Frey v. City of New York
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Opinion
23-365-cv Frey v. City of New York
United States Court of Appeals for the Second Circuit _____________________________________
August Term 2023
Argued: January 30, 2024 Decided: September 19, 2025
No. 23-365-cv
_____________________________________
JASON FREY, BRIANNA FREY, WILLIAM SAPPE,
Plaintiffs-Appellants,
JACK CHENG,
Plaintiff,
— v. —
CITY OF NEW YORK, NEW YORK, JESSICA S. TISCH, IN HER OFFICIAL CAPACITY AS COMMISSIONER OF THE NEW YORK POLICE DEPARTMENT, STEVEN G. JAMES, IN HIS OFFICIAL CAPACITY AS SUPERINTENDENT OF THE NEW YORK STATE POLICE,*
Defendants-Appellees. _____________________________________
* The Clerk of the Court is respectfully directed to amend the caption on this Court’s docket to be consistent with the caption on this opinion. Before: SACK, RAGGI, AND BIANCO, Circuit Judges.
Plaintiffs-Appellants brought pre-enforcement Second Amendment challenges to certain aspects of New York State’s (“New York” or the “State”) concealed carry license regime. As relevant to this appeal, Plaintiffs challenge the constitutionality of: (1) the prohibition on carrying firearms in “sensitive locations”—namely, Times Square, the New York City (the “City”) subway system, and the Metro-North rail system, see N.Y. Penal Law §§ 265.01-e(2)(t), (2)(n); (2) New York’s ban on open carry, see id. § 400.00(15); and (3) the requirement that a State concealed carry license holder apply for and receive a City-specific permit in order to carry a firearm in the City, see id. § 400.00(6). Plaintiffs filed a motion to preliminarily enjoin the enforcement of those provisions, which the district court denied in a March 13, 2023 order. On this appeal from that order, we conclude that Plaintiffs are unlikely to succeed on the merits because, based on the preliminary record before us, the government has demonstrated that each of the challenged provisions falls within our Nation’s historical tradition of gun regulations and, thus, does not violate the Second Amendment. Accordingly, we AFFIRM the order of the district court.
AMY L. BELLANTONI, The Bellantoni Law Firm, Scarsdale, New York, for Plaintiffs-Appellants.
ELINA DRUKER, Corporation Counsel (Richard Dearing and Claude S. Platton, Corporation Counsel, on the brief), for the Hon. Sylvia O. Hinds- Radix, Corporation Counsel of the City of New York, New York, New York, for Defendants- Appellees the City of New York and Jessica S. Tisch.
PHILIP J. LEVITZ, Assistant Solicitor General (Barbara D. Underwood, Solicitor General, and Ester Murdukhayeva, Deputy Solicitor General, on the brief), for Letitia James, Attorney General for the State of New York, New York, New York, for Defendant-Appellee Steven G. James.
1 Janet Carter and William J. Taylor, Jr., Everytown Law, New York, New York, for Amicus Curiae Everytown for Gun Safety, in support of Defendants- Appellees.
Matteo Godi, Paul, Weiss, Rifkind, Wharton & Garrison LLP, Washington, District of Columbia, Allan J. Arffa, Paul, Weiss, Rifkind, Wharton & Garrison LLP, New York, New York, for Amicus Curiae Metropolitan Transportation Authority, in support of Defendants-Appellees.
Alan Schoenfeld and Ryan Chabot, Wilmer Cutler Pickering Hale and Dorr LLP, New York, New York, for Amicus Curiae The Times Square Alliance, in support of Defendants-Appellees.
JOSEPH F. BIANCO, Circuit Judge:
Plaintiffs-Appellants brought pre-enforcement Second Amendment
challenges to certain aspects of New York State’s (“New York” or the “State”)
concealed carry license regime. As relevant to this appeal, Plaintiffs challenge the
constitutionality of: (1) the prohibition on carrying firearms in “sensitive
locations”—namely, Times Square, the New York City (the “City”) subway
system, and the Metro-North rail system, see N.Y. Penal Law §§ 265.01-e(2)(t),
(2)(n); (2) New York’s ban on open carry, see id. § 400.00(15); and (3) the
requirement that a State concealed carry license holder apply for and receive a
2 City-specific permit in order to carry a firearm in the City, see id. § 400.00(6).
Plaintiffs filed a motion to preliminarily enjoin the enforcement of those
provisions, which the district court denied in a March 13, 2023 order. On this
appeal from that order, we conclude that Plaintiffs are unlikely to succeed on the
merits because, based on the preliminary record before us, the government has
demonstrated that each of the challenged provisions falls within our Nation’s
historical tradition of gun regulations and, thus, does not violate the Second
Amendment. Accordingly, we AFFIRM the order of the district court.
BACKGROUND
New York requires individuals to obtain a license in order to carry firearms
from the privacy of their homes into the public realm. See generally N.Y. Penal Law
§ 400.00; see also id. §§ 265.03(3) (criminalizing possession of a loaded firearm
outside a person’s home or place of business), 265.20(a)(3) (exempting license-
holders from liability). New York grants licenses only for concealed public carry
of a pistol or revolver. See id. § 400.00(2)(f). In other words, New York
criminalizes, and thereby effectively bans, the open carrying of firearms in public.
See id. § 400.00(15) (violation of a licensing restriction is a class A misdemeanor).
3 The licensing processes are administered at the city and county levels. See
id. § 400.00(3). These localities may establish and apply more restrictive licensing
requirements than the State. See id. § 400.30. With some exceptions inapplicable
to this appeal, state law requires individuals who want to carry firearms in the
City to obtain a license issued by the City, or a special permit if the individual has
already obtained a license elsewhere. See id. § 400.00(6).
Prior to July 2022, New York law required license applicants to show,
among other things, “proper cause” in order to obtain a concealed carry license.
Id. § 400.00(2)(f) (effective Apr. 3, 2021 to July 5, 2022). However, the Supreme
Court held that the requirement violated the Second Amendment and struck it
down. See generally N.Y. State Rifle & Pistol Ass’n, Inc. v. Bruen, 597 U.S. 1, 70 (2022).
In response to Bruen, the State legislature passed the Concealed Carry
Improvement Act (“CCIA”), which removed the proper-cause requirement and
amended other portions of the State’s concealed carry regulatory regime. As
pertinent here, the CCIA makes it a felony to carry a firearm in certain statutorily
defined categories of “sensitive locations,” including Times Square, as well as
public transportation systems, even by concealed-carry license holders. N.Y. Penal
Law §§ 265.01-e(2)(n), (2)(t); see also N.Y.C. Admin. Code § 10-315 (defining
4 location of Times Square). There are exemptions for, inter alia, law enforcement
officers, active-duty military personnel, and security guards. N.Y. Penal Law
§ 265.01-e(3). The CCIA did not alter New York’s open carry ban or the City’s
special permit requirement.
Plaintiffs filed this lawsuit in 2021. In October 2022, after the CCIA came
into effect, Plaintiffs filed the operative second amended complaint against the
City, the then-Commissioner of the New York City Police Department, and the
then-Acting Superintendent of the New York State Police. As relevant to this
appeal, Plaintiffs brought pre-enforcement Second Amendment challenges to
(1) the CCIA’s prohibition on carrying firearms in certain “sensitive locations,”
including Times Square, as well as the New York City subway and Metro-North
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23-365-cv Frey v. City of New York
United States Court of Appeals for the Second Circuit _____________________________________
August Term 2023
Argued: January 30, 2024 Decided: September 19, 2025
No. 23-365-cv
_____________________________________
JASON FREY, BRIANNA FREY, WILLIAM SAPPE,
Plaintiffs-Appellants,
JACK CHENG,
Plaintiff,
— v. —
CITY OF NEW YORK, NEW YORK, JESSICA S. TISCH, IN HER OFFICIAL CAPACITY AS COMMISSIONER OF THE NEW YORK POLICE DEPARTMENT, STEVEN G. JAMES, IN HIS OFFICIAL CAPACITY AS SUPERINTENDENT OF THE NEW YORK STATE POLICE,*
Defendants-Appellees. _____________________________________
* The Clerk of the Court is respectfully directed to amend the caption on this Court’s docket to be consistent with the caption on this opinion. Before: SACK, RAGGI, AND BIANCO, Circuit Judges.
Plaintiffs-Appellants brought pre-enforcement Second Amendment challenges to certain aspects of New York State’s (“New York” or the “State”) concealed carry license regime. As relevant to this appeal, Plaintiffs challenge the constitutionality of: (1) the prohibition on carrying firearms in “sensitive locations”—namely, Times Square, the New York City (the “City”) subway system, and the Metro-North rail system, see N.Y. Penal Law §§ 265.01-e(2)(t), (2)(n); (2) New York’s ban on open carry, see id. § 400.00(15); and (3) the requirement that a State concealed carry license holder apply for and receive a City-specific permit in order to carry a firearm in the City, see id. § 400.00(6). Plaintiffs filed a motion to preliminarily enjoin the enforcement of those provisions, which the district court denied in a March 13, 2023 order. On this appeal from that order, we conclude that Plaintiffs are unlikely to succeed on the merits because, based on the preliminary record before us, the government has demonstrated that each of the challenged provisions falls within our Nation’s historical tradition of gun regulations and, thus, does not violate the Second Amendment. Accordingly, we AFFIRM the order of the district court.
AMY L. BELLANTONI, The Bellantoni Law Firm, Scarsdale, New York, for Plaintiffs-Appellants.
ELINA DRUKER, Corporation Counsel (Richard Dearing and Claude S. Platton, Corporation Counsel, on the brief), for the Hon. Sylvia O. Hinds- Radix, Corporation Counsel of the City of New York, New York, New York, for Defendants- Appellees the City of New York and Jessica S. Tisch.
PHILIP J. LEVITZ, Assistant Solicitor General (Barbara D. Underwood, Solicitor General, and Ester Murdukhayeva, Deputy Solicitor General, on the brief), for Letitia James, Attorney General for the State of New York, New York, New York, for Defendant-Appellee Steven G. James.
1 Janet Carter and William J. Taylor, Jr., Everytown Law, New York, New York, for Amicus Curiae Everytown for Gun Safety, in support of Defendants- Appellees.
Matteo Godi, Paul, Weiss, Rifkind, Wharton & Garrison LLP, Washington, District of Columbia, Allan J. Arffa, Paul, Weiss, Rifkind, Wharton & Garrison LLP, New York, New York, for Amicus Curiae Metropolitan Transportation Authority, in support of Defendants-Appellees.
Alan Schoenfeld and Ryan Chabot, Wilmer Cutler Pickering Hale and Dorr LLP, New York, New York, for Amicus Curiae The Times Square Alliance, in support of Defendants-Appellees.
JOSEPH F. BIANCO, Circuit Judge:
Plaintiffs-Appellants brought pre-enforcement Second Amendment
challenges to certain aspects of New York State’s (“New York” or the “State”)
concealed carry license regime. As relevant to this appeal, Plaintiffs challenge the
constitutionality of: (1) the prohibition on carrying firearms in “sensitive
locations”—namely, Times Square, the New York City (the “City”) subway
system, and the Metro-North rail system, see N.Y. Penal Law §§ 265.01-e(2)(t),
(2)(n); (2) New York’s ban on open carry, see id. § 400.00(15); and (3) the
requirement that a State concealed carry license holder apply for and receive a
2 City-specific permit in order to carry a firearm in the City, see id. § 400.00(6).
Plaintiffs filed a motion to preliminarily enjoin the enforcement of those
provisions, which the district court denied in a March 13, 2023 order. On this
appeal from that order, we conclude that Plaintiffs are unlikely to succeed on the
merits because, based on the preliminary record before us, the government has
demonstrated that each of the challenged provisions falls within our Nation’s
historical tradition of gun regulations and, thus, does not violate the Second
Amendment. Accordingly, we AFFIRM the order of the district court.
BACKGROUND
New York requires individuals to obtain a license in order to carry firearms
from the privacy of their homes into the public realm. See generally N.Y. Penal Law
§ 400.00; see also id. §§ 265.03(3) (criminalizing possession of a loaded firearm
outside a person’s home or place of business), 265.20(a)(3) (exempting license-
holders from liability). New York grants licenses only for concealed public carry
of a pistol or revolver. See id. § 400.00(2)(f). In other words, New York
criminalizes, and thereby effectively bans, the open carrying of firearms in public.
See id. § 400.00(15) (violation of a licensing restriction is a class A misdemeanor).
3 The licensing processes are administered at the city and county levels. See
id. § 400.00(3). These localities may establish and apply more restrictive licensing
requirements than the State. See id. § 400.30. With some exceptions inapplicable
to this appeal, state law requires individuals who want to carry firearms in the
City to obtain a license issued by the City, or a special permit if the individual has
already obtained a license elsewhere. See id. § 400.00(6).
Prior to July 2022, New York law required license applicants to show,
among other things, “proper cause” in order to obtain a concealed carry license.
Id. § 400.00(2)(f) (effective Apr. 3, 2021 to July 5, 2022). However, the Supreme
Court held that the requirement violated the Second Amendment and struck it
down. See generally N.Y. State Rifle & Pistol Ass’n, Inc. v. Bruen, 597 U.S. 1, 70 (2022).
In response to Bruen, the State legislature passed the Concealed Carry
Improvement Act (“CCIA”), which removed the proper-cause requirement and
amended other portions of the State’s concealed carry regulatory regime. As
pertinent here, the CCIA makes it a felony to carry a firearm in certain statutorily
defined categories of “sensitive locations,” including Times Square, as well as
public transportation systems, even by concealed-carry license holders. N.Y. Penal
Law §§ 265.01-e(2)(n), (2)(t); see also N.Y.C. Admin. Code § 10-315 (defining
4 location of Times Square). There are exemptions for, inter alia, law enforcement
officers, active-duty military personnel, and security guards. N.Y. Penal Law
§ 265.01-e(3). The CCIA did not alter New York’s open carry ban or the City’s
special permit requirement.
Plaintiffs filed this lawsuit in 2021. In October 2022, after the CCIA came
into effect, Plaintiffs filed the operative second amended complaint against the
City, the then-Commissioner of the New York City Police Department, and the
then-Acting Superintendent of the New York State Police. As relevant to this
appeal, Plaintiffs brought pre-enforcement Second Amendment challenges to
(1) the CCIA’s prohibition on carrying firearms in certain “sensitive locations,”
including Times Square, as well as the New York City subway and Metro-North
train systems, id. § 265.01-e; (2) various provisions that they alleged together
effectively ban the open carrying of firearms in New York, id. §§ 400.00(15), 265.01,
265.01-b, 265.03(3), and N.Y.C. Admin. Code § 10-315; and (3) the City’s special
permit requirement, N.Y. Penal Law § 400.00(6).
5 Plaintiffs Jason Frey and William Sappe are State residents who hold valid
licenses for concealed carry in the State. 1 Jason Frey has a restricted “sportsman”
license issued in Westchester County, New York, allowing him to carry concealed
handguns in public to and from target shooting activities and during sporting
activities, such as camping, hiking, and hunting. In 2019, Westchester County
denied Frey’s application for an unrestricted concealed carry license for failure to
show proper cause. Frey does not have a special permit issued by the City to carry
concealed handguns within the City and asserts he “is not going to, and should
not have to” apply for a separate City permit. App’x at 21. Nevertheless, Frey
avers that he regularly carries his handgun concealed outside the scope of his
“sportsman” license in Westchester County and in the City, including on the
Metro-North train into Grand Central station, on the New York City subway, and
in Times Square. Frey also states that he “intend[s] to start carrying [his] handgun
open and holstered” when he is “not carrying the same handgun concealed,” and
that “[t]he only reason [he] do[es] not exercise the right to open carry in New York
1 Plaintiff Jack Cheng did not join the preliminary injunction motion that is the subject of this appeal. In addition, Plaintiff Brianna Frey does not contest the district court’s determination that she lacks standing to challenge the statutory provisions relevant to this appeal. Accordingly, only the challenges brought by William Sappe and Jason Frey are the subject of this appeal.
6 State is the fear of arrest, jail and the other criminal and civil penalties that will
follow.” Id. at 21.
William Sappe has an “unrestricted” license to carry a concealed weapon
issued in Orange County, New York. At some unspecified point in time, he
applied for a special permit to carry in the City, but his application was denied.
Sappe avers that he is licensed as an armed guard by the State. As part of that job,
he regularly transports cash, diamonds, and jewelry in and out of the City’s
Diamond District, which requires him to travel though Times Square. Sappe states
that he “intend[s] to carry [his] handgun concealed in New York City for self-
defense on a daily basis,” id. at 25, and “intend[s] to begin carrying [his] handgun
open and exposed on those days that [he is] not carrying a handgun concealed on
[his] person, both inside New York City and throughout the state,” id. at 27. He
fears “arrest and incarceration” for carrying in the City as well as for “carrying
open and holstered.” Id. at 28.
On October 20, 2022, Plaintiffs filed a proposed order to show cause for
emergency relief, which the district court construed as a motion for a preliminary
injunction. See Frey v. Nigrelli, 661 F. Supp. 3d 176, 186 (S.D.N.Y. 2023). The district
7 court denied the motion. 2 As to the restrictions on carrying concealed handguns
in “sensitive locations,” the district court determined that the government
sufficiently met its burden of establishing a historical tradition of banning firearms
in congested commercial areas, such as Times Square and the public
transportation systems. Id. at 200–07. As to the open carry ban, it concluded that
Plaintiffs lacked standing to seek a preliminary injunction because they did not
sufficiently aver concrete and imminent intentions to carry firearms in an open
manner. See id. at 195. The district court also found that, even assuming Plaintiffs
had standing, they were unlikely to prevail on the merits because the open carry
ban fits within the historical tradition of regulating the manner of public carry,
which allowed a state to lawfully eliminate one kind of public carry (concealed or
open), so long as it left the alternative option open. See id. at 198–99. Finally, the
district court concluded that Plaintiffs were unlikely to succeed on the merits of
2 The district court stayed resolution of Plaintiffs’ challenge to the CCIA’s prohibition on carrying firearms onto private property without permission from the owner or lessee, N.Y. Penal Law § 265.01-d, pending our review of the same provision in two other cases. See Frey, 661 F. Supp. at 199. The district court similarly stayed the resolution of Plaintiffs’ challenges to firearm prohibitions in other sensitive locations, including public parks, theaters, and restaurants with on-premises alcohol consumption, pending our review of the identical issues in Antonyuk v. James, No. 22-2908 (2d Cir. Filed Nov. 9, 2022). See id. at 200. Those provisions are therefore not before us on this appeal.
8 their challenge to the City’s special permit requirement because the government
established a historical tradition of firearm regulations at the municipal and town
level. See id. at 196–98.
This appeal followed.
DISCUSSION
“We review the denial of a motion for a preliminary injunction for abuse of
discretion, which we will identify only if the decision rests on an error of law or a
clearly erroneous finding of fact, or cannot be located within the range of
permissible decisions.” New Hope Fam. Servs., Inc. v. Poole, 966 F.3d 145, 180 (2d
Cir. 2020). “We may, of course, affirm on any basis for which there is a record
sufficient to permit conclusions of law, including grounds upon which the district
court did not rely.” Name.Space, Inc. v. Network Sols., Inc., 202 F.3d 573, 584 (2d Cir.
2000) (internal quotation marks and citation omitted).
“A preliminary injunction is an extraordinary remedy never awarded as of
right.” Winter v. Nat. Res. Def. Council, Inc., 555 U.S. 7, 24 (2008). Ordinarily, “[a]
plaintiff seeking a preliminary injunction must establish [(1)] that he is likely to
succeed on the merits, [(2)] that he is likely to suffer irreparable harm in the
absence of preliminary relief, [(3)] that the balance of equities tips in his favor, and
9 [(4)] that an injunction is in the public interest.” Id. at 20. However, “when, as
here, the moving party seeks a preliminary injunction that will affect government
action taken in the public interest pursuant to a statutory or regulatory scheme,
the injunction should be granted only if the moving party” can “establish a clear
or substantial likelihood of success on the merits.” Cnty. of Nassau. v. Leavitt, 524
F.3d 408, 414 (2d Cir. 2008) (alteration, internal quotation marks, and citations
omitted).
I. Second Amendment Principles
The Second Amendment, made applicable to the states through the
Fourteenth Amendment, guarantees that “the right of the people to keep and bear
[a]rms [] shall not be infringed.” U.S. Const. amend. II.
After Bruen, we follow a two-step framework to evaluate Second
Amendment challenges. First, the plaintiff must establish that “the Second
Amendment’s plain text covers an individual’s conduct.” Bruen, 597 U.S. at 24. If
the plaintiff surmounts this initial textual hurdle, the burden shifts to the
government to prove that the challenged law is “consistent with the Nation’s
historical tradition of firearm regulation.” Id. We focus on history and tradition
because the Second Amendment “codified a pre-existing right”—with a history
10 that makes clear that this right is “not unlimited.” District of Columbia v. Heller, 554
U.S. 570, 592, 595 (2008) (emphasis in original). The right’s enshrinement in the
Bill of Rights “br[ought] the old soil with it,” Sekhar v. United States, 570 U.S. 729,
733 (2013) (internal quotation marks and citation omitted)—that is, we understand
the Second Amendment to “incorporate traditional limitations that existed at or
around ratification, unless historical context suggests otherwise,” Antonyuk v.
James, 120 F.4th 941, 968 (2d Cir. 2024) (internal quotation marks and citation
omitted), cert. denied, 145 S. Ct. 1900 (2025). Historically established firearm
regulations therefore inform us of the limits of the right and thereby “give content
to the indeterminate and underdetermined text of the Second Amendment.” Id.
Under this history and tradition analysis at step two, we “must ascertain
whether the [challenged] new law is relevantly similar to laws that our tradition
is understood to permit, applying faithfully the balance struck by the founding
generation to modern circumstances.” United States v. Rahimi, 602 U.S. 680, 692
(2024) (alteration adopted) (internal quotation marks and citation omitted). “Why
and how the regulation burdens the right are central to this inquiry.” Id. The
Supreme Court has stressed that the Bruen framework was “not meant to suggest
a law trapped in amber.” Id. at 691. Thus, this analogical reasoning “requires only
11 that the government identify a well-established and historical analogue, not a
historical twin” or a “dead ringer.” Bruen, 597 U.S. at 30 (emphases in original).
Because Bruen did not “provide an exhaustive survey of the features that
render regulations relevantly similar under the Second Amendment,” id. at 29, we
attempted to undertake that endeavor at some length in Antonyuk. There, we
explained that “courts must be particularly attuned to the reality that the issues
we face today are different than those faced in medieval England, the Founding
Era, the Antebellum Era, and Reconstruction.” Antonyuk, 120 F.4th at 970; see
Bruen, 597 U.S. at 27 (“[C]ases implicating unprecedented societal concerns or
dramatic technological changes may require a more nuanced approach.”). Thus,
a lack of distinctly similar historical regulations during one or more of those time
periods “may not be reliably dispositive in Second Amendment challenges to laws
addressing modern concerns.” Antonyuk, 120 F.4th at 970. “Reasoning from
historical silence is [also] risky,” we said, because “[l]egislatures past and present
have not generally legislated to their constitutional limits,” and it is thus “not
necessarily the case that, if no positive legislation from a particular time or place
is in the record, it must be because the legislators then or there deemed such
regulation inconsistent with the right to bear arms.” Id. at 969.
12 We also underscored that it is “not dispositive whether comparable
historical regulations exist in significant numbers.” Id. at 971 (emphasis omitted).
Indeed, the Supreme Court had no trouble confirming that “laws forbidding the
carrying of firearms in sensitive places such as schools and government buildings”
were “longstanding” and “settled,” notwithstanding that “the historical record
yields relatively few 18th- and 19th- century ‘sensitive places’ where weapons
were altogether prohibited.” Bruen, 597 U.S. at 30 (internal quotation marks and
citation omitted). That was because the Court was “aware of no disputes
regarding the lawfulness of such prohibitions.” Id. Therefore, especially where
there is a lack of constitutional dispute regarding a type of gun regulation, or “if
courts during that period upheld similar governmental practices against similar
constitutional challenges,” “comparable historical laws need not proliferate to
justify a modern prohibition.” Antonyuk, 120 F.4th at 969, 972.
Importantly, in Antonyuk, we further held that “[b]ecause the CCIA is a state
law, the prevailing understanding of the right to bear arms in 1868 and 1791 are
both focal points of our analysis,” and that “[t]he time periods in close proximity
to 1791 and 1868 are also relevant to our analysis.” Id. at 972–73. We reasoned
that “the understanding that prevailed when the States adopted the Fourteenth
13 Amendment” is, “along with the understanding of that right held by the founders
in 1791, a relevant consideration.” Id. at 973–74 (internal quotation marks and
citation omitted). Thus, we suggested that the incorporation of the Second
Amendment against the states through the Fourteenth Amendment may have, as
commentators observe, “invested those original 1791 texts with new 1868
meanings.” Kurt T. Lash, Respeaking the Bill of Rights: A New Doctrine of
Incorporation, 97 Ind. L.J. 1439, 1441 (2022); see also Akhil Reed Amar, Heller, HLR,
and Holistic Legal Reasoning, 122 Harv. L. Rev. 145, 178 (2008) (“In the process of
‘incorporating’ these rights against states, the Fourteenth [Amendment] also
reglossed the earlier amendments and gave America a more liberal, more
individualistic Bill of Rights than did the Founders.”). However, we did not
definitively answer the question that the Supreme Court has so far tabled:
“whether courts should primarily rely on the prevailing understanding of an
individual right when the Fourteenth Amendment was ratified in 1868 when
defining its scope.” Bruen, 597 U.S. at 37 (emphasis added); see Rahimi, 602 U.S. at
692 n.1 (reserving same question).
Here too, as in Antonyuk, we need not choose which era’s understanding has
primacy. Even if the 1791 understanding primarily controls, the Supreme Court
14 has approved looking to post-Founding history to discern that meaning. We
pause here to reiterate why we may comfortably rely on that history, especially
from the Reconstruction era, and to explain why we may rely on it where the
Second Amendment’s plain text and Founding era evidence prove equivocal.
The Supreme Court has explicitly sanctioned looking to post-Founding
history in understanding the original public meaning of the Second Amendment
in 1791. In Heller, the Supreme Court explained that “the examination of a variety
of legal and other sources to determine the public understanding of a legal text in the
period after its enactment or ratification” is “a critical tool of constitutional
interpretation.” 554 U.S. at 605 (second emphasis added). Heller therefore
“address[ed] how the Second Amendment was interpreted from immediately
after its ratification through the end of the 19th century” in its pursuit of
understanding the scope of the right to keep and bear arms. Id.
In particular, Heller underscored the importance of Reconstruction-era
evidence. Heller explained that, “[i]n the aftermath of the Civil War, there was an
outpouring of discussion of the Second Amendment in Congress and in the public
discourse,” and “those born and educated in the early 19th century faced a
widespread effort to limit arms ownership by a large number of citizens.” Id. at
15 614; see McDonald v. City of Chicago, 561 U.S. 742, 771 (2010) (“After the Civil War,
many of the over 180,000 African-Americans who served in the Union Army
returned to the States of the old Confederacy, where systematic efforts were made
to disarm them and other blacks.”). As a result, “their understanding of the origins
and continuing significance of the [Second] Amendment is instructive.” Heller,
550 US. at 614. Bruen reaffirmed the appropriateness of relying on post-Founding
history as evidence of the public understanding of a Constitutional provision at
the time of the Founding. 597 U.S. at 35 (“It is true that in Heller we reiterated that
evidence of how the Second Amendment was interpreted from immediately after
its ratification through the end of the 19th century represented a critical tool of
constitutional interpretation.” (internal quotation marks and citation omitted)).
Post-Founding historical evidence is also relevant under James Madison’s
“liquidation” theory. Under that theory—which the Supreme Court has endorsed
on several occasions, including in Bruen—“‘a regular course of practice’ can
‘liquidate & settle the meaning of’ disputed or indeterminate ‘terms & phrases’”
in the Constitution. Chiafalo v. Washington, 591 U.S. 578, 593 (2020) (quoting Letter
from J. Madison to S. Roane (Sept. 2, 1819), in 8 Writings of James Madison 450 (G.
Hunt ed. 1908)); Bruen, 597 U.S. at 35–36 (quoting the passage from Chiafalo); see
16 also, e.g., The Pocket Veto Case, 279 U.S. 655, 689 (1929) (“Long settled and
established practice is a consideration of great weight in a proper interpretation of
constitutional provisions.”). In other words, where the meaning of a
Constitutional provision is “more or less obscure and equivocal,” a deliberate and
sustained course of post-enactment action may settle the meaning of that
provision. The Federalist No. 37, at 236 (James Madison) (Jacob E. Cooke ed.,
1961); see generally William Baude, Constitutional Liquidation, 71 Stan. L. Rev. 1, 8–
35 (2019); see also Rahimi, 602 U.S. at 738 (Barrett, J., concurring) (explaining that
post-enactment history can “liquidate ambiguous constitutional provisions”
(citation omitted)).
To be sure, Bruen cautioned that we should not give “postenactment history
more weight that it can rightly bear.” 597 U.S. at 35. In particular, we cannot rely
on later history if it “contradicts what the text says.” Id. at 36. Moreover, our
reliance on 19th-century evidence should be “secondary” where there is a “wealth
of authority” from the Founding era. Id. at 37. However, those observations “do[]
not require courts to reflexively discount evidence from the latter half of the 19th
century absent indications that such evidence is inconsistent with the national
tradition.” Antonyuk, 120 F.4th at 1029.
17 Where there is no strong historical evidence from the Founding era, it is
appropriate to look toward, and rely upon, later historical evidence. As we
articulated in Antonyuk, the paucity of a similar historical regulation during the
Founding era does not evince a lack of a historical tradition in “this Nation’s whole
tradition,” id. at 972 n.15 (emphasis in original), because “it is not necessarily the
case that, if no positive legislation from a particular time or place is in the record,
it must be because the legislators then or there deemed such a regulation
inconsistent with the right to bear arms,” id. at 969. Thus, the dearth of similar
Founding-era laws does not help us discern with clarity the scope of the Second
Amendment right. At that point, rather than shrugging our shoulders, we must
instead continue our march through history to ascertain the meaning of that as-yet
ambiguous Constitutional provision. Later history may continue to prove
equivocal, in which case the government cannot meet its burden of proving a
historical tradition of a certain firearm regulation. Later history might instead
definitively showcase either the existence or lack of a strong national tradition.
However, whatever that later history bears out, the conclusions we derive from it
could not be characterized as contradicting the understanding of the right in 1791
if the Founding-era history does not point with some certainty in one direction or
18 another. See id. at 974 (recognizing “that evidence nearest to 1791 can differ from
that nearest to 1868,” but that 1791, 1868, and “the adjacent and intervening
periods” remain “fertile ground” to “seek evidence of our national tradition of
firearm regulation”).
As discussed above, looking to later history in the face of an indeterminate
Founding-era record fits neatly within the originalist and liquidation theories
espoused by the Court in Heller and Bruen. It comports with an originalism
analysis pegged to 1791 because Reconstruction era evidence, though secondary
to Founding era evidence, is nevertheless uniquely “instructive” to understanding
the original public meaning of the Second Amendment right since “those born and
educated in the early 19th century faced a widespread effort to limit arms
ownership by a large number of citizens” during that time period. Heller, 554 U.S.
at 614; see also Rahimi, 602 U.S. at 738 (Barrett, J., concurring) (“[P]ostenactment
history can be an important tool” because it can “provide persuasive evidence of
the original meaning”). Thus, for example, in explaining that the Second
Amendment right “was not a right to keep and carry any weapon whatsoever in
any manner whatsoever and for whatever purpose,” and providing the
“prohibitions on carrying concealed weapons” as an example of lawful limitations
19 on the right, Heller relied exclusively on the fact that “the majority of the 19th-
century courts to consider the question” found those prohibitions “lawful under
the Second Amendment or state analogues.” Id. at 626 (emphasis added)
(collecting 19th century cases). Relying on later history is also appropriate under
Madison’s liquidation theory because a regular course of practice may settle a
constitutional debate at any point in our history, so long as the question had
previously remained open. See Baude, 71 Stan. L. Rev. at 59–60 (arguing that
“[p]rivileging early practice through liquidation is tempting but wrong” because
“[i]ndeterminate provisions remain open to liquidation for as long as their
meanings remain contested”); cf. Heller, 554 U.S. at 625 (noting that some
“provisions of the Bill of Rights have [] remained unilluminated for lengthy
periods”). In short, consistent with the two constitutional interpretive modalities
endorsed by Bruen, where neither the plain text nor Founding-era evidence makes
clear the scope of the Second Amendment right, we may focus on later evidence,
especially from the Reconstruction era, to ascertain that scope. 3
3 We readily recognize that, as Justice Barrett explained in her Rahimi concurrence, “for an originalist, the history that matters most is the history surrounding the ratification of the text” because “that backdrop illuminates the meaning of the enacted law.” Rahimi,
20 With these principles in mind, we take up the Second Amendment questions
presented in this appeal.
II. Sensitive Locations Restrictions
We first address Plaintiffs’ challenge to the ban on firearms in certain
sensitive locations. Section 265.01-e criminalizes the “possession of a firearm, rifle
or shotgun in a sensitive location” when “such person knows or reasonably should
know such location is a sensitive location.” N.Y. Penal Law § 265.01-e(1). Section
265.01-e then lists and defines those sensitive locations, including, as relevant here,
“the area commonly known as Times Square,” id. at § 265.01-e(2)(t), and “any
place, conveyance, or vehicle used for public transportation or public transit” or
“any facility used for or in connection with service in the transportation of
passengers,” such as subway and train cars and stations, id. at § 265.01-e(2)(n). 4
602 U.S. at 737–38 (Barrett, J., concurring). However, when that evidence fails to yield a conclusive answer, nothing stops us from considering the next-best evidence. See id. at 738 (explaining that “postenactment history can be an important tool” because it can “provide persuasive evidence of the original meaning”).
4 The City’s argument that Plaintiffs lack standing to challenge these provisions unless we conclude that they are likely to succeed on their challenge to the City’s special permit requirement, N.Y. Penal L. § 400.00(6), is unpersuasive. Although the City offers little by way of explanation, we construe the City to argue that Plaintiffs cannot satisfy the
21 The district court found that Plaintiffs satisfied the requirements under step
one of the Bruen analysis, which Defendants do not challenge on appeal. Frey, 661
F. Supp. 3d at 200–01, 203. We assume, without deciding, that finding is correct
and turn our attention to the step-two analysis.
Beginning with Heller, the Supreme Court has repeatedly confirmed that
“laws forbidding the carrying of firearms in sensitive places” are “presumptively
lawful regulatory measures.” 554 U.S. at 626–27 & n.26; see McDonald, 561 U.S. at
786 (“repeat[ing] th[e] assurances” in Heller that “laws forbidding the carrying of
firearms in sensitive places such as schools and government buildings” are
presumptively constitutional (internal quotation marks and citation omitted)).
Although Heller illustrated the sensitive places doctrine by referencing schools and
government buildings, it identified them “only as examples” that did “not purport
to be exhaustive.” Heller, 554 U.S. at 627 n.26. Bruen then reaffirmed that it is
redressability requirement of standing because even if we enjoined Section 265.01-e, Section 400.00(6) bars Plaintiffs from carrying firearms in the City generally, including in Times Square and the City’s public transportation systems. However, a violation of Section 265.01-e is a class E felony, whereas a violation of Section 400.00 is a class A misdemeanor. Thus, enjoining the enforcement of Section 265.01-e “satisfies the redressability requirement” because it “will relieve a discrete injury”—the risk of a felony conviction. Larson v. Valente, 456 U.S. 228, 243 n.15 (1982); see id. (explaining that a plaintiff “need not show that a favorable decision will relieve his every injury” to satisfy redressability (emphasis in original)).
22 “settled” that certain locations such as legislative assemblies, polling places, and
courthouses are “‘sensitive places’ where arms carrying could be prohibited
consistent with the Second Amendment.” Bruen, 597 U.S at 30. Bruen further
explained that courts can analogize to these “‘longstanding’ ‘laws forbidding the
carrying of firearms in sensitive places such as schools and government
buildings’” “to determine that modern regulations prohibiting the carry of
firearms in new and analogous sensitive places are constitutionally permissible.”
Id. (emphasis in original).
Bearing those principles in mind in Antonyuk, we scoured the history books
and concluded that our Nation has a “well-established and representative
tradition of regulating firearms in public forums and quintessentially crowded
places, enduring from medieval England to Reconstruction America and beyond.”
120 F.4th at 1019. In so concluding, we first pointed to a British statute from 1328—
the Statute of Northampton—which forbade going or riding “armed by night []or
by day, in fairs, markets.” Id. (quoting Statute of Northampton 1328, 2 Edw. 3 c.3
(Eng.)). Two states, Virginia and North Carolina, “passed statutes at the Founding
that replicated the medieval English law prohibiting firearms in fairs and markets,
i.e., the traditional, crowded public forum.” Id. at 1019–20 (citing 1786 Va. Acts 35,
23 Ch. 49 (stating that “no man, great or small, of what condition,” except ministers
of justice, shall “go nor ride armed by night nor by day, in fairs or markets, or in
other places, in terror of the country”); Collection of Statutes of the Parliament of
England in Force in the State of North Carolina, pp. 60–61, ch. 3 (F. Martin Ed.
1792) (stating that “no man great nor small,” except ministers of justice, shall
“bring no force in an affray of peace, nor to go nor ride armed by night nor by day,
in fairs, markets”)); see id. at 1021 (observing that Virginia’s and North Carolina’s
statutes “applied to over a quarter of the Nation’s population”). Looking to the
Reconstruction era, we determined that three other states (Texas, Missouri, and
Tennessee) and two territories (Oklahoma and Arizona) similarly passed laws
prohibiting weapons in public forums and crowded places. Id. at 1021–22; see
1869–70 Tenn. Pub. Acts 23 (prohibiting carriage of deadly weapons by “any
person attending any fair, race course, or other public assembly of the people”);
1870 Tex. Gen. Laws 63 (prohibiting firearms in “place[s] where persons are
assembled for educational, literary or scientific purposes, or into a ball room, social
party or other social gathering”); 1883 Mo. Laws 76 (barring firearms in “any
school room or place where people are assembled for educational, literary or social
purposes” and “any other public assemblage of persons met for any lawful
24 purpose”); 1889 Ariz. Sess. Laws 17 (prohibiting carrying “a pistol or other
firearm” to “any church or religious assembly, any school room, or other place
where persons are assembled for amusement or for educational or scientific
purposes, or into any circus, show or public exhibition of any kind, or into a ball
room, social party or social gathering, or to any election precinct on the day or
days of any election . . . or to any other public assembly”); 1890 Okla. Sess. Laws
496 (prohibiting carriage of a firearm in places “where persons are assembled for
. . . amusement, or for educational or scientific purposes, or into any circus, show
or public exhibition of any kind, or into any ball room, or to any social party or
social gathering”).
These legislative actions were reinforced by judicial imprimatur. We
highlighted that “the state courts of all three states that had such laws upheld this
type of statute as constitutional.” Antonyuk, 120 F.4th at 1021; see Andrews v. State,
50 Tenn. 165, 182 (1871) (upholding conviction under Tennessee law on grounds
that “a man may well be prohibited from carrying his arms” to a “public
assemblage, as the carrying [of] them to such places is not an appropriate use of
them”); English v. State, 35 Tex. 473, 478–79 (1872) (upholding indictment under
Texas law and noting that the Second Amendment does not guarantee the “right
25 to carry upon his person any of the mischievous devices inhibited by the statute,
into a peaceable public assembly, as, for instance into a church, a lecture room, a
ball room, or any other place where ladies and gentlemen are congregated
together.”) 5; State v. Shelby, 2 S.W. 468, 469 (Mo. 1886) (holding that the Missouri
law prohibiting carriage “where people are assembled for educational, literary, or
social purposes” was constitutional). These state supreme court decisions “during
that period uph[olding] similar governmental practices against similar
constitutional challenges” are “strong evidence of constitutionality.” Antonyuk,
120 F.4th at 969.
Accordingly, we held that “[t]his long, unbroken line, beginning from
medieval England and extending beyond Reconstruction, indicates that the
tradition of regulating firearms in often-crowded public forums is part of the
5 English v. State also upheld a Texas law that forbade anyone from “carrying on or about his person . . . any pistol . . . unless he has reasonable grounds for fearing an unlawful attack on his person.” 1871 Tex. Gen. Laws § 1. As to that particular portion of English, Bruen concluded that it was an “outlier[]” and would therefore “not give disproportionate weight” to it in assessing whether there was a historical tradition of a “proper cause” licensing requirement. 597 U.S. at 64–65. However, on the issue of carrying a firearm into a public assembly, the Texas statute and English decision are, as demonstrated above, supported by a wide swath of other similar state statutes and court decisions. Bruen therefore in no way prevents us from relying on the English case here. See Antonyuk, 120 F.4th at 1021 n.83.
26 immemorial custom of this Nation.” Id. at 1021 (internal quotation marks and
citations omitted).
Comparing that robust historical tradition against the prohibition of
firearms in urban parks and theaters at issue in Antonyuk was “a straightforward
inquiry” because “[i]t is obvious that [Section] 265.01-e burdens Second
Amendment rights in a distinctly similar way (i.e., by prohibiting carriage) and for
a distinctly similar reason (i.e., maintaining order in often-crowded public squares)
as do the plethora of regulations provided by the State.” 6 Id. at 1024. We therefore
6 We are not so certain that the Northampton statute, or the Virginia and North Carolina laws that replicated it, prohibited carriage altogether. As Antonyuk acknowledged, the Virginia statute “prohibited conduct and not simply carriage, i.e., bearing arms in ‘terror’ of the county.” 120 F.4th at 1020 n.82 (emphasis omitted). Although Antonyuk read the Northampton and North Carolina statutes “to have prohibited firearm carriage in general at fairs and markets regardless of conduct,” id., Bruen undermines that interpretation. As Bruen explained, English courts interpreted the Northampton statute to do nothing more than affirm the common law offense of “going armed to terrify the King’s subjects,” and therefore, “one’s conduct will come within the Act” only “where the crime shall appear to be malo animo.” 597 U.S. at 43–44 (alteration adopted) (emphasis omitted) (quoting Sir John Knight’s Case, 3 Mod. 117, 118 (K. B. 1686)). By the 18th century, the Northampton statute “was no obstacle to public carry for self-defense in the decades leading to the founding” because, as one “widely read 1716 treatise[] confirmed,” “no wearing of Arms is within the meaning of [the Statute of Northampton], unless it be accompanied with such Circumstances as are apt to terrify the People.” Id. at 45 (emphasis added) (internal quotation marks and citation omitted). As to the North Carolina law, Bruen pointed to State v. Huntly, 25. N.C. 418 (1843) (per curiam), where “consistent with the [Northampton] Statute’s long-settled interpretation, the North Carolina Supreme Court
27 concluded that the prohibition on firearms in these crowded public spaces was
likely constitutional.
Here, the government relies on that same historical evidence to support the
constitutionality of laws prohibiting firearms in Times Square and the public
transportation system. 7 Whether these prohibitions are consistent with the
acknowledged ‘that the carrying of a gun’ for a lawful purpose ‘per se constitutes no offence,’” and “[o]nly carrying for a ‘wicked purpose’ with a ‘mischievous result . . . constitute[d a] crime.’” Id. at 51 (quoting Huntly, 25 N.C. at 422–23). It therefore may be that those statutes, just like the Virginia law, did not ban carriage without malintent. See Wolford v. Lopez, 116 F.4th 959, 998 n.12 (9th Cir. 2024) (rejecting the states’ reliance on “colonial laws in Virginia and North Carolina that were successors to the Statute of Northampton” because “the Supreme Court has explained that those laws prohibited the carry of firearms only to the ‘terror’ of the people or for a ‘wicked purpose’; lawful carry was permitted.”).
Nevertheless, even assuming that Antonyuk does not have the better reading of these statutes, we remain confident in Antonyuk’s conclusion that we have a well- established tradition of banning firearms in quintessentially crowded places. The Founding-era Virginia and North Carolina laws evince that lawmakers were sensitive to the potential mayhem gun-wielding may cause in crowded locations, but do not provide clarity into how far they understood they could legislate to mitigate those concerns. See Antonyuk, 120 F.4th at 969 (“Legislatures past and present have not generally legislated to their constitutional limits.”). As we explained supra, where, as here, the Founding-era history is inconclusive, we may consider later history. And, as explained above, there is a host of relevantly similar Reconstruction-era statutes, affirmed by state supreme court decisions during that time period, that more than adequately establish the robustness of the historical tradition.
7 In addition to the laws cited in Antonyuk, the government has also identified a similar
28 historical tradition of prohibiting firearms in quintessentially crowded places is
similarly “a straightforward inquiry.” Antonyuk, 120 F.th at 1024.
There is perhaps no public place more quintessentially crowded than Times
Square. Extending approximately from 40th to 53rd Street, and from Sixth to
Ninth Avenue in Manhattan, see N.Y.C. Admin. Code § 10-315, this block at the
heart of Manhattan, known as the “Crossroads of the World,” teems with “rivers
of neon and seas of tourists.” Clyde Haberman, The Crossroads, N.Y. Times,
https://archive.nytimes.com/www.nytimes.com/specials/times-square/
ts-index.html (last visited Aug. 14, 2025). The Nasdaq Exchange and Broadway
theaters, as well as hundreds of restaurants and stores are among those that call it
home. See Times Square Alliance Amicus Br. at 4–5. Over 300,000 people visit
Times Square every day. Id. at 5. Moreover, Times Square serves as a civic
law from Montana, 1903 Mont. Laws 49 (prohibiting firearms in any “other place where persons are assembled for amusement or for education or scientific purposes, or into any circus, show, or public exhibition of any kind, or into a ball room, social party, or social gathering”), as well as two laws from Georgia and Idaho that banned firearms at any “public gathering” without qualification, 1870 Ga. Laws 421 (prohibiting carrying “any dirk, bowie-knife, pistol or revolver, or any kind of deadly weapon, to any court of justice, or any election ground or precinct, or any place of public worship, or any other public gathering in this State, except militia muster-grounds”); 1889 Idaho Gen. Laws 23 (prohibiting carrying “any dirk, dirk-knife, sword, sword-cane, pistol, gun or other deadly weapons . . . in any public assembly”).
29 commons where thousands gather to exercise their fundamental democratic and
First Amendment rights—to speak, demonstrate, and protest. Id. at 10. In short,
Times Square is our modern-day, electrified, supersized equivalent of fairs,
markets, and town squares of old. We therefore “need not stretch the analogy far,”
Antonyuk, 120 F.4th at 1038, to conclude that Section 265.01-e(2)(t) is entirely
consistent with our historical tradition of regulating firearms in quintessentially
crowded places in both the “how” and “why.”
For similar reasons, we have no trouble holding that Section 265.01-e(2)(n),
as it applies to the Subway and Metro-North, is consistent with that tradition. “By
any measure, the New York City subway system is America’s largest and busiest.”
MacWade v. Kelly, 460 F.3d 260, 264 (2d Cir. 2006). It is “the place where millions
of diverse New Yorkers and visitors stand elbow to elbow as they traverse the
metropolis.” Id.; see MTA Daily Ridership and Traffic: Beginning 2020,
https://data.ny.gov/Transportation/MTA-Daily-Ridership-and-Traffic-Beginning-
2020/sayj-mze2/about_data (last updated August 18, 2025) (showing daily
ridership consistently far in excess of 3 million in summer 2025). 8 Similarly, there
8 We take judicial notice of these statistics publicized on the State’s website. See Vill.
30 is no dispute that Metro-North trains are often packed with passengers, especially
during peak commuting hours. See MTA Daily Ridership and Traffic: Beginning
2020, https://data.ny.gov/Transportation/MTA-Daily-Ridership-and-Traffic-
Beginning-2020/sayj-mze2/about_data (last updated August 18, 2025) (showing
weekday ridership on the Metro-North consistently above 200,000 in summer
2025). What’s more, once the familiar command—“stand clear of the closing
doors”—sounds and the car doors slam shut, riders are sealed within the slender
metal tube until, absent misadventure, they emerge at the next station stop.
Firearm prohibitions in subway and train systems are therefore especially akin to
those historical laws that specifically singled out enclosed crowded spaces, such as
ballrooms, as places where prohibiting firearm carriage was appropriate. See 1870
Tex. Gen. Laws 63 (enumerating ballrooms in list of places of public assembly
where arms are prohibited); 1889 Ariz. Sess. Laws 17 (same); 1890 Okla. Sess. Laws
495 (same); 1903 Mont. Laws 355 (same); 1864–65 N.M. Laws 406 (prohibiting
Green at Sayville, LLC v. Town of Islip, 43 F.4th 287, 299 n.7 (2d Cir. 2022) (“A court may take routine judicial notice of documents retrieved from official government websites.” (alteration adopted) (internal quotation marks and citation omitted)); accord Cangemi v. United States, 13 F.4th 115, 124 n.4 (2d Cir. 2021) (taking judicial notice of statistics on government website).
31 firearms in “balls or fandangos”); New Orleans, L.a., An Ordinance Respecting
Public Balls, art. 1 (Oct. 27, 1817), reprinted in General Digest of the Ordinances and
Resolutions of the Corporation of New Orleans 371, 371 (1831) (prohibiting
weapons in ball rooms).
Plaintiffs’ focus on a “lack of a distinctly similar historical regulation”
directly addressing firearm carriage on public transportation is misplaced.
Appellant’s Reply Br. at 17. There were no mass transit systems at the time of the
Founding, so the lack of historical laws that specifically regulated transit systems
was a natural consequence. Notably, the first railroad in America was not built
until 1827, and the “golden age” of railroads began around the Reconstruction era.
Association of American Railroads, Chronology of America’s Freight Railroads,
https://www.aar.org/chronology-of-americas-freight-railroads/#! (last visited
Aug. 19, 2025); see also Joshua Hochman, Note, The Second Amendment on Board:
Public and Private Historical Traditions of Firearm Regulation, 133 Yale L.J. 1676, 1685
(2024). Those railroad networks were largely operated by private corporations
throughout the 19th century, and it was not until the 20th century that government
32 entities began operating their own rail and subway systems. 9 See Hochman, 133
Yale L.J. at 1686, 1708. Thus, the lack of historical government gun regulations
specifically targeting public transport systems is attributable to this “dramatic
technological change[] [that] may require a more nuanced approach” under
Bruen’s analogical method, 597 U.S. at 27, and therefore has little bearing on the
constitutionality of our modern-day regulations. See Schoenthal v. Raoul, -- F.4th--
, 2025 WL 2504854, at *1 (7th Cir. Sept. 2, 2025) (concluding that “our nation’s
historical regulatory traditions” do not foreclose a state from “temporarily
disarm[ing] its citizens as they travel in crowded and confined metal tubes unlike
anything the Founders envisioned”); cf. Antonyuk, 120 F.4th at 1022 (relying on
urban public park regulations from 1861 to 1897 because “the rise of public parks
as municipal institutions” only began occurring “over the latter half of the 19th
century”).
9 These private corporations generally prohibited passengers from carrying guns on their persons. See, e.g., Rules and Regulations for Running the Trains on the North Pennsylvania Railroad 13 (Philadelphia, 1875). The district court relied in part on these regulations to conclude that Section 265.01-e(2)(n) was likely constitutional. See Frey, 661 F. Supp. 3d at 205. Because we find that Section 265.01-e(2)(n) is sufficiently similar to the historical tradition of prohibiting firearms in quintessentially crowded enclosed places, we need not decide whether the district court properly relied on these private yet quasi-public railroad company regulations.
33 In sum, we conclude that Plaintiffs are unlikely to succeed on their Second
Amendment challenges to the CCIA’s prohibition on firearm carriage in Times
Square, the Subway, or the Metro-North rail system. We therefore affirm the
district court’s denial of the preliminary injunction with respect to these
provisions.
III. Open Carry Ban
We turn next to Plaintiffs’ challenge to New York’s open carry ban, N.Y.
Penal Law § 400.00(15). 10 Section 400.00(15) makes “[a]ny violation by any person
of any provision of [Section 400.00] a class A misdemeanor.” Because Section
400.00(2) only grants licenses for concealed public carry, a license holder that
carries openly in public would violate the terms of that license and may thereby
be subject to prosecution under Section 400.00(15).
We conclude that, although the district court erred in determining that
10 Plaintiffs alleged that Sections 400.00(15), 265.01, 265.01-b, and 265.03(3), and N.Y.C. Admin. Code § 10-315 together effectively ban the open carry of firearms in New York. The district court found that Plaintiffs lacked standing to seek an injunction against the enforcement of Sections 265.01, 265.01-b, and 265.03(3) because Plaintiffs are valid state concealed carry license holders and therefore cannot face criminal liability under those statutes. Frey, 661 F. Supp. 3d at 190. In addition, the district court concluded that Plaintiffs conceded they had no basis to challenge N.Y.C. admin. Code § 10-315. Id. at 195–96. Plaintiffs do not challenge those determinations on appeal. Therefore, only Section 400.00(15) is at issue.
34 Plaintiffs lacked standing to challenge the open carry ban, the denial of the
preliminary injunction was proper because Plaintiffs cannot show the requisite
likelihood of success on the merits.
A. Standing
To establish standing, “a plaintiff must show [(1)] that he suffered an injury
in fact that is concrete, particularized, and actual or imminent; [(2)] that the injury
was likely caused by the defendant; and [(3)] that the injury would likely be
redressed by judicial relief.” TransUnion LLC v. Ramirez, 594 U.S. 413, 423 (2021).
An alleged future injury is sufficiently actual or imminent if it is “certainly
impending” or there is “substantial risk” of harm. Clapper v. Amnesty Int’l USA,
568 U.S. 398, 409, 414 n.5 (2013) (original emphasis, internal quotation marks and
citation omitted). Thus, a plaintiff bringing a pre-enforcement constitutional
challenge must demonstrate “(1) an intention to engage in a course of conduct
arguably affected with a constitutional interest; (2) that the intended conduct is
proscribed by the challenged law; and (3) that there exists a credible threat of
prosecution thereunder.” Vitagliano v. Cnty. of Westchester, 71 F.4th 130, 136 (2d
Cir. 2023) (internal quotation marks and citation omitted). Here, it is undisputed
that the second and third requirements are met: Section 400.00(15) penalizes open
35 carry, and Plaintiffs face a credible threat of prosecution for open carrying.
The district court determined that Plaintiffs failed to establish standing
principally because their statements of their intentions to carry openly were not
accompanied by “any description of concrete plans, or indeed even any
specification of when” they intended to carry openly and, therefore, did not
support a finding of an imminent injury. Frey, 661 F. Supp. 3d at 195.
However, as we observed in Antonyuk, the Supreme Court has not required
plaintiffs bringing pre-enforcement constitutional challenges to aver an intention
to violate the law with such particularity. The Supreme Court has recognized, for
example, “that plaintiffs who intend to comply with the law solely to avoid
prosecution (i.e., who have been deterred) have standing to bring a pre-
enforcement challenge.” Antonyuk, 120 F.4th at 1015 (citing Holder v. Humanitarian
L. Project, 561 U.S. 1, 15–16 (2010); Steffel v. Thompson, 415 U.S. 452, 456 (1974)).
Here, Frey has averred that “[t]he only reason [he] do[es] not exercise the
right to open carry in New York City is the fear of arrest, jail and the other criminal
and civil penalties that will follow.” App’x at 21. Sappe has likewise alleged that
he intends to carry his handgun concealed daily for self-defense, that he plans to
carry his gun openly on days he is not carrying concealed, and he fears “arrest and
36 incarceration” for carrying in the City. Id. at 28. In other words, they “intend to
comply with the law solely to avoid prosecution,” which is all that they need to
aver under Antonyuk and the Supreme Court’s precedents. Antonyuk, 120 F.4th at
1015; see, e.g., Holder, 561 U.S. at 15–16 (finding plaintiffs had standing where they
would engage in the proscribed conduct again “if the statute’s allegedly
unconstitutional bar were lifted”).
The City contends that, even if Plaintiffs demonstrated that they suffered an
injury in fact, we cannot redress that injury. We disagree. The City first argues
that even if we enjoin enforcement of Section 400.00(15), which would preclude
arresting and prosecuting Plaintiffs for open carry, Section 400.00(2)(f) may still
serve as a separate basis for the government to revoke Plaintiffs’ licenses.
However, redressability only requires that we can “redress at least some” of the
alleged injury. Diamond Alt. Energy, LLC v. E.P.A., 145 S. Ct. 2121, 2135 (2025)
(finding standing where invalidating regulations “would likely redress at least
some of the [plaintiffs’] monetary injuries” (emphasis added)); see also Mass. v.
E.P.A., 549 U.S. 497, 526 (2007) (finding standing where the plaintiff’s alleged
injury “would be reduced to some extent if petitioners received the relief they seek”
(emphasis added)); Elias Bochner, 287 7th Ave. Realty LLC v. City of New York, 118
37 F.4th 505, 521 (2d Cir. 2024) (“[T]he law of standing does not require that the relief
sought by a plaintiff completely redress the asserted injury.”). Enjoining Section
400.00(15) would at least redress Frey’s fear of “arrest, jail and the other criminal
[] penalties” and Sappe’s fear of “arrest and incarceration” that reasonably deter
them from each exercising their alleged constitutional right. App’x at 21, 28. The
City’s additional argument that Frey would nevertheless be unable to carry openly
in the City because he does not possess the requisite special permit to carry a
firearm in the City at all is unpersuasive for the same reason. Enjoining Section
400.00(15) would at the very least allow Frey to carry openly outside of the City,
which he averred he intended to do. See App’x at 20–21 (listing locations outside
of the City and averring that he “intend[ed] to start carrying [his] handgun open
and holstered at the above locations”). Plaintiffs therefore “satisf[y] the
redressability requirement [because they] show[] that a favorable decision will
relieve a discrete injury to [themselves]. [They] need not show that a favorable
decision will relieve every injury.” Larson, 456 U.S. at 243 n.15.
Accordingly, the district court erred in concluding that Plaintiffs lacked
standing to challenge the open carry ban.
38 B. Merits
Although Plaintiffs have satisfactorily demonstrated standing, they have
not shown a likelihood of success on the merits on their claim that the Second
Amendment guarantees them uninhibited choice in their mode of public carry. 11
Bruen alone seriously undermines Plaintiffs’ probability of success. As
Bruen acknowledged, “[t]hroughout modern Anglo-American history, the right to
keep and bear arms in public has traditionally been subject to well-defined
restrictions governing . . . the manner of carry.” 597 U.S. at 38. The historical
evidence demonstrated that “States could lawfully eliminate one kind of public
carry—[open carry or] conceal carry—so long as they left open” the other option.
Id. at 59. That post-enactment tradition included, inter alia, laws from ten states or
territories between 1813 and 1859 that prohibited concealed carry of pistols. Id. at
53 n.16 (citing 1813 Ky. Acts § 1, p. 100; 1813 La. Acts p. 172; 1820 Ind. Acts p. 39;
1838 Ark. Rev. Stat. § 13, p. 280; 1838 Va. Acts ch. 101, § 1, p. 76; 1839 Ala. Acts no.
77, § 1; 1837 Ga. Acts §§ 1, 4, p. 90; 1859 Ohio Laws § 1, p. 56; 1821 Tenn. Acts ch.
13, § 1, p. 15; 1835 Terr. of Fla. Laws p. 423). Furthermore, as Heller pointed out,
11 We assume, without deciding, that Plaintiffs have satisfied Bruen’s step-one textual requirements.
39 “the majority of the 19th-century courts to consider the question held that
prohibitions on carrying concealed weapons were lawful under the Second
Amendment or state analogues.” 554 U.S. at 626 (collecting cases). For example,
in State v. Jumel, the Louisiana Supreme Court held that a statute criminalizing
concealed carry “d[id] not infringe the right of the people to keep or bear arms. It
is a measure of police, prohibiting only a particular mode of bearing arms which
is found dangerous to the peace of society.” 13 La. Ann. 399, 399–400 (1858)
(emphasis omitted). Those laws and court decisions together evince a strong
historical tradition of regulating, and often criminalizing, one manner of public
carry, so long as the government does not “altogether prohibit public carry.” 12
Bruen, 597 U.S. at 54.
12 That these laws and court cases come after the Founding era does not weaken the established tradition. As we explained supra, Antonyuk and Supreme Court precedents support reliance on 19th-century history in the face of uncertain or silent Founding-era history. Indeed, Bruen itself relied exclusively on these 19th-century sources to conclude there was a “consensus view that States could not altogether prohibit the public carry of ‘arms’ protected by the Second Amendment or state analogues.” 597 U.S. at 55.
40 To be sure, New York law is the converse of many of these historical laws:
it eliminates open carry while permitting concealed carry. 13 However, the
historical analogues need only be “relevantly similar,” not a “historical twin,” for
the challenged regulation to pass constitutional muster. Id. at 29–30 (internal
quotation marks and citation omitted). New York’s open carry ban burdens the
right to carry to a “similar” degree as these historical laws, id.—it “eliminate[s] one
kind of public carry” but leaves “open” another option of carry that does not
hinder the capacity for self-protection, id. at 59. It does so for the same reasons as
those historical analogues—namely, to regulate “a particular mode of bearing
arms” that the legislature deems “dangerous to the peace of society.” Jumel, 13 La.
Ann. at 400 (emphasis omitted); see also State v. Chandler, 5 La. Ann. 489, 490 (1850)
(holding that a law banning concealed carry was “absolutely necessary to
counteract a vicious state of society . . . and to prevent bloodshed and
assassinations committed upon unsuspecting persons”); State v. Reid, 1 Ala. 612,
13 We note that there may also have been restrictions on open carry that proliferated during the Reconstruction era and beyond. See Baird v. Bