Frisby v. United States

38 App. D.C. 22, 1912 U.S. App. LEXIS 2080
CourtCourt of Appeals for the D.C. Circuit
DecidedJanuary 2, 1912
DocketNo. 2332
StatusPublished
Cited by16 cases

This text of 38 App. D.C. 22 (Frisby v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Frisby v. United States, 38 App. D.C. 22, 1912 U.S. App. LEXIS 2080 (D.C. Cir. 1912).

Opinions

Mr. Justice Van Orsmie

delivered the opinion of the Court:

The appellant, Perri W. Frisby, hereafter for convenience referred to as defendant, was indicted in the supreme court of the District of Columbia for the forgery of a certain written instrument purporting to be a contract for the sale of real estate. This paper was originally produced by defendant as an exhibit to his answer in a suit in equity, in which cause he also testified as a witness in his own behalf. It was after the ah leged forged instrument had been exhibited in the equity pleading and defendant had testified in said cause that he was in-dieted for forging the instrument.

At the time the instrument was filed, sec. 860, U. S. Rev. Stat. U. S. Comp. Stat. 1901, p. 661, was in force in this District. It was as follows: “No pleading of a party,, nor any discovery or evidence obtained from a party or witness by means of a judicial proceeding in this or any foreign country, shall be given in evidence, or in any manner used against him or his property or estate, in any court of the United States, in any criminal proceeding, or for the enforcement of any penalty or [24]*24forfeiture: Provided, that this section shall not exempt any party or witness from prosecution and punishment for perjury committed in discovering and testifying as aforesaid.” Between the finding of the indictment and the conviction of defendant, this statute was repealed. 36 Stat. at L. 352, chap. 216.

On trial the contract, as it appeared in the equity cause, together with certain portions of defendant’s evidence in that proceeding, was admitted in evidence against the accused over the objection and exception of his counsel, who contended that defendant could not be deprived of the immunity granted by sec. 860, supra, and that the repealing act was, as to him ex post facto legislation, and therefore void. This is the sole question presented on this appeal.

It is not always an easy task to determine just when a statute is ex post facto in its application to a given case. The provision of the Federal Constitution forbidding the enactment of ex post facto laws (art. I, sec. 9, cl. 3), has called forth a vast volume of opinion by the Federal and state courts. In the early case of Calder v. Bull, 3 Dall. 386, 1 L. ed. 648, the court defined an ex post facto law as follows: “1st. Every law that makes an action done before the passing of the law, and which was innocent when done, criminal; and punishes such action. 2d. Every law that aggravates a crime, or makes it greater than it was when commited. 3d. Every law that changes the punishment, and inflicts a greater punishment, than the law annexed to the crime when committed. 4th. Every law that alters the legal rules of evidence, and receives less or different testimony than the law required at the time of the commission of the offense, in order to convict the offender. All these, and similar laws, are manifestly unjust and oppressive.”

It will be observed from the above definition that a law to be ex post facto must be one that deprives the person accused of crime of a substantial right in which he was protected and granted immunity by the law in force at the time of the com.mission of the offense. In other words, any statute is held to be ex post facto “which by its necessary operation and in rela[25]*25tion to the offense or its consequences alters the situation of the accused to his disadvantage.” However, it has generally been held that the constitutional inhibition does not extend to enactments affecting mere matters of procedure. Public policy, it is said, demands that remedies shall always be under the control of the legislature. This is true where a statute does nothing more than to admit evidence of a particular kind upon an issue of fact arising in the trial of a criminal case, which was not admissible when the crime was committed, and which does not create a new issue in the case. In such a case it merely adds to the quantum of evidence to prove the facts existing and subject to proof when the crime was committed. Within these limits the accused is held not to be deprived of a substantial right or immunity such as is contemplated in the prohibitive clause of the Constitution.

It is well settled, however, that the general rule that laws regulating mere matters of procedure are not ex post facto is subject to numerous exceptions. The word “procedure,” as a legal term, has a most indefinite meaning. The leading law dictionaries do not attempt to define it. Bishop in his work on Criminal Procedure, sec. 2, says: “The term ‘procedure’ is so broad in its signification that it is seldom employed in our books as a term of art. It includes in its meaning whatever is embraced by the three technical terms, pleading, evidence, and practice.” The same author defines “practice” as meaning “those legal rules which direct the course of proceeding to bring parties into court, and the course of the court after they are brought in.” In Kring v. Missouri, 107 U. S. 221, 27 L. ed. 506, 2 Sup. Ct. Rep. 443, Mr. Justice Miller, referring to the above definition of procedure, said: “If this be a just idea of what is intended by the word ‘procedure’ as applied to a criminal case, it is obvious that a law which is one of procedure may be obnoxious as an ex post facto law, both by the decision in Colder v. Bull, 3 Dall. 386, 1 L. ed. 648, and in Cummings v. Missouri, 4 Wall. 277, 18 L. ed. 356; for in the former case this court held that ‘any law which alters the legal rules of evidence, and receives less or different testimony [26]*26than the law requires at the time of the commission of the offense, in order to convict the offender,’ is an ex post facto law; and in the latter, one of the reasons why the law was held to be ex post facto was that it changed the rule of evidence under which the party was punished. But it cannot be sustained without destroying the value of the constitutional provision, that a law, however it may invade or modify the rights of a party charged with crime, is not an ex post facto law, if it comes within either of these comprehensive branches of the law designated as pleading, practice, and evidence. Can the law with regard to bail, to indictments, to grand juries, to the trial jury, all be changed to the disadvantage of the prisoner by State legislation after the offense was committed, and such legislation not held to be ex post facto because it relates to procedure, as it does according to Mr. Bishop ? And can any substantial right which the law gave the defendant at the time to which his guilt relates be taken away from him by ex post facto legislation, because, in the use of a modern phrase, it is called a law of procedure ? We think it cannot.”

Even conceding that the changes wrought in the status of the defendant by the repealing statute relate alone to procedure, that is not of itself sufficient to warrant an affirmance of the judgment, if it appears that he has been deprived of a substantial right which amounted to an immunity at the time the offense was committed.

With these general rules and their exceptions before us, what is the situation of this' defendant ? “Forgery, at the common law, is thé false making or materially altering, with intent to defraud, of any writing which, if genuine, might apparently be of legal efficacy or the foundation of a legal liability.” 2 Bishop, Crim. Law, sec. 523.

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Bluebook (online)
38 App. D.C. 22, 1912 U.S. App. LEXIS 2080, Counsel Stack Legal Research, https://law.counselstack.com/opinion/frisby-v-united-states-cadc-1912.