Plaintiff, 9 ORDER GRANTING IN PART v. PLAINTIFF’S MOTION FOR 10 SUMMARY JUDGMENT AND 11 KILOLO KIJAKAZI, REMANDING FOR ADDITIONAL ACTING COMMISSIONER OF PROCEEDINGS 12 SOCIAL SECURITY, 13 Defendant. 14
16 BEFORE THE COURT are cross-motions for summary judgment. ECF 17 No. 15, 16. Attorney D. James Tree represents Terri G. (Plaintiff); Special 18 Assistant United States Attorney Frederick Fripps represents the Commissioner of 19 Social Security (Defendant). The parties have consented to proceed before a 20 magistrate judge. ECF No. 4. After reviewing the administrative record and the 21 briefs filed by the parties, the Court GRANTS IN PART Plaintiff’s Motion for 22 Summary Judgment; DENIES Defendant’s Motion for Summary Judgment; and 23 REMANDS the matter to the Commissioner for additional proceedings pursuant to 24 42 U.S.C. § 405(g). 25 I. JURISDICTION 26 Plaintiff filed an application for Supplemental Security Income on August 27 19, 2013, alleging disability since June 30, 2008, due to anxiety, back pain, 28 1 bilateral knee pain, nerve damage in the left leg, and neuropathy in both feet. Tr. 2 68. The application was denied initially and upon reconsideration. Tr. 123-31, 135- 3 40. Administrative Law Judge (ALJ) Laura Valente held a hearing on January 19, 4 2016, Tr. 39-51, and issued an unfavorable decision on May 19, 2016. Tr. 96-107. 5 Plaintiff requested review of the ALJ’s decision from the Appeals Council and the 6 Appeals Council remanded the claim for further proceedings on February 8, 2018. 7 Tr. 115-18. 8 On December 2, 2019, ALJ Valente held a remand hearing. Tr. 52-66. On 9 January 8, 2020, ALJ Valente issued an unfavorable decision, finding substance 10 abuse to be material to a finding of disability. Tr. 15-29. Plaintiff requested review 11 from the Appeals Council and the Appeals Council denied the request on 12 September 20, 2020. Tr. 1-5. The ALJ’s January 2020 decision is the final decision 13 of the Commissioner, which is appealable to the district court pursuant to 42 14 U.S.C. § 405(g). Plaintiff filed this action for judicial review on November 19, 15 2020. ECF No. 1. 16 II. STATEMENT OF FACTS 17 The facts of the case are set forth in detail in the transcript of proceedings 18 and are only briefly summarized here. Plaintiff was born in 1976 and was 37 years 19 old when she filed her application. Tr. 68. She has her GED and has worked in 20 laundry, janitorial, and cashiering jobs, having last worked in 2008 prior to 21 sustaining a shoulder injury. Tr. 693. In 2005 and 2006 she had back surgery, with 22 the placement of hardware and two rods following a lumbar fusion and 23 laminectomy. Tr. 655, 1060, 1408. She continued to struggle with back pain for 24 years after the surgery. In 2013 and 2014 she began reporting anxiety and 25 depression, largely related to stressful life circumstances. Tr. 630-32, 691, 1010- 26 11. In 2015 following her son’s enlistment in the armed services, her depression 27 and anxiety worsened, with her family reporting her behavior becoming 28 increasingly unpredictable. Tr. 1787-89. In 2017, she began drinking heavily and 1 subsequently had numerous suicidal gestures and medication overdoses. Tr. 1481, 2 1557, 1563, 2366, 2640, 2948. In 2019 she reported she drank to numb her 3 physical pain and mental health issues, which became substantially worse in 2017. 4 Tr. 1488, 1494, 1530. 5 III. STANDARD OF REVIEW 6 The ALJ is responsible for determining credibility, resolving conflicts in 7 medical testimony, and resolving ambiguities. Andrews v. Shalala, 53 F.3d 1035, 8 1039 (9th Cir. 1995). The ALJ’s determinations of law are reviewed de novo, with 9 deference to a reasonable interpretation of the applicable statutes. McNatt v. Apfel, 10 201 F.3d 1084, 1087 (9th Cir. 2000). The decision of the ALJ may be reversed 11 only if it is not supported by substantial evidence or if it is based on legal error. 