G. Thomas v. P. Grimm

155 A.3d 128, 2017 WL 652197, 2017 Pa. Commw. LEXIS 37
CourtCommonwealth Court of Pennsylvania
DecidedFebruary 17, 2017
DocketG. Thomas v. P. Grimm - 29 C.D. 2016
StatusPublished
Cited by12 cases

This text of 155 A.3d 128 (G. Thomas v. P. Grimm) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
G. Thomas v. P. Grimm, 155 A.3d 128, 2017 WL 652197, 2017 Pa. Commw. LEXIS 37 (Pa. Ct. App. 2017).

Opinion

OPINION BY

JUDGE COHN JUBELIRER

Gregory Thomas (Thomas) appeals from the December 8, 2015 Order of the Court of Common Pleas of Washington County (common pleas), sustaining the Preliminary Objections (POs) of Patrick Grimm, common pleas’ Court Administrator, (Defendant) and dismissing the Complaint filed by Thomas following his resignation from his employment with common pleas in 2014. At issue is the applicability of the Whistleblower Law 1 to judicial employees. On appeal, Thomas alleges that: (1) common pleas erred in sustaining Defendant’s POs because the Pennsylvania Supreme Court negated any separation of powers concerns by expressly invoking the Whistleblower Law in its Code of Conduct For Employees of the Unified Judicial *130 System (Code of Conduct) 2 and in a document entitled “A Progress Report on Implementation of the Recommendations of the Interbranch Commission on Juvenile Justice” (Progress Report); 3 (2) this Court’s decision in Russo v. Allegheny County, 125 A.3d 113 (Pa. Cmwlth. 2015), aff'd, 150 A.3d 16 (Pa. 2016), is inapplicable here; and (3) the Legislature waived the Commonwealth’s sovereign immunity for claims against judicial employees under the Whistleblower Law. (Thomas’s Br. at 15, 21, 23, 25.) Upon review, we affirm.

1. Background

A. The Complaint

Thomas initially filed his Complaint in the United States District Court for the Western District of Pennsylvania (District Court) against: Washington County, Pennsylvania; Defendant; Daniel Clements, Chief of Juvenile Probation; and Thomas Jess, Deputy Court Administrator (collectively, Defendants). (Compl. ¶¶4-7.) In that Complaint, Thomas asserted claims arising under the Whistleblower Law (Count I) and the First and Fourteenth Amendments to the United States Constitution (Count II) pursuant to Section 1983 of the Civil Rights Act of 1871, 42 U.S.C. § 1983. Thomas sought lost wages and fringe benefits, compensatory and punitive damages, and attorneys’ fees and costs. (Compl., Prayer for Relief ¶¶ (c)-(e), R.R. at 12a.)

Thomas subsequently requested that the District Court dismiss Count II as against all of the Defendants, which the District Court approved. (Plaintiffs Notice of Dismissal of Only First Amendment Claim, Certified Record; Order of Court, both filed July 13, 2015, R.R. at 16a.) By order dated July 15, 2015, the District Court thereafter declined to exercise jurisdiction *131 over Thomas’s remaining state law claim under the Whistleblower Law and dismissed the action without prejudice to Thomas refiling in a state court. (Dist. Ct. Order, R.R, at 17a.) Thomas then re-filed his Complaint against the Defendants in common pleas 4 asserting that he was terminated by the Defendants in retaliation for his making a good faith report of wrongdoing in violation of the Whistle-blower Law. (Compl. ¶ 30, R.R. at la, 11a.)

The allegations in his Complaint are as follows. Thomas began working for common pleas as a Juvenile Probation Officer on October 26, 2009. (Compl. ¶ 8.) In August of 2012, the President Judge of common pleas (PJ) held a meeting for all Juvenile Probation staff after an anonymous letter surfaced regarding alleged illegal activity by Clements in the Juvenile Probation Office. (Id, ¶ 11.) The PJ allegedly told everyone at the meeting that if they spoke negatively about Clements or the probation office, they would be fired. (Id.) Thomas was not at the meeting, but Jess told him what the PJ said. (Id. ¶ 12.) All staff in the Juvenile Probation Office must complete 40 hours of training each year, and in July of 2014, Clements directed Thomas to email the purchasing department stating that mixed martial arts training occurred on June 6 and 7. (Id. ¶¶ 15-16.) Clements told Thomas exactly what to write in the email and even gave Thomas a name of the training instructor. (Id. ¶ 16.) Clements received the funding, and told Thomas that he attended the training. (Id. ¶ 17.)

In September 2014, Defendant and Jess notified Thomas of an investigation by the Washington County District Attorney’s Office concerning the misappropriation of funds by the Juvenile Probation Office, and that detectives would be meeting with him. (Id ¶¶ 18-19.) Defendant spoke with Thomas privately and reiterated that Thomas did nothing wrong and praised his work performance in the office. (Id. ¶ 20.) On September 26, 2014, Thomas was suspended by Defendant and Jess pending an investigation, and he was directed to turn in his badge and firearm, but was not told why he was being suspended. (Id. ¶21.) Thomas was interviewed by detectives on October 7, 2014, during which Thomas told the truth, that he never attended the training. (Id. ¶ 23.) Clements allegedly had told Thomas to tell detectives otherwise. (Id. ¶ 22.) Thomas met with Defendant the next day. (Id. ¶ 24.) Defendant told Thomas he was being fired for four reasons: not disciplining a subordinate; not checking to see if certain staff had the proper clearances; improperly completing a grant packet; and failing to keep personnel files on certain staff. (Id. ¶27a-d.) Defendant gave Thomas the option to either resign or be fired. (M. ¶29.) Thomas thereafter handed a resignation letter to Defendant that he prepared just in case. (Id. ¶ 30.) Thomas argues that he did report wrong *132 doing and the misappropriation of funds when he spoke to detectives. (Id. ¶ 32.)

B. Defendant’s POs

Defendant filed POs to the Complaint alleging that: (1) “[t]he Whistleblower Law does not apply to judicial employees because doing so would violate ... [the] separation of powers doctrine” (PO I); (2) Defendant “is entitled to sovereign immunity in his official capacity” and no exceptions to the defense apply (PO II); and (3) Thomas did not assert a viable claim under the Whistleblower Law (PO III). (POs, R.R. at 20a-21a.) Defendant also filed a brief in support of his POs.

In support of PO I, Defendant argued that “[o]nly the Supreme Court has the authority to supervise the [Jjudiciary, and only the [J]udiciary has the authority to hire, supervise, and discharge judicial employees.” (Defendant’s Br. in Support of POs, R.R. at 25a.) In support of PO II, Defendant argued that he is immune from suit when he is acting in his official capacity, as a suit against him is really a suit against common pleas, and the Legislature has not waived sovereign immunity here. (Id. at 27a.) With regard to PO III, and in the alternative, Defendant argued that even if the Whistleblower Law is applicable to judicial employees, Thomas has not met the requirement of that law that he report any instance of “wrongdoing or waste.” (Id. at 28a.)

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Cite This Page — Counsel Stack

Bluebook (online)
155 A.3d 128, 2017 WL 652197, 2017 Pa. Commw. LEXIS 37, Counsel Stack Legal Research, https://law.counselstack.com/opinion/g-thomas-v-p-grimm-pacommwct-2017.