Frye v. Montefiore Medical Center

100 A.D.3d 28, 951 N.Y.S.2d 4

This text of 100 A.D.3d 28 (Frye v. Montefiore Medical Center) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Frye v. Montefiore Medical Center, 100 A.D.3d 28, 951 N.Y.S.2d 4 (N.Y. Ct. App. 2012).

Opinion

OPINION OF THE COURT

Freedman, J.

In this obstetrical medical malpractice action, we are called upon to decide, inter alia, whether the denial of defendants’ summary judgment motion(s) (70 AD3d 15 [1st Dept 2009]) prevents our considering defendants’ motion in limine to preclude plaintiffs expert, Dr. Chone Ken Chen, from offering evidence specifically related to the cause of the plaintiff’s infant’s neurological impairments. We find that it does not because the summary judgment motion focused on different issues from those in the evidentiary motion before us now and because the posture of the case differed when each motion was presented. We further find that the motion court properly granted the motion to preclude, finding that Dr. Chen’s theories were not generally accepted in either the obstetrical or neurological community (see Frye v United States, 293 F 1013 [DC Cir 1923]), and accordingly, properly dismissed the case as plaintiff would not be able to make out a prima facie case. We also find that defendants’ motion to strike plaintiffs supplemen[31]*31tal bill of particulars advancing a new theory of causation was properly granted, and that plaintiffs motion for leave to renew and reargue was properly denied.

Plaintiff’s son, Sherkell RichardLee Frye-Samuels, now 12 years old, was born with a 2.5-centimeter occipital encephalocele, which is a skin-covered, sac-like protrusion of brain tissue and related membranes through an opening in the back of the skull. An encephalocele originates from the failure of a neural tube to close, as it should, during the early days of fetal development.

Plaintiff claims that the moving defendants, who provided her obstetrical care, deviated from good and accepted medical practice by failing to properly treat her diabetes with insulin following her discharge from their facility in December 1999, by failing to diagnose the encephalocele during her pregnancy, and by not performing a cesarean section, and that all those departures contributed to the infant’s neurological damage.

By their motion in limine, defendants now seek to preclude testimony by plaintiff’s expert, Dr. Chen, that a neural tube defect develops gradually over the first 10 to 12 weeks of gestation (by which time plaintiff was under defendants’ care), that the encephalocele rather than or in addition to the neural tube defect is a cause of the infant’s neurological damage, and that trauma to or rupture of an encephalocele during a vaginal delivery can or did cause additional neurological damage.

Defendants argue that the neural tube failure was the sole cause of the infant’s impairment and that the failure occurred before plaintiff came under their care. Accordingly, defendants contend, the alleged departures could not have been a proximate cause of the infant’s injuries.

Although the motion court offered both parties an opportunity to present witnesses in a Frye evidentiary hearing, defendants opted to rely on their papers, and plaintiff rejected the opportunity either for a hearing or to submit further papers on the ground that there was no basis to consider the reliability of her expert before trial. However, plaintiff did submit unredacted versions of previously submitted opposition affidavits and further responsive papers but waived her right to submit further papers or to a hearing (see Matter of York v Zullich, 89 AD3d 1447 [4th Dept 2011]).

Although we previously affirmed the denial of defendants’ summary judgment motions (70 AD3d 15 [2009]), at which time some of the same issues were raised, defendants now seek a [32]*32specifically focused evidentiary ruling and furnish evidence that challenges the entire basis of Dr. Chen’s causation theories. The very experts whose work Dr. Chen cited in support of his causation theories have submitted affidavits that directly controvert those theories and explain how Dr. Chen has misinterpreted their works. While the summary judgment motions concerned both liability and damages, further examination of the underlying basis of plaintiff’s expert’s theories as to the cause of the infant’s impairments demonstrates that they are neither reliable nor generally accepted in the medical community (see Frye v United States, 293 F 1013 [1923]; People v Wesley, 83 NY2d 417 [1994]). Moreover, to the extent that some aspects of plaintiffs theories may be generally accepted in other contexts, they do not apply to the facts of this case (see Parker v Mobil Oil Corp., 7 NY3d 434 [2006]).

We set forth the history of plaintiffs treatment in detail in our prior decision affirming the denial of the summary judgment motions (70 AD3d at 16-20). To briefly recapitulate, plaintiff originally sued the New York Medical Group (NYMG), Montefiore Medical Center/Weiler Hospital of Albert Einstein College of Medicine (WHAECOM), and various physicians associated with her medical and obstetrical care at NYMG and WHAECOM from December 4, 1999 until Sherkell’s birth on June 28, 2000. In late October 1999, before plaintiff knew she was pregnant, NYMG internist Franlina Umali, M.D., diagnosed her with diabetes. Dr. Umali prescribed Glucophage, an oral medication designed to lower blood sugar. On December 3, 1999, plaintiff went to Bronx Lebanon Hospital, where she was found to be about seven weeks, five days pregnant. Plaintiff came under the care of NYMG obstetrician Dr. Jung Ki Park who ordered her admission to WHAECOM. Plaintiff was taken off Glucophage and two units of insulin were administered. Dr. Paige Long, the attending obstetrician at WHAECOM who examined plaintiff, and Dr. Cathy Jaroz, the WHAECOM obstetrician who discharged her before glucose test results showing elevated blood sugar levels were available, did not prescribe additional insulin.

On March 2, 2000, Dr. Park, who continued caring for plaintiff at NYMG, ordered a sonogram which he claims should have been a level 2 sonogram. Dr. Norbert Berger, a NYMG radiologist, performed a level 1 sonogram on March 16, 2000 and reported his findings as “unremarkable.” Dr. Leslie Harris, a NYMG obstetrician who later monitored plaintiffs diabetes and [33]*33referred her to WHAECOM’s program for pregnant diabetics, ordered another sonogram, which NYMG perinatologist Barbara Girz, D.O., performed on June 20. Although Dr. Harris ordered a level 2 sonogram, Dr. Girz also performed a level 1 sonogram and reported no fetal abnormalities, but recommended another sonogram on June 27th. Dr. Girz testified that a level 2 sonogram would more likely show fetal abnormalities at 20 weeks, but if performed later, the fetus’ weight and size could impair the ability to detect abnormalities.

At approximately 37 weeks, on June 28, 2000, Dr. Reynol Suarez performed a vaginal delivery. Dr. James Goodrich, a pediatric surgeon, surgically removed the 2.5-centimeter occipital encephalocele and repaired the skull two days later.

Plaintiff, through Dr. Chen, a board-certified pediatric neurologist, claims the following departures occurred. First, defendants did not properly manage plaintiffs diabetes during the first trimester of her pregnancy by not continuing her on insulin; second, the radiology defendants did not identify the encephalocele to enable in útero treatment; and third, the delivery should have been performed by cesarean section in order to avoid what Dr. Chen contends was compression or rupture of the encephalocele. While Dr.

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Related

Parker v. Mobil Oil Corp.
857 N.E.2d 1114 (New York Court of Appeals, 2006)
People v. Wesley
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501 N.E.2d 572 (New York Court of Appeals, 1986)
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Frye v. Montefiore Medical Center
70 A.D.3d 15 (Appellate Division of the Supreme Court of New York, 2009)
York v. Zullich
89 A.D.3d 1447 (Appellate Division of the Supreme Court of New York, 2011)
Markarian v. Hundert
262 A.D.2d 369 (Appellate Division of the Supreme Court of New York, 1999)
Lara v. New York City Health & Hospitals Corp.
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Bluebook (online)
100 A.D.3d 28, 951 N.Y.S.2d 4, Counsel Stack Legal Research, https://law.counselstack.com/opinion/frye-v-montefiore-medical-center-nyappdiv-2012.