Fullilove v. Carey

62 A.D.2d 798, 406 N.Y.S.2d 888, 1978 N.Y. App. Div. LEXIS 10909, 17 Empl. Prac. Dec. (CCH) 8432
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJuly 6, 1978
StatusPublished
Cited by5 cases

This text of 62 A.D.2d 798 (Fullilove v. Carey) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Fullilove v. Carey, 62 A.D.2d 798, 406 N.Y.S.2d 888, 1978 N.Y. App. Div. LEXIS 10909, 17 Empl. Prac. Dec. (CCH) 8432 (N.Y. Ct. App. 1978).

Opinion

OPINION OF THE COURT

Herlihy, J.

On January 4, 1977 appellant, Governor Carey, promulgated Executive Order No. 45. (9 NYCRR 3.45.) That order provided, among other things, that all New York State and State agency contracts shall include language providing for the contractor to undertake affirmative action programs; for the submission by contractors, before a contract is awarded, of an affirmative action program as required by the rules and regulations of the Commissioner of Human Rights; that such programs shall include provisions requiring certain "goals” of minority manpower utilization; and that the Commissioner of Human Rights shall adopt such rules and regulations as he deems necessary and appropriate to effectuate the order. Executive Order No. 45 became effective 30 days after January 4, 1977.

The petitioners are unincorporated labor organizations, building and construction industry associations, officers representing union members and contract employers involved in the building and construction industry in New York State. They have in the past and may in the future be involved with New York State construction contracts.

An article 78 proceeding was commenced seeking a declara[800]*800tion that Executive Order No. 45 was unconstitutional and for injunctive relief. The Supreme Court converted the proceeding into one for a declaratory judgment and, inter alia, determined that Executive Order No. 45 improperly extends and expands statutory requirements and was therefore an unconstitutional exercise of legislative power by the Governor. Appellants appeal this determination.

The issues before Special Term and considered again on this appeal are whether or not the challenged order exceeds the authority of the executive, and a general question related to whether or not the petitioners have standing to challenge the order in the absence of further implementation.

We do not doubt the good intentions of the Governor or the wisdom of the proposed order or the policy it allegedly seeks to enforce. We are concerned with a fundamental constitutional issue as to whether promulgation of Executive Order No. 45 exceeds the authority of the Governor inasmuch as the said order impinges on the legislative branch of government. It is just as important, probably more so, in this day and age, as it was when our system of self-government was adopted, to keep the line of demarcation between the executive and legislative branches of government reasonably definitive and not to permit unnecessary encroachment or overlapping by either branch of government (see Rapp v Carey, 44 NY2d 157; Matter of Broidrick v Lindsay, 39 NY2d 641).

It is fundamentally for these reasons that we disagree with the assertion that the issue of the validity of Executive Order No. 45 should be avoided because of some possible "future legal proceedings” which might result if this court should find the order to be a constitutional exercise of the executive power.

As so well stated by Special Term (91 Misc 2d 528, 533): "Where an executive order extends and expands requirements of statutes, it does not serve the enforcement function and therefore constitutes an unwarranted exercise of legislative power. (Rapp v Carey, 88 Misc 2d 428, aff 58 AD2d 918, aifd 44 NY2d 157.) The court is unable to perceive any significant distinction between the case at bar and Matter of Broidrick v Lindsay (39 NY2d 641), which involved a similar executive order promulgated by the Deputy Mayor of the City of New York. It was there held that legislation prohibiting discrimination in employment * * * requires executive enforcement * * *. Yet, executive action in enforcing such legislation may [801]*801not go beyond stated legislative policy and prescribe a remedial device not embraced by the policy.” (Matter of Broidrick v Lindsay, supra, p 645.)

Whether the order exceeds the authority of the executive cannot be decided, indeed cannot be left in a state of limbo, premised upon a subdivision of one article of the order. (See, e.g., art II, § 2.9.) The Legislature did not see fit to encompass in the statutes an affirmative action program nor did it require that contractors must submit a program of affirmative action (see statutes cited by appellants as supporting the order —Labor Law, § 220-e; § 815, subd 5; Civil Rights Law, §§ 40-c, 43; Executive Law, § 296, subd 12; § 296, subd 1, pars [a] and [c]; § 296, subd 1-a; § 295, subds 9 and 4; §§ 294, 291 and 290).

While section 220-e of the Labor Law clearly requires that State construction contracts shall contain a provision prohibiting discrimination by a contractor on account of "race, creed, color, sex or national origin”, and subdivision 12 of section 296 of the Executive Law (Human Rights Law) provides that it is not an unlawfully discriminatory practice for an employer to carry out an agency approved affirmative action program, neither of these statutes implies that contractors must establish affirmative action programs regardless of their present status as discriminators (active or passive) or nondiscriminators.

Executive Order No. 45 goes beyond any specific requirement that contractors follow nondiscriminatory hiring practices and beyond the mere requirement that rules and regulations or programs be developed by the Commissioner of Human Rights. "The order reaches beyond that, and assumes the power of the Legislature to set State policy in an area of concededly increasing public concern.” (Rapp v Carey, supra, p 160.)

Since the order required certain action by the petitioners contractors dehors the existence of any rules and regulations, there is a present justiciable controversy as to the legality-enforceability of Executive Order No. 45 and, accordingly, there is no lack of present standing to maintain this action.

The order is in excess of the executive power of the Governor and, therefore, unenforceable for the reasons set forth in the opinion at Special Term and upon the considerations set forth in this decision the declaration set forth in the order of Special Term is appropriate.

The judgment should be affirmed, without costs.

[802]*802Mahoney, P. J. (dissenting). Petitioners, unincorporated labor organizations, building and construction industry associations, union officials and contractor employers, commenced an article 78 proceeding attacking Executive Order No. 45 on the ground that Governor Carey exceeded his executive authority in requiring petitioners and others to undertake affirmative action programs and submit the same in connection with contracts sought to be concluded with State agencies.

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62 A.D.2d 798, 406 N.Y.S.2d 888, 1978 N.Y. App. Div. LEXIS 10909, 17 Empl. Prac. Dec. (CCH) 8432, Counsel Stack Legal Research, https://law.counselstack.com/opinion/fullilove-v-carey-nyappdiv-1978.