12 Tackett v. Apfel, 180 F.3d 1094, 1097 (9th Cir. 1999). Substantial evidence is 13 defined as being more than a mere scintilla, but less than a preponderance. Id. at 14 1098. Put another way, substantial evidence is such relevant evidence as a 15 reasonable mind might accept as adequate to support a conclusion. Richardson v. 16 Perales, 402 U.S. 389, 401 (1971). If the evidence is susceptible to more than one 17 rational interpretation, the Court may not substitute its judgment for that of the 18 ALJ. Tackett, 180 F.3d at 1097; Morgan v. Commissioner of Social Sec. Admin., 19 169 F.3d 595, 599 (9th Cir. 1999). If substantial evidence supports the 20 administrative findings, or if conflicting evidence supports a finding of either 21 disability or non-disability, the ALJ’s determination is conclusive. Sprague v. 22 Bowen, 812 F.2d 1226, 1229-1230 (9th Cir. 1987). Nevertheless, a decision 23 supported by substantial evidence will be set aside if the proper legal standards 24 were not applied in weighing the evidence and making the decision. Brawner v. 25 Secretary of Health and Human Services, 839 F.2d 432, 433 (9th Cir. 1988). 26 IV. SEQUENTIAL EVALUATION PROCESS 27 The Commissioner has established a five-step sequential evaluation process 28 for determining whether a person is disabled. 20 C.F.R. § 416.920(a); Bowen v. 1 Yuckert, 482 U.S. 137, 140-142 (1987). In steps one through four the claimant 2 bears the burden of establishing a prima facie case of disability. Tackett, 180 F.3d 3 at 1098-1099. This burden is met once a claimant establishes that a physical or 4 mental impairment prevents the claimant from engaging in past relevant work. 20 5 C.F.R. § 416.920(a)(4). If a claimant cannot perform past relevant work, the ALJ 6 proceeds to step five, and the burden shifts to the Commissioner to show (1) the 7 claimant can make an adjustment to other work; and (2) the claimant can perform 8 specific jobs that exist in the national economy. Batson v. Commissioner of Social 9 Sec. Admin., 359 F.3d 1190, 1193-1194 (9th Cir. 2004). If a claimant cannot make 10 an adjustment to other work in the national economy, the claimant will be found 11 disabled. 20 C.F.R. § 416.920(a)(4)(v). 12 “A finding of ‘disabled’ under the five-step inquiry does not automatically 13 qualify a claimant for disability benefits.” Parra v. Astrue, 481 F.3d 742, 746 (9th 14 Cir. 2007) (citing Bustamante v. Massanari, 262 F.3d 949, 954 (9th Cir. 2001)). 15 When there is medical evidence of drug or alcohol addiction (DAA), the ALJ must 16 determine whether the drug or alcohol addiction is a material factor contributing to 17 the disability. 20 C.F.R. § 416.935(a). In order to determine whether DAA is a 18 material factor contributing to the disability, the ALJ must evaluate which of the 19 physical and mental limitations would remain if the claimant stopped using drugs 20 or alcohol, then determine whether any or all of the remaining limitations would be 21 disabling. 20 C.F.R. § 416.935(b)(2). If the remaining limitations would not be 22 disabling, DAA is a material contributing factor to the determination of 23 disability. Id. If the remaining limitations would be disabling, the claimant is 24 disabled independent of the DAA and the addiction is not a material contributing 25 factor to disability. Id. The claimant has the burden of showing that DAA is not a 26 material contributing factor to disability. See Parra, 481 F.3d at 748. 27 28 1 V. ADMINISTRATIVE DECISION 2 On January 8, 2020, the ALJ issued a decision finding Plaintiff was not 3 disabled as defined in the Social Security Act. Tr. 15-29. 4 At step one, the ALJ found Plaintiff had not engaged in substantial gainful 5 activity since the alleged onset date. Tr. 18. 6 At step two, the ALJ determined Plaintiff had the following severe 7 impairments: degenerative disc disease, peripheral neuropathy, alcohol abuse, and 8 anxiety disorder. Id. 9 At step three, the ALJ found Plaintiff did not have an impairment or 10 combination of impairments that met or medically equaled the severity of an 11 impairment listed in 20 C.F.R. Part 404, Subpart P, Appendix 1. Tr. 18-20. 12 The ALJ assessed Plaintiff’s residual functional capacity, including 13 substance abuse, and found she could perform light exertion work with the 14 following additional limitations:
15 Sit for one hour at a time, after which she needs to stand and 16 stretch for a few minutes not away from the work station and 17 could continue working in a different position, and sitting is available for six hours in an eight-hour workday; standing and 18 walking is available for four hours in an eight-hour workday; has 19 left lower extremity pushing and pulling, such as operation of foot pedals, at occasional; postural activities are all frequent, but 20 should never climb ladders, ropes, or scaffolds and stooping and 21 crawling are occasional; must avoid concentrated exposure to vibration and hazards, such as heights and dangerous machinery; 22 must avoid concentrated exposure to extreme cold; not likely to 23 attend work on a regular basis, would be off task at least one- 24 third of the day, and limited to simple, routine tasks with no work with the general public and only superficial work with 25 coworkers, meaning no coordination with work activity. 26 27 Tr. 20. 28 1 At step four the ALJ found Plaintiff was unable to perform her past relevant 2 work as a cashier, janitor, or laundry worker. Tr. 21-22. 3 At step five the ALJ found that, including her substance use disorder, there 4 were no jobs that existed in significant numbers in the national economy that 5 Plaintiff could have performed. Tr. 22. 6 Because of Plaintiff’s substance abuse, the ALJ further considered her 7 abilities if she were to stop using drugs and alcohol. Tr. 23. The ALJ found 8 Plaintiff’s physical impairments would remain severe, but that her anxiety disorder 9 would be a nonsevere impairment. Tr. 23. Absent substance use, the ALJ found 10 Plaintiff would continue to not have an impairment or combination of impairments 11 that met or medically equaled one of the listed impairments. Tr. 24. 12 The ALJ assessed Plaintiff’s residual functional capacity in the absence of 13 substance abuse and found her physical abilities would be unchanged, and she 14 would still be capable of a reduced range of light work with the same postural and 15 environmental limitations, but would no longer have any social or cognitive 16 limitations. Tr. 24. 17 At step four, the ALJ found Plaintiff would continue to be unable to 18 perform her past relevant work. Tr. 28. 19 At step five, the ALJ found that, considering Plaintiff’s age, education, work 20 experience and residual functional capacity were she to stop substance use, 21 Plaintiff could perform jobs that existed in significant numbers in the national 22 economy, specifically identifying the representative occupations of production 23 assembler, outside deliverer, and storage rental clerk. Tr. 28. 24 The ALJ thus concluded Plaintiff’s substance use disorder was a 25 contributing factor material to the determination of disability, and therefore 26 Plaintiff was not under a disability within the meaning of the Social Security Act at 27 any time from the alleged onset date through the date of the decision. Tr. 29. 28 1 VI. ISSUES 2 The question presented is whether substantial evidence supports the ALJ’s 3 decision denying benefits and, if so, whether that decision is based on proper legal 4 standards. 5 Plaintiff contends the ALJ erred by (1) improperly rejecting Plaintiff’s 6 symptom testimony; (2) improperly rejecting opinion evidence; and (3) making a 7 determination of materiality of substance abuse that was not supported by 8 substantial evidence. 9 VII. DISCUSSION 10 A. Plaintiff’s Subjective Complaints. 11 Plaintiff contends the ALJ erred by improperly rejecting her subjective 12 complaints. ECF No. 15 at 9-14. 