Funk v. Haines & Matteson

20 App. D.C. 285, 1902 U.S. App. LEXIS 5449
CourtDistrict of Columbia Court of Appeals
DecidedJune 23, 1902
DocketNo. 195
StatusPublished

This text of 20 App. D.C. 285 (Funk v. Haines & Matteson) is published on Counsel Stack Legal Research, covering District of Columbia Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Funk v. Haines & Matteson, 20 App. D.C. 285, 1902 U.S. App. LEXIS 5449 (D.C. 1902).

Opinion

Mr. Chief Justice Alvey

delivered the opinion of the Court:

This is an appeal from the Commissioner of Patents, in the matter of interference between the application of Charles M. Punk, filed June 12, 1900; the application of Walter C. Matteson, filed December 18, 1899, and the application of George W. Haines, filed December 29, 1898. The number of this interference is 20,436, and relates to improvement of harvesters.

The declaration of the issue is formulated in three counts, as follows:

1. In a side-wheel harvester, the combination with a main frame, of supporting-wheels, bearings for the wheels movable relative to the frame, screws connecting the main frame and the bearings for changing the vertical position of the wheels relative to each other, and means for actuating said screws.
“ 2. A thresher supported on wheels placed on opposite sides of it, and having screws connected to the same combined with means to turn said screws together to move the said wheels simultaneously in opposite vertical directions, whereby the thresher is maintained in a vertical position while working on a hillside.
“3. In a traveling harvester and in combination with a threshing-machine frame thereof, bearing-wheels upon opposite sides of said frame having independent shaft and journal boxes therefor, guides in which said journal-boxes are movable up or down with relation to the ground, vertical screw-shafts connecting with the wheel-boxes, mechanism by which the journal-boxes of one wheel are moved in the opposite direction to and in unison with those of the other wheel and mechanism for reversing said movement.”

On the issue of this interference priority of invention was awarded to Haines, the senior party to the interference proceeding.

Punk being the junior party, the onus of proof is upon him to establish priority of invention by clear and distinct proof.

[288]*288The case is one principally of fact; bnt npon the application of facts, a few well-settled principles of law must be kept in view.

According to well-settled principles, Haines, being the senior party, the first to apply to the Patent Office, has, prima facie, the priority of right, and the onus of proof is npon any junior applicant to show, not only priority of invention, but he must also show that he has used reasonable diligence in adapting and perfecting his invention; for, in such case, the mere conception without actual reduction to practice within a reasonable time, does not avail a junior party making the claims. This principle is settled by many decisions, both of the Patent Office and of this court. It is also a settled principle in patent law, that whoever first perfects a machine is entitled to 'the patent therefor, and is the real inventor, although others may have previously had the idea and made some experiments towards putting it in practice ; subject, however, to this qualification, that if the party who first conceives the invention was, at the time of a second invention by another party, using reasonable diligence in perfecting the same, he is. entitled to be recognized as the first inventor, although the second to conceive may have been the first to reduce to practice, either actual or constructive. Agawam Co. v. Jordan, 7 Wall. 583. In order to constitute a patentable invention, there must be more than mere progress to an end, however near that progess may have approximated to the end in view. The law; requires, not conjecture, but certainty; and where, as in the present case, the question relates to a machine, the conception must have been clothed in substantial form, which demonstrates at once its practical efficiency and utility. Coffin v. Ogden, 18 Wall. 120.

In the production of proof, in matters of interference, the parties must be held strictly to the dates’ set forth in their preliminary statements. In the preliminary statement filed by Funk, which is made under oath, he states that he- conceived the invention contained in claims *9, 10 and 11, of his application, declared to be involved in this interference; on. [289]*289or about tbe 15th day of August, 1893, as near as he could fix tbe time; tbat be first made a sketch, illustrating the invention, on or about tbe 12th day of May, 1898; tbat be first disclosed tbe invention to another person on or about tbe 2d day of April, 1898, as near as be could recollect; tbat be never made any small-sized model embodying tbe invention; but tbat tbe construction of a full-sized, operative device, embodying said invention, was commenced on or about tbe 1st of January, 1899, and was completed on or about tbe 20th of March, 1899, and was put into practical and successful operation during tbe harvest of 1899, and was manufactured for sale and commercial use.

Tbe subject-matter of tbe interference is a device for harvesting standing grain on hillsides or unlevel ground, and is designed to be used in combination with a preexisting machine for cutting, threshing, and winnowing grain, and transferring it from one part of tbe machine to another. Tbe parties to this interference do not profess or claim to be tbe pioneers or first inventors of tbe means for this particular purpose, but they all appear to have been, as shown by tbe facts and found by tbe examiner of interferences, well acquainted with tbe invention of Benjamin Holt at tbe time of their first efforts at improvement. As found and stated by tbe examiner of interferences, Bunk was an operator of a harvester containing tbe Holt invention, and which be attempted to improve. Matteson and Haines were independent manufacturers in tbe same town in which tbe Holt people carried on tbe manufacture of harvesters; and they directed their efforts to getting something in tbe way of improvement, but, in so doing, they desired to avoid infringement of tbe Holt patent. Tbe Matteson & Williams Manufacturing Company, with which Matteson was connected, went into insolvency before Matteson filed bis application, and was then put into tbe bands of trustees for tbe creditors. Among tbe principal creditors were tbe Holt concern. About tbe time this interference was originally declared tbe Holt concern absorbed tbe Houser-Haines Company, so tbat tbe Holt concern are real parties in interest in this proceeding as [290]*290against Funk. The examiner of interferences then states the case of Funk, as shown by the facts, and says that it consists of his, Funk’s, unsupported allegation of conception of. the matter in issue, in the fall of 1895, while operating the Holt machine, though he alleges in his preliminary statement that he conceived the invention in 1893; but he does not claim in his testimony, to have made any effort to reduce his invention to practice at that time, nor for a considerable time thereafter. In the winter or spring of 1898, he worked with J. L. Hughes, an agent of the Houser-Haines Company, helping him to make some models of devices gotten up by Hughes for accomplishing the same purpose as the device of the present interference. Sketches and models of these latter devices were sent to the Houser-Haines Company, but were discarded or abandoned, either because they were deemed worthless or that they might conflict with the Holt patent.

It was not until some time in the latter part of April, 1898, that Funk disclosed his alleged invention of the matter in issue to Hughes, and to Severance, the village blacksmith, and a number of imperfect sketches were made about that time.

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Related

Agawam Co. v. Jordan
74 U.S. 583 (Supreme Court, 1869)
Coffin v. Ogden
85 U.S. 120 (Supreme Court, 1874)

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Bluebook (online)
20 App. D.C. 285, 1902 U.S. App. LEXIS 5449, Counsel Stack Legal Research, https://law.counselstack.com/opinion/funk-v-haines-matteson-dc-1902.