Fuentes v. New York State Department of Corrections and Community Supervision

CourtDistrict Court, S.D. New York
DecidedJune 9, 2025
Docket7:23-cv-09464
StatusUnknown

This text of Fuentes v. New York State Department of Corrections and Community Supervision (Fuentes v. New York State Department of Corrections and Community Supervision) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Fuentes v. New York State Department of Corrections and Community Supervision, (S.D.N.Y. 2025).

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK JESUS FUENTES, Plaintiff, OPINION & ORDER -against- 23-CV-09464 (PMH) NEW YORK STATE DEPARTMENT OF CORRECTIONS AND COMMUNITY

SUPERVISION, et al., Defendants. PHILIP M. HALPERN, United States District Judge: Jesus Fuentes (“Plaintiff”) brings this action pro se and in forma pauperis under 42 U.S.C. § 1983, predicated upon violations of his Constitutional rights. He asserts that the following defendants violated his rights: Retired New York State Department of Correction and Community Supervision (“DOCCS”) Commissioner Glenn S. Goord, Retired DOCCS Commissioner Brian Fischer, Retired Fishkill Correctional Facility Superintendent Leroy Fields, Fishkill Correctional Facility Superintendent Edward Burnett, Former Corrections Officer Kimberly Lawrence, and Retired DOCCS Commissioner Anthony J. Annucci (collectively, “Named Defendants”).1 (Doc. 1, “Compl.”). Liberally construed, Plaintiff’s Complaint names the three former DOCCS Commissioners and Defendant Burnett in their official and individual capacities. (See generally id.; Doc. 7 at 2-3). The Court, on November 29, 2023, substituted as a defendant acting DOCCS Commissioner Daniel F. Martuscello III (together with the Named Defendants, “Defendants”) for

1Plaintiff also named DOCCS as a defendant in the complaint. On November 29, 2023, the Court, sua sponte, dismissed DOCCS as a defendant under 28 U.S.C. § 1915(e)(2)(B)(iii), as well as the official- capacity claims against former Commissioners Goord, Fischer, and Annucci, because the Eleventh Amendment barred Plaintiff’s claims against them. (Doc. 7 at 2-3). former Commissioner Annucci for Plaintiff’s official-capacity claims for prospective injunctive relief. (Id. at 5); see Fed. R. Civ. P. 25(d). The Court explained: “Because Acting Commissioner Martuscello may be in a position to provide prospective injunctive relief, Plaintiff’s official- capacity claim for prospective injunctive relief can proceed at this stage against Acting Commissioner Martuscello under the Ex parte Young doctrine.” (Doc. 7 at 3). Former

Commissioner Annucci remains as a defendant in his individual capacity for Plaintiff’s claims for monetary relief. (Doc. 14). Defendants filed a motion to dismiss the Complaint under Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6) on September 3, 2024. (Doc. 45; Doc. 46, “Def. Br.”).2 Plaintiff filed his memorandum of law in opposition on November 26, 2024. (Doc. 54, “Pl. Br.”),3 and Defendants filed their reply on December 13, 2024 (Doc. 55). For the reasons set forth below, Defendants’ motion to dismiss is GRANTED in part and DENIED in part. BACKGROUND Plaintiff has been incarcerated in DOCCS facilities since 1998. (Compl. at 7).4 During this

period, Plaintiff has spent time in seven different facilities. (Id. at 7, 9, 15, 19, 21, 29). Plaintiff

2Although Defendants’ Notice of Motion omits Commissioner Martuscello as a moving Defendant, Defendants’ memorandum of law mentions him. (See, e.g., Def. Br. at 7 (“Defendants Goord, Fischer, Annucci, Burnett, Fields, Lawrence, and Martuscello . . . respectfully submits this memorandum of law in support of their Motion to Dismiss the Complaint[.]”)). The Court therefore construes Defendants’ motion as being made on behalf of all defendants in this action. 3 Given the liberality afforded pro se litigants, it is appropriate to consider new allegations in a pro se plaintiff’s opposition to a motion to dismiss where they are consistent with the allegations contained in the pleading. Vail v. City of New York, 68 F. Supp. 3d 412, 427 (S.D.N.Y. 2014) (“Where new allegations in a pro se plaintiff’s opposition memoranda ‘are consistent with the allegations contained’ in the Complaint, they may be read ‘as supplements to th[e] pleadings[.]’” (quoting Boyer v. Channel 13, Inc., No. 04-CV- 02137, 2005 WL 2249782, at *6 (S.D.N.Y. Mar. 9, 2005))). Accordingly, the Court considers on this motion the additional allegations in Plaintiff’s opposition that are relevant to this motion. 4 Citations to specific pages of filings on the docket correspond to the pagination generated by ECF. alleges that he has been subject to unreasonably high exposure to environmental tobacco smoke (“ETS”)5 at each one of these facilities. (Id. at 8-10, 15-16, 20, 23, 38). Plaintiff suffered high- level exposure to ETS despite DOCCS adopting an official policy in 2006 banning indoor smoking in facilities. (Id. at 46). Plaintiff submitted a grievance, dated April 2, 2017, about DOCCS’s purported “unwritten

official policy” permitting and encouraging inmates to smoke indoors (“April 2017 Grievance”). (Doc. 1-1 at 7-16). After initially returning the April 2017 Grievance to Plaintiff as “untimely,” DOCCS personnel resubmitted the grievance for Plaintiff on May 3, 2017. (Id. at 19). On May 19, 2017, the Inmate Grievance Resolution Committee referred the April 2017 Grievance “to the Superintendent for further action and response.” (Id. at 20). On May 23, 2017, the Superintendent denied Plaintiff’s grievance, finding “no merit in [Plaintiff’s] allegations.” (Id. at 21). Two days later, Plaintiff appealed the Superintendent’s decision to the Central Office Review Committee (“CORC”). (Id.). “Plaintiff has yet to receive [an] appeal determination from CORC.” (Compl. at 83).

On March 31, 2021, the Humane Alternatives to Long-Term Solitary Confinement Act (“HALT Act”) was signed into law by then-Governor Andrew Cuomo. (Id. at 54). Plaintiff alleges that the HALT Act exacerbated the problem of inmate smoking in DOCCS facilities by “downgrad[ing]” punishment for smoking-related offenses. (Id. at 118-128).

5 ETS generally means “smoke emitted by the burning end of a lighted cigarette, known as sidestream smoke, and the smoke exhaled by the smoker, known as mainstream smoke.” NYC C.L.A.S.H., Inc. v. City of New York, 315 F. Supp. 2d 461, 466 n.2 (S.D.N.Y. 2004) (citing The Health Consequences of Smoking, A Report of The Surgeon General, United States Department of Health and Human Services (1986) at 7); see also Beatie v. New York City, No. 95-CV-03429, 1996 WL 442869, at *2 (S.D.N.Y. Aug. 6, 1996) (quoting New York City’s Administrative Code, which defined ETS as “smoke to which people are involuntarily exposed either through a smoker exhaling smoke from a tobacco product, or through the lighting or burning of any tobacco product”). Plaintiff, in this action, seeks monetary as well as declaratory and injunctive relief. (Id. at 128-132). STANDARD OF REVIEW I. Rule 12(b)(1) Standard “Federal courts are courts of limited jurisdiction, and Rule 12(b)(1) requires dismissal of

an action when the district court lacks the statutory or constitutional power to adjudicate it.” Schwartz v. Hitrons Sols., Inc., 397 F. Supp. 3d 357, 364 (S.D.N.Y. 2019).6 “Where, as here, the defendant moves for dismissal under Rule 12(b)(1)[], as well as on other grounds, the court should consider the Rule 12(b)(1) challenge first since if it must dismiss the complaint for lack of subject matter jurisdiction, the accompanying defenses and objections become moot and do not need to be determined.” Saint-Amour v. Richmond Org., Inc., 388 F. Supp. 3d 277, 286 (S.D.N.Y. 2019) (quoting United States v. New York City Dep’t of Hous., Pres. & Dev., No. 09-CV-06547, 2012 WL 4017338, at *3 (S.D.N.Y. Sept. 10, 2012)). A plaintiff’s pleading must only allege, to survive a motion to dismiss, facts that “affirmatively and plausibly suggest” his standing to sue. Lowell v.

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