13 It is the province of the ALJ to make credibility determinations. Andrews v. 14 Shalala, 53 F.3d 1035, 1039 (9th Cir. 1995). However, the ALJ’s findings must be 15 supported by specific, cogent reasons. Rashad v. Sullivan, 903 F.2d 1229, 1231 16 (9th Cir. 1990). Once the claimant produces medical evidence of an underlying 17 medical impairment, the ALJ may not discredit testimony as to the severity of an 18 impairment merely because it is unsupported by medical evidence. Reddick v. 19 Chater, 157 F.3d 715, 722 (9th Cir. 1998). Absent affirmative evidence of 20 malingering, the ALJ’s reasons for rejecting the claimant’s testimony must be 21 “specific, clear and convincing.” Smolen v. Chater, 80 F.3d 1273, 1281 (9th Cir. 22 1996); Lester v. Chater, 81 F.3d 821, 834 (9th Cir. 1996). “General findings are 23 insufficient: rather the ALJ must identify what testimony is not credible and what 24 evidence undermines the claimant’s complaints.” Lester, 81 F.3d at 834; Dodrill v. 25 Shalala, 12 F.3d 915, 918 (9th Cir. 1993). 26 The ALJ concluded Plaintiff’s medically determinable impairments could 27 reasonably be expected to produce the alleged symptoms; however, Plaintiff’s 28 statements concerning the intensity, persistence and limiting effects of those 1 symptoms were not entirely consistent with the medical evidence and other 2 evidence in the record. Tr. 26. Specifically, the ALJ found Plaintiff’s statements 3 were inconsistent with her activities, normal findings on exams, and the objective 4 findings on imaging, and were undermined by her reports that her pain symptoms 5 were relieved with medication. Id. 6 Plaintiff argues the ALJ failed to identify clear and convincing reasons for 7 discounting her statements, as the activities noted were minimal and not 8 inconsistent with her allegations, and the reports of improvement with medication 9 were isolated and in context did not indicate resolution of her problems. ECF No. 10 15 at 10-13. She further argues the ALJ selectively cherry-picked the record and 11 ignored the numerous instances of exam findings that were supportive of Plaintiff’s 12 complaints, and that a lack of support from objective findings alone is an 13 insufficient basis for discounting subjective reports of pain. Id. at 11-14. Defendant 14 argues the ALJ reasonably considered Plaintiff’s activities, reports of relief with 15 medication, and the minimal objective findings in discounting her subjective 16 complaints. ECF No. 16 at 3-5.1 17 The Court finds the ALJ failed to offer clear and convincing reasons for 18 discounting Plaintiff’s subjective reports. A claimant’s daily activities may support 19 an adverse credibility finding if the claimant’s activities contradict their other 20 testimony or if the claimant can spend a substantial part of the day engaged in 21 functions transferable to a work setting. Orn v. Astrue, 495 F.3d 625, 639 (9th Cir. 22 1 Defendant also argues the ALJ noted Plaintiff was not always forthcoming about 23 her substance abuse. ECF No. 16 at 5-6. The ALJ made no such finding, and thus 24 this constitutes post hoc rationale that the Court will not consider. See Orn v. 25 Astrue, 495 F.3d 625, 630 (9th Cir. 2007) (The Court will “review only the reasons 26 provided by the ALJ in the disability determination and may not affirm the ALJ on 27 a ground upon which he did not rely.”). 28 1 2007). However, Ninth Circuit caselaw has been clear that the Social Security Act 2 “does not require that claimants be utterly incapacitated to be eligible for benefits, 3 and many home activities may not be easily transferable to a work environment 4 where it might be impossible to rest periodically or take medication.” Smolen v. 5 Chater, 80 F.3d 1273, 1287 n.7 (9th Cir. 1996). The Ninth Circuit has further 6 stated:
7 We have repeatedly warned that ALJs must be especially cautious in 8 concluding that daily activities are inconsistent with testimony about 9 pain, because impairments that would unquestionably preclude work and all the pressures of a workplace environment will often be 10 consistent with doing more than merely resting in bed all day. 11 12 Garrison v. Colvin, 759 F.3d 995, 1016 (9th Cir. 2014). 13 The ALJ noted Plaintiff’s activities included grocery shopping, light 14 cleaning, and cooking, and that she could dress herself. Tr. 26. The ALJ failed to 15 explain how any of these activities were inconsistent with Plaintiff’s reports or 16 how they indicated an ability for full-time work. Id. The Court finds the ALJ’s 17 discussion does not constitute a clear and convincing basis for disregarding 18 Plaintiff’s subjective reports. 19 Evidence of medical treatment successfully relieving symptoms can 20 undermine a claim of disability. Wellington v. Berryhill, 878 F.3d 867, 876 (9th 21 Cir. 2017). However, the citations offered by the ALJ do not indicate that 22 Plaintiff’s treatment was successful, only that her pain was somewhat relieved by 23 her pain medications at times, in combination with lying down and resting, and that 24 her pain was aggravated by stairs, changing positions, sitting, twisting, bending, 25 walking, and driving. Tr. 698, 988. The record also contains instances of Plaintiff 26 reporting that her medications were not relieving her symptoms. Tr. 634, 958, 27 1686, 2563. The ALJ’s conclusion that Plaintiff’s subjective pain complaints were 28 1 not reliable due to her reports of symptom relief with medication is not supported 2 by substantial evidence. 3 The only other rationale offered by the ALJ was that a 2010 MRI showed 4 stable post-operative changes without evidence of stenosis, and that exams were 5 generally normal with respect to Plaintiff’s extremities, muscle strength, and gait. 6 Tr. 26. Objective evidence alone is not a sufficient basis upon which to discount a 7 claimant’s subjective complaints. See Lester, 81 F.3d at 834 (the ALJ may not 8 discredit the claimant’s testimony as to subjective symptoms merely because they 9 are unsupported by objective evidence). Furthermore, the Court finds the ALJ’s 10 characterization of the exam findings is not supported by substantial evidence, as 11 the record contains numerous objective findings that were abnormal and supportive 12 of Plaintiff’s pain reports, including tenderness and reduced or painful range of 13 motion in the spine, rigidity of muscles, positive straight leg raise tests, positive 14 EMG testing, stiff movements, pain with motion in the extremities, and 15 occasionally impaired gait. Tr. 632, 636, 645, 650, 658, 701, 715, 963, 971, 979, 16 986-87, 993, 1018, 1421-22, 1427-29, 1615, 1665, 1774, 1757, 3822. The ALJ’s 17 conclusion that the physical exam findings do not support Plaintiff’s reports is not 18 supported by substantial evidence. 19 On remand the ALJ will reconsider Plaintiff’s subjective reports. 20 B. Opinion Evidence. 21 Plaintiff argues the ALJ erred in rejecting the opinions of ARNP Nancy 22 Schwartzkopf and ARNP Joanna Kass. ECF No. 15 at 14-18. 23 An ALJ may discount the opinion of an “other source,” such as a nurse 24 practitioner, if they provide “reasons germane to each witness for doing so.” 25 Molina v. Astrue, 674 F.3d 1104, 1111 (9th Cir. 2012). 26 1. ARNP Nancy Schwartzkopf. 27 Plaintiff’s primary care provider, ARNP Nancy Schwartzkopf, provided two 28 statements in support of Plaintiff’s claim. In July 2014 she noted Plaintiff’s 1 diagnoses included chronic back pain with degenerative disc disease of the lumbar 2 spine, and chronic right knee pain, and opined that Plaintiff would miss three days 3 of work per month due to her conditions (also complicated by social issues). Tr. 4 916-17. In March 2015 Ms. Schwartzkopf opined Plaintiff needed to lay down for 5 1-2 hours per day due to pain and would miss four or more days of work per 6 month, noting pain limited her ability to lift, bend, carry, sit, stand, and reach for 7 any length of time. Tr. 918-19. 8 The ALJ addressed these opinions2 along with a number of other treating 9 source opinions and found them all to be due little weight for being vague and 10 inconsistent with the record, noting “mostly normal physical exams” and normal 11 findings regarding extremities, muscle strength, and gait. Tr. 27. 12 The Court finds the ALJ’s analysis is not supported by substantial evidence. 