Gagliolo v. Kaweah Manor, Inc.

District Court, E.D. California·Decided April 20, 2021·No. 1:20-cv-01719·Unknown

Opinion

UNITED STATES DISTRICT COURT GARY GAGLIOLO, Case No. 1:20-cv-01719-NONE-SAB Plaintiff, ORDER DENYING DEFENDANT’S v. PREJUDICE KAWEAH MANOR, INC., et al., (ECF No. 30) Defendants. I. Currently pending before the Court is a request to seal documents filed by Defendant Kaweah Manor, Inc., dba Kaweah Manor Convalescent Hospital’s (hereinafter “Kaweah”). The matter was referred to the undersigned pursuant to 28 U.S.C. § 636(b)(1)(B) and Local Rule 302(c)(7). The Court, having reviewed the request and the declaration attached thereto, as well as the underlying documents sought to be filed under seal, finds the matter suitable for decision without further briefing or oral argument. See Local Rule 230(g). For the reasons explained herein, Defendant Kaweah’s request shall be denied without prejudice. II. On September 11, 2020, Plaintiff Gary Gagliolo, individually and as successor-in-interest to the estate of Joseph Gagliolo, commenced this action in the Superior Court of California, County of Tulare, against Defendant Kaweah, and Defendant Spruce Holdings, LLC, dba Redwood Springs Healthcare Center (hereinafter “Spruce”). (ECF No. 3-1 at 2.) The action was removed to the Eastern District of California on December 7, 2020. (ECF Nos. 1, 2, 3, 4.) Plaintiff alleges that due to the wrongful acts and omissions of Defendants, Joseph Gagliolo became infected with COVID-19 during his residency at Redwood Springs Healthcare Center, and died due to the virus on April 27, 2020. (ECF No. 3-1 at 6-7.) The complaint brings causes of action for: (1) negligence; (2) willful misconduct; (3) violations of the Elder and Dependent Adult Civil Protection Act; and (4) wrongful death. (ECF No. 3-1 at 2.) On March 25, 2021, Defendant Kaweah filed an earlier request to seal the same underlying documents sought to be sealed here. (ECF No. 28.) The documents requested to be sealed were not sent to the Court via email as required by the Local Rules, and the Court denied the request without prejudice on March 26, 2021. (ECF No. 29.) The Court also directed Defendant Kaweah to address the compelling reasons standard for sealing documents, or present an argument as to why such standard does not apply to sealing a good faith settlement motion. (Id. at 2.) On March 31, 2021, Defendant Kaweah filed the request to seal documents that is the subject of this order. (ECF No. 30.) Defendant Kaweah seeks to seal a motion for good faith settlement in its entirety. (Id.) On April 7, 2021, the district judge assigned to this action referred the request to seal and the forthcoming motion for good faith settlement to the undersigned for appropriate action. (ECF No. 32.) Defendant Kaweah proffers that Plaintiff does not object to the request to seal. (Decl. Lann G. McIntyre Supp. Req. Seal (“McIntyre Decl.”) ¶ 3, ECF No. 30 at 6.) Defendant Spruce did not file any opposition to the request to seal. Pursuant to the Local Rules of the United States District Court, Eastern District of California, documents may only be sealed by written order of the Court upon the showing and copy public records and documents, including judicial records and documents.” Kamakana v. City & Cnty. of Honolulu, 447 F.3d 1172, 1178 (9th Cir. 2006) (quoting Nixon v. Warner Commc’ns, Inc., 435 U.S. 589, 597 & n. 7 (1978)). Nevertheless, this access to judicial records is not absolute. Kamakana, 447 F.3d at 1172. Courts recognize a category of documents that is not subject to the right of public access because the documents have “traditionally been kept secret for important policy reasons.” Times Mirror Co. v. United States, 873 F.2d 1210, 1219 (9th Cir. 1989); Kamakana, 447 F.3d at 1179 (“Our case law has identified two categories of documents that fall in this category: grand jury transcripts and warrant materials in the midst of a pre-indictment investigation.”). “Unless a particular court record is one ‘traditionally kept secret,’ a ‘strong presumption in favor of access’ is the starting point.” Kamakana, 447 F.3d at 1179 (quoting Foltz v. State Farm Mutual Automobile Insurance Co., 331 F.3d 1122, 1135 (9th Cir. 2003)). Accordingly, the Court begins with the presumption that compelling reasons must be shown to seal documents not traditionally kept secret. See, e.g., Kamakana, 447 F.3d at 1179. It is clear that where the documents sought to be sealed are a dispositive pleading, such as a motion for summary judgment, or are attached to such motion, the strong presumption in favor of access fully applies because “the resolution of a dispute on the merits . . . is at the heart of the interest in ensuring the ‘public’s understanding of the judicial process and of significant public events.” Kamakana, 447 F.3d at 1179 (“ (citations omitted). The Ninth Circuit previously drew a clear distinction between dispositive and non-dispositive motions in determining whether compelling reasons must be shown to seal such documents, stating: “[i]n sum, we treat judicial records attached to dispositive motions differently from records attached to non-dispositive motions.” Kamakana, 447 F.3d at 1179 (“Those who seek to maintain the secrecy of documents attached to dispositive motions must meet the high threshold of showing that ‘compelling reasons’ support secrecy [whereas a] ‘good cause’ showing under Rule 26(c) will suffice to keep sealed records attached to non-dispositive motions.”) (quoting Foltz, 331 F.3d at 1135). More recently, the Ninth Circuit has clarified that the focus in determining whether compelling reasons must be tangentially related to the merits of the case. Ctr. for Auto Safety v. Chrysler Grp., LLC, 809 F.3d 1092, 1101 (9th Cir. 2016), cert. denied sub nom. FCA U.S. LLC v. Ctr. for Auto Safety, 137 S. Ct. 38 (2016) (hereinafter “Auto Safety”). Therefore, compelling reasons must be shown to seal a motion that is more than tangentially related to the merits of the case, or records attached thereto. Id. Under the compelling reasons standard, a party seeking to have the document sealed must articulate compelling reasons supported by specific factual findings; must identify the interests that favor secrecy; and must show that these specific interests overcome the presumption of access because they outweigh the general history of access and the public policies favoring disclosure, such as the public’s interest in understanding the judicial process. Kamakana, 447 F.3d at 1179-1181. The Court starts from the strong presumption in favor of access to public records and then considers whether the party seeking to have the record sealed has demonstrated a compelling reason to have the record sealed. Id. at 1178-79. This requires the Court to conscientiously balance the competing interests of the public in accessing the records and the party who seeks to keep the records secret. Id. at 1179. After consideration of these interests, if the Court decides to seal the records, the Court is required to “ base its decision on a compelling reason and articulate the factual basis for its ruling, without relying on hypothesis or conjecture.” Id. (quoting Hagestad v. Tragesser, 49 F.3d 1430, 1434 (9th Cir.1995)). The fact that the parties have agreed to keep information confidential is not a compelling reason to seal court records. Foltz, 331 F.3d at 1138. The Ninth Circuit has “carved out an exception to the presumption of access.” Kamakana, 447 F.3d at 1179 (quotin

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