Gaal v. State

332 S.W.3d 448, 2011 Tex. Crim. App. LEXIS 284, 2011 WL 709698
CourtCourt of Criminal Appeals of Texas
DecidedMarch 2, 2011
DocketPD-0516-10
StatusPublished
Cited by104 cases

This text of 332 S.W.3d 448 (Gaal v. State) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gaal v. State, 332 S.W.3d 448, 2011 Tex. Crim. App. LEXIS 284, 2011 WL 709698 (Tex. 2011).

Opinion

OPINION

COCHRAN, J., delivered the opinion of the unanimous Court.

George Gaal appealed his felony conviction for driving while intoxicated, contending that the trial judge should have been recused for stating — before hearing any evidence — that the only plea bargain he would accept would be for the maximum sentence. The court of appeals agreed. It held that by “arbitrarily foreclosing the possibility of any plea bargain other than one for the maximum punishment,” the trial judge had forecast his inability to consider the full range of punishment and thereby denied appellant due process. 1 The State challenges the appellate court’s interpretation of the facts and its application of the standard of review. 2 We con- *450 elude that the evidence elicited at the recu-sal hearing supports the recusal judge’s decision — which is itself within the zone of reasonable disagreement.

I.

A. Factual background.

The evidence at trial showed that appellant was involved in a late-night, one-car accident on a road near Interstate 35. A couple driving by stopped and found appellant on the ground in front of his truck. He appeared disoriented but declined their assistance. The couple went to a nearby truck stop and called 911, but then noticed appellant driving away. They followed him in their car and watched as he slowly drove into a ditch, then sped out of the ditch and pulled into the truck-stop parking lot, where he stopped. Police officers arrived and, after performing field tests, determined that appellant was intoxicated. After appellant’s arrest, the officers found hydrocodone, an empty bottle of Crown Royal, and two empty beer bottles in his truck.

Appellant was charged with felony DWI. For various reasons, the case lingered on the district court’s docket for many months. After appellant had twice violated his pre-trial bond conditions, as well as changed his mind at a prior plea setting, he requested a second plea setting on June 30, 2008. 3 At that hearing, however, appellant appeared with new counsel and once again changed his mind and decided not to plead. The State then retracted its plea offer, and the trial judge stated, “All right. We’re supposed to have a plea here today. It appears that Mr. Gaal does not want to plea. For the record, I will not accept any plea bargain in this matter, unless it’s for the maximum term of ten years.”

The trial judge reset the bond hearing for July 3rd, but on that date appellant filed a motion to recuse the judge, based on his statement at the aborted plea hearing three days earlier. The trial judge forwarded the motion to the presiding judge of the judicial district to appoint a recusal judge to rule on the motion. On August 1st, the recusal judge conducted a hearing. Appellant argued that the trial judge’s statement about refusing to accept any plea bargain for less than the maximum showed that the trial judge had entered into the plea-bargain process, could not be fair and impartial, and had demonstrated an arbitrary refusal to consider the entire range of punishment.

The State explained the lengthy and convoluted history of the case to the recu-sal judge and told him that appellant was *451 supposed to be entering his guilty plea on June 30th in exchange for a two-year jail sentence. 4 Instead, appellant appeared with newly retained counsel who were unaware of any time limit for a plea bargain. Defense counsel explained to the recusal judge what happened next.

We were then informed that day of court that Mr. Gaal, it would be necessary for him to plea that day or the offer would be removed off the table. Mr. Gaal requested the Court, off the record, to ... do a bifurcated plea in which he could plea one day and then come back and have sentencing the next because he is a business owner and would need to place his assets into receivership while he was incarcerated.

The trial judge would not agree to postponing the sentencing date, and appellant then refused to plead. With the State’s offer off the table, the trial judge made the remark, “I will not accept any plea bargain in this matter, unless it’s for the maximum term of ten years.”

The recusal judge denied appellant’s motion to recuse. He first noted that “the trial judge doesn’t have to take a plea bargain.” Second, he said that the record did not support a finding that the trial judge’s ruling was arbitrary because the case file showed that appellant had had four or five violations registered on his interlock device while he was on bond. He had not stopped drinking and attempting to drive afterwards. 5 The recusal judge stated that the record before him “doesn’t support a position that [the trial judge] had some preconceived notion other than what was going on in this case, dealing with this defendant and the defendant’s history while the case was going on.”

Appellant’s jury trial began later in August. He pled guilty to the jury and, after hearing the evidence, the jury sentenced him to ten years confinement. After the *452 trial judge denied his motion for new trial, appellant appealed.

B. The direct appeal.

On appeal, appellant argued, in part, that the recusal judge abused his discretion in denying his motion to recuse. The court of appeals agreed. It relied on Norton v. State 6 and Jefferson v. State 7 for the proposition that the trial judge had “fore-casted his inability to consider the full punishment range” and denied appellant due process when he stated that he would consider a plea bargain only for the maximum punishment. 8 The court concluded that the recusal judge had abused his discretion in denying appellant’s motion to recuse. 9

II.

A. Recusal law.

A Texas judge may be removed from presiding over a case for one of three reasons: he is constitutionally disqualified; 10 he is subject to a statutory strike; 11 or, he is subject to statutory disqualification or recusal under Texas Supreme Court rules. 12 “Generally, a motion to recuse seeks to prevent a judge from hearing a case because of a nonconstitu-tional reason, while grounds for disqualification are limited to those identified in the constitution.” 13 Rule 18b(2) of the Texas *453

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Cite This Page — Counsel Stack

Bluebook (online)
332 S.W.3d 448, 2011 Tex. Crim. App. LEXIS 284, 2011 WL 709698, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gaal-v-state-texcrimapp-2011.