13 There is nothing vague about the concrete limitations recommended by Ms. 14 Schwartzkopf. Furthermore, as discussed above, the ALJ’s characterization of the 15 record as containing mostly normal physical exams is not supported by substantial 16 evidence, given the repeated objective findings of painful and limited range of 17 motion, stiff movements, positive straight leg raise testing, and rigid musculature, 18 many of which were noted by Ms. Schwartzkopf herself. On remand, the ALJ shall 19 reconsider Ms. Schwartzkopf’s opinions. 20 2. ARNP Joanna Kass. 21 In April 2016, Plaintiff’s treating counselor ARNP Joanna Kass completed a 22 medical source statement opining Plaintiff was markedly limited in her ability to 23 perform activities within a schedule, maintain regular attendance, be punctual 24 within customary tolerances, work in coordination with or proximity to others 25 without being distracted by them, complete a normal workweek without 26
27 2 The ALJ referred to Schwartzkopf as “Schuer,” citing to Schwartzkopf’s opinions 28 at exhibits 9F and 10F. Tr. 27. 1 interruptions from psychologically based symptoms, perform at a consistent pace 2 without an unreasonable number and length of rest periods, accept instructions and 3 respond appropriately to criticism from supervisors, and travel in unfamiliar places 4 or use public transportation, along with numerous other moderate limitations. Tr. 5 1454-55. She further opined Plaintiff was markedly limited in maintaining social 6 functioning, would be off task 21-30% of a standard workweek, and would miss 7 four or more days of work per month. Tr. 1456. 8 The ALJ addressed this opinion3 along with the state agency doctors, giving 9 the opinions little weight, finding them to be inconsistent with the record. Tr. 26. 10 The ALJ noted Plaintiff’s own reports of being able to get along with others, 11 follow instructions, and handle stress, and the consultative examiner’s findings of 12 relatively normal mental status exams results. Id. 13 The Court finds the ALJ’s analysis is not supported by substantial evidence. 14 In disregarding the April 2016 opinion, the ALJ cited to Plaintiff’s statements in 15 early 2014 and the results of a 2013 consultative exam. Tr. 26 (citing 397-404, 16 691-96). The record indicates Plaintiff first received treatment for mental health 17 complaints in the summer of 2014, largely relating to circumstantial stressors, with 18 complaints of depression and anxiety not appearing in earnest until later in the year 19 and into 2015. Tr. 971, 979, 988-1011, 1801. Plaintiff started treatment with Ms. 20 Kass in fall 2015 when her mental health began to deteriorate following her son’s 21 enlistment in the armed services and her family’s reports of her behavior becoming 22 increasingly unpredictable. Tr. 1743-47, 1761-64, 1787-89. Records following the 23 April 2016 opinion show ongoing issues with stress, anxiety, mood dysregulation, 24 anger, and lack of insight, eventually leading to her counselor recommending more 25 intensive treatment through Comprehensive Mental Health. Tr. 1547-50, 1695-96, 26 1713-14, 1724-25, 1730, 1733. The ALJ’s selective citation of the records from 27
28 3 The ALJ referred to Kass as “Ross.” Tr. 26. 1 prior to the onset of Plaintiff’s significant mental health issues is not representative 2 of a broader development of the record. Therefore, the ALJ’s discussion is not 3 supported by substantial evidence. 4 C. Substance Use Materiality Finding. 5 The Social Security Act bars payment of benefits when drug abuse or 6 alcoholism (DAA) is a contributing factor material to a disability claim. 42 U.S.C. 7 §§ 423(d)(2)(C) & 1382(a)(3)(J); Bustamante v. Massanari, 262 F.3d 949 (9th Cir. 8 2001). If there is evidence from an acceptable medical source that a claimant has a 9 substance abuse disorder and the claimant succeeds in proving disability, the 10 Commissioner must determine whether DAA is material to the determination of 11 disability. 20 C.F.R. § 416.935; SSR 13-2p (Feb. 20, 2013), available at 2013 WL 12 621536. That is, the ALJ must perform the sequential evaluation process a second 13 time, separating out the impact of the claimant’s DAA, to determine if they would 14 still be found disabled if they stopped using drugs or alcohol. Bustamante, 262 15 F.3d at 955. DAA is a materially contributing factor if the claimant would not meet 16 the SSA’s definition of disability if the claimant were not using drugs or alcohol. 17 20 C.F.R. § 416.935(b). 18 Plaintiff argues the ALJ’s analysis of the materiality of her substance use is 19 not supported by substantial evidence. ECF No. 15 at 18-20. Specifically, Plaintiff 20 takes issue with the ALJ’s use of evidence from later in the relevant period to find 21 alcohol use to have been material for the entire period, when the record indicates 22 alcohol abuse did not begin until 2017 at the earliest. Id. Defendant argues the ALJ 23 reasonably pointed to evidence from sober periods to support her finding that 24 Plaintiff’s functioning was relatively normal when she was not abusing alcohol, 25 reasonably concluding that Plaintiff’s substance abuse materially impacted her 26 mental health. ECF No. 16 at 9-10. 27 As this claim is being remanded for other proceedings, the ALJ shall also 28 reconsider the materiality of substance abuse for the periods where there is 1 evidence of such use. The Court notes that Plaintiff did not appear to have an 2 alcohol abuse problem prior to 2017. The first documented instance of Plaintiff 3 being observed to smell of alcohol was in February 2017. Tr. 2142. Plaintiff 4 consistently reported early 2017 as the beginning of her severe issues with alcohol, 5 in response to physical and emotional pain, which is also supported by her ex- 6 husband’s statements. Tr. 1486, 1508, 1530. Throughout 2017-2019, Plaintiff 7 consistently admitted to alcohol use and was noted to appear intoxicated or in 8 alcohol withdrawal. Tr. 1481, 1528, 1554, 1557, 1563, 1565, 2774, 2889-90, 3183, 9 3476, 3651, 3656, 3805. These events did not occur in the earlier time period, and 10 there is no evidence of problematic alcohol use prior to 2017. The ALJ’s 11 discussion does not differentiate between the period of time prior to the onset of 12 Plaintiff’s alcohol abuse and her functioning as of 2017. 13 VIII. CONCLUSION 14 Plaintiff argues the decision should be reversed and remanded for the 15 payment of benefits. The Court has the discretion to remand the case for additional 16 evidence and findings or to award benefits. Smolen v. Chater, 80 F.3d 1273, 1292 17 (9th Cir. 1996). The Court may award benefits if the record is fully developed, and 18 further administrative proceedings would serve no useful purpose. Id. Remand is 19 appropriate when additional administrative proceedings could remedy defects. 20 Rodriguez v. Bowen, 876 F.2d 759, 763 (9th Cir. 1989). In this case, the Court 21 finds that further development is necessary for a proper determination to be made. 22 The ALJ’s decision is not supported by substantial evidence. On remand, the 23 ALJ shall reevaluate Plaintiff subjective complaints and the opinions from Ms. 24 Kass and Ms. Schwartzkopf, along with conducting a new DAA materiality 25 assessment, taking into account Plaintiff’s changing circumstances throughout the 26 relevant period. 27 28 1 Accordingly, IT IS ORDERED: 2 l. Plaintiff's Motion for Summary Judgment, ECF No. 15, is 3|| GRANTED IN PART. 4 2. Defendant’s Motion for Summary Judgment, ECF No. 16, is DENIED. 6 3. The matter is REMANDED to the Commissioner for additional proceedings consistent with this Order. 8 4. An application for attorney fees may be filed by separate motion. 9 The District Court Executive 1s directed to file this Order and provide a copy 10|| to counsel for Plaintiff and Defendant. Judgment shall be entered for Plaintiff and 11 || the file shall be CLOSED. 12 DATED September 30, 2022.
JAMES A. GOEKE I5 ws UNITED STATES MAGISTRATE JUDGE 16 17 18 19 20 21 22 23 24 25 26 27 28