Frongillo v. Pilson

25 Mass. L. Rptr. 347
CourtMassachusetts Superior Court
DecidedApril 24, 2009
DocketNo. 05623
StatusPublished

This text of 25 Mass. L. Rptr. 347 (Frongillo v. Pilson) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Frongillo v. Pilson, 25 Mass. L. Rptr. 347 (Mass. Ct. App. 2009).

Opinion

Fremont-Smith, Thayer, J.

The defendant performed laparoscopic gall bladder surgery on Lillian Frongillo at the Brigham & Women’s Hospital on January 18, 2002 and was her attending surgeon during her hospitalization at the Brigham & Women’s Hospital until her death on April 22, 2002.

In order to legally perform the surgery on Lillian Frongillo and to serve as her attending physician, it was required that the defendant have a valid license to practice medicine issued by the Board of Registration in Medicine and have staff privileges at the Brigham & Women’s Hospital at the time. Defendant does not dispute that he was convicted of operating a motor vehicle while under the influence of alcohol in 1985, in 1991, in 2000 and in 2001, but answered “no” to the question “have you ever been a defendant in any criminal proceedings other than a minbr traffic violation?,” 1 when he applied for a medical license in 1993, 1994, 1995, 1996, 1997, 1998 and 2001.

The relevance of an applicant’s misstatements in an application for a license is clear. In State of Kansas v. Hines, 178 Kan. 142, 283 P.2d 472 (1955), the Court [348]*348affirmed an injunction against a store which sold alcoholic beverages because the liquor license had been procured by fraud in the application for license. Further, courts considering the falsification of credentials by an expert witness have uniformly held that, since qualifications go to the very core of the credibility of a professional witness, not only are the misrepresentations admissible at trial, but the misrepresentation of an expert which was discovered only after a verdict, necessitated a new trial. See United States v. Jones, 84 F.Sup.2d 124 (D.D.C. 1999), and State of Wisconsin v. Plude, 310 Wis.2d 28, 750 N.W.2d 42 (2008). Thus, the fact that the defendant here repeatedly misstated his criminal history for driving under the influence on his application for license may be considered not only as to his credibility as a witness but also as to the validity of his medical license and the validity of his staff privileges at the Brigham and Women’s Hospital.

In the Consent Order, defendant agreed that the order had “all the force and effect of a ’’Final Decision" and that “the Respondent admits to the findings described below and agrees the Board may make conclusions of law and issue sanctions based thereon.”

The Board found and concluded that “the Respondent has violated G.L.c. 112, §5(a) and 243 CMR 1.03(5)(a)(l), in that he fraudulently procured his certificate of registration and the renewal of his medical license by providing false answers on his applications” (emphasis added). The Board also found that defendant had misinformed the hospital in that regard and was suspended from hospital privileges, as a result.2

This Court rules that the agreed findings of fact in the “Consent Order” are admissible as admissions of a party and are relevant to the validity of his medical license and hospital privileges. Even those paragraphs of the Consent Order headed “Conclusions of Law” moreover are, in many instances, actually mixed questions of fact and law. Although described as a “conclusion of law,” para. 13’s finding that “he fraudulently procured his certificate of registration and the renewal of his medical license by providing false answers on his application,” is tantamount to a finding of fact admitted by the defendant. Accordingly, the “Consent Order,” when properly authenticated as an official document, will be admissible.3

Nor is there any merit to defendant’s contention that the communications (or in this case, defendant’s lack of candid communications) with the Board and with the hospital are somehow privileged as peer review communications under G.L.c. Ill, §§204(a) and 205(b). In Vranos v. Franklin Medical Center, 448 Mass 425 (2007), the Court held that communications by physicians who had complained about Vranos’s misconduct as a hospital staff member and who, as a result, was terminated from the hospital, were privileged as peer review communications. In so holding, however, the Supreme Judicial Court held (at 434):

Taken together, G.L.c. Ill, §§204(a) and 205(b), provide weighty protection to a medical peer review committee’s work product and materials. They express the Legislature’s consideredjudgment that the quality of health care is best promoted by favoring candor in the medical peer review process. Necessarily, the interest of the general public in quality health care are elevated over the interest of individual health care professionals in unfettered access to information about peer review of their actions.

(Emphasis added.)

If the purpose behind G.L.c. 111 is to “favor candor in the medical peer review process,” for this Court to exclude the evidence of defendant’s lack of candor and his abuse of the process, would stand the statute on its head. Such an exclusion would “favor” not “candor,” but the opposite.

Defendant further contends that even if the Consent Order itself is admissible, those portions of the Consent Order which make findings as to actions taken by the Peer Review Committee of the hospital should be redacted from the Consent Order which will be provided to the jury.4 Not only do these findings comprise admission of the defendant, but G.L.c. Ill, §205(h) exempts from confidentiality matters disclosed at an adjudicatory hearing of the Board. And while c. 111 itself contains no definition of “adjudicatory proceeding,” the Board’s proceeding in regard to defendant meets the definition of “adjudicatory proceeding” contained in G.L.c. 30A.5

In addition, defendant waived any privilege as to his admissions and the Board’s findings, as he agreed that the Consent Order was not to be kept confidential but, on the contrary, was to be disseminated to nearly all near-by medical facilities, including those entities in which he did not practice medicine.6

Plaintiff contends that the “Consent Order” should also have preclusive effect, i.e., comprise collateral estoppel on this issue. In Kobin v. Board of Registration in Medicine, 444 Mass. 837 (2005), the Board had found in an earlier proceeding that Kobin was not shown to have provided substandard medical care and dismissed those charges. Kobin argued that this precluded the Board from disciplining him for later alleged fraud as to Medicare reimbursement. In regard to this argument, the Court said:

The term “res judicata” includes both claim preclusion and issue preclusion. See Heacock v. Heacock, 402 Mass. 21, 23 n.2 (1988). Claim preclusion makes a valid, final judgment conclusive on the parties and their privies, and prevents relitigation of all matters that were or could have been adjudicated in the action. O’Neill v. City Manager of Cambridge, 428 Mass. 257, 259 (1998), quoting Blanchette v. School Comm. of Westwood, 427 Mass. 176, 179 n.3 (1998). This is based on the idea that the party to be precluded has had the incentive and opportunity to litigate the matter fully in the first [349]*349lawsuit. O’Neill v. City Manager of Cambridge, supra, quoting Heacock v. Heacock, supra at 24.

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Related

State v. Plude
2008 WI 58 (Wisconsin Supreme Court, 2008)
Heacock v. Heacock
520 N.E.2d 151 (Massachusetts Supreme Judicial Court, 1988)
Stowe v. Bologna
610 N.E.2d 961 (Massachusetts Supreme Judicial Court, 1993)
Franklin v. North Weymouth Cooperative Bank
186 N.E. 641 (Massachusetts Supreme Judicial Court, 1933)
Blanchette v. School Committee of Westwood
692 N.E.2d 21 (Massachusetts Supreme Judicial Court, 1998)
Tuper v. North Adams Ambulance Service, Inc.
697 N.E.2d 983 (Massachusetts Supreme Judicial Court, 1998)
O'Neill v. City Manager
700 N.E.2d 530 (Massachusetts Supreme Judicial Court, 1998)
DaLuz v. Department of Correction
746 N.E.2d 501 (Massachusetts Supreme Judicial Court, 2001)
Kobrin v. Board of Registration in Medicine
832 N.E.2d 628 (Massachusetts Supreme Judicial Court, 2005)
Fidelity Management & Research Co. v. Ostrander
662 N.E.2d 699 (Massachusetts Appeals Court, 1996)
Herson v. New Boston Garden Corp.
667 N.E.2d 907 (Massachusetts Appeals Court, 1996)
State ex rel. Mathews v. Hines
283 P.2d 472 (Supreme Court of Kansas, 1955)

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Bluebook (online)
25 Mass. L. Rptr. 347, Counsel Stack Legal Research, https://law.counselstack.com/opinion/frongillo-v-pilson-masssuperct-2009.