Futia v. Boykin

CourtDistrict Court, S.D. New York
DecidedAugust 6, 2020
Docket7:20-cv-01237
StatusUnknown

This text of Futia v. Boykin (Futia v. Boykin) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Futia v. Boykin, (S.D.N.Y. 2020).

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK --------------------------------------------------------------x ANTHONY FUTIA, JR., and : ROBERT L. SCHULZ, : Plaintiffs, : v. : OPINION AND ORDER :

WESTCHESTER COUNTY BOARD OF : 20 CV 1237 (VB) LEGISLATORS; BEN BOYKIN, Chairman; : HARRISON TOWN BOARD; and RON : BELMONT, Supervisor, : Defendants. : --------------------------------------------------------------x Briccetti, J.: Plaintiffs Anthony Futia, Jr., and Robert L. Schulz, proceeding pro se, bring this action against defendants Westchester County Board of Legislators (“WCBOL”), WCBOL Chairman Ben Boykin, the Harrison Town (“Town”) Board, and Town Supervisor Ron Belmont, alleging violations of the Guarantee Clause of the U.S. Constitution, the First Amendment, the New York State Constitution, and other state and local laws. Now pending are defendants’ motions to dismiss the complaint pursuant to Rules 12(b)(1) and 12(b)(6). (Docs. ##11, 15). For the following reasons, the motions are GRANTED. BACKGROUND For the purpose of ruling on the motions to dismiss, the Court accepts as true all well- pleaded factual allegations in the complaint, and draws all reasonable inferences in plaintiffs’ favor, as summarized below.1 Plaintiffs are citizens of New York. At all relevant times, Futia resided in North White Plains, within Westchester County, and Schulz resided in Queensbury, within Warren County. I. Westchester County Board of Legislators

In 2000, WCBOL enacted Local Law (“L.L.”) 24-2000, which created the Compensation Advisory Board (“CAB”). CAB’s stated functions include advising WCBOL whether any changes or adjustments to the compensation paid to members of WCBOL is warranted, and submitting recommendations to WCBOL regarding same. Pursuant to L.L. 24-2000, CAB is to be comprised of seven members appointed by WCBOL in even-numbered years. Every two years, a new slate of WCBOL members is elected by Westchester County voters. On November 5, 2019, seventeen individuals were elected to WCBOL for the 2020– 2021 term. On November 18, 2019, WCBOL passed two resolutions scheduling a public hearing to discuss two pieces of proposed legislation: L.L. 12292-2019, to “provide for payments of

increased compensation for officers appointed for a fixed term and elective officers during their term of office” (Doc. #1 (“Compl.”) ¶ 20), and L.L. 12294-2019, to increase compensation of the “Members of [WCBOL].” (Id.). However, plaintiffs allege WCBOL did not appoint any

1 Plaintiffs filed along with their complaint a submission styled “Plaintiffs’ Affidavit.” (Doc. #2). Annexed to the affidavit are documents discussed in the complaint and referred to therein as exhibits. Although plaintiffs’ affidavit is not an allowed pleading, in considering the motions to dismiss, the Court will consider the documents annexed to the affidavit. See Fed. R. Civ. P. 7 (comprising a list of allowed pleadings in federal actions).

Because plaintiffs are proceeding pro se, the Court also considers allegations made for the first time in plaintiffs’ opposition to the motion to dismiss. See, e.g., Vlad-Berindan v. MTA N.Y.C. Transit, 2014 WL 6982929, at *6 (S.D.N.Y. Dec. 10, 2014). Moreover, because plaintiffs are proceeding pro se, they will be provided copies of all unpublished opinions cited in this decision. See Lebron v. Sanders, 557 F.3d 76, 79 (2d Cir. 2009). members to CAB in 2018, and thus CAB was not convened in 2018 or 2019. For this reason, plaintiffs allege CAB did not advise WCBOL in 2019 whether any changes or adjustments to the compensation paid to members of WCBOL was warranted, and therefore did not recommend to WCBOL compensation adjustments for the 2020–2021 term.

On December 3, 2019, at the scheduled public hearing, Futia spoke out against the proposed legislation. On December 9, 2019, WCBOL passed the legislation. L.L. 12292-2019 made effective salary increases for certain appointed officers and certain elected officers. L.L. 12294-2019, which took effect January 1, 2020—the start of the next term—increased WCBOL members’ salaries from $49,200 to $75,000. On January 6, 2020, plaintiffs served WCBOL with a petition, alleging violations of federal and state law in connection with the enactment of the above legislation. (Doc. #2 at ECF 23–25).2 The petition demanded WCBOL either repeal the legislation or respond to plaintiffs’ complaints. WCBOL did neither.

II. Town Budget On November 5, 2019, the Town held its general election for the 2020–2021 term. Supervisor Belmont was re-elected, and four other individuals were elected to the Town Board. Supervisor Belmont serves as the fifth and final member of the Town Board. On November 7, 2019, Supervisor Belmont released the proposed Town budget for 2020, which proposed the same salary for his position as he was paid in 2019. But on November 20, 2019, Supervisor Belmont allegedly updated the proposed budget to include a nearly $30,000

2 “ECF __” refers to page numbers automatically assigned by the Court’s Electronic Case Filing system. pay increase for his position. On December 5, 2019, the five-member Town Board unanimously approved the proposed Town Budget, which included the Supervisor’s salary increase. On January 6, 2020, plaintiffs served the Town Board with a petition, alleging violations of federal and state law in connection with the Town Board’s approval of Supervisor Belmont’s

salary increase. (Doc. #2 at ECF 40–41). The petition demanded the Town Board repeal and amend the Town budget, or otherwise respond to the petition. The Town Board did not respond to the petition, or repeal and amend the budget. III. Plaintiffs’ Claims Plaintiffs allege nine causes of action: that (i) WCBOL and Chairman Boykin violated L.L. 24-2000 by increasing WCBOL member compensation without first obtaining an advisory opinion from CAB; (ii) L.L. 12294-2019 is inconsistent with and violates the New York State Constitution; (iii) L.L. 12292-2019 is inconsistent with and violates the New York State Constitution; (iv) WCBOL and Chairman Boykin violated the New York State Constitution by passing the above legislation; (v) the Town’s 2020 budget is inconsistent with and violates the

New York State Constitution; (vi) the Town Board and Supervisor Belmont violated the New York State Constitution by approving the 2020 budget; (vii) all defendants violated the Guarantee Clause of the U.S. Constitution; (viii) all defendants violated the First Amendment by failing to respond to plaintiffs’ petitions for redress; and (ix) all defendants violated Section 801.2 of the New York Education Law. DISCUSSION I. Legal Standards A. Rule 12(b)(1) “[F]ederal courts are courts of limited jurisdiction and lack the power to disregard such

limits as have been imposed by the Constitution or Congress.” Durant, Nichols, Houston, Hodgson & Cortese-Costa, P.C. v. Dupont, 565 F.3d 56, 62 (2d Cir. 2009).3 “A case is properly dismissed for lack of subject matter jurisdiction under Rule 12(b)(1) when the district court lacks the statutory or constitutional power to adjudicate it.” Nike, Inc. v. Already, LLC, 663 F.3d 89, 94 (2d Cir. 2011). A court lacks the judicial power to hear a party’s claims when the party does

not have standing. Hillside Metro Assocs., LLC v. JPMorgan Chase Bank, Nat’l Ass’n, 747 F.3d 44, 48 (2d Cir. 2014). The party invoking the Court’s jurisdiction bears the burden of establishing, by a preponderance of the evidence, that jurisdiction exists. Broidy Capital Mgmt. LLC v. Benomar, 944 F.3d 436, 443 (2d Cir. 2019). When deciding whether subject matter jurisdiction exists at the pleading stage, the Court “must accept as true all material facts alleged in the complaint.” Conyers v.

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Futia v. Boykin, Counsel Stack Legal Research, https://law.counselstack.com/opinion/futia-v-boykin-nysd-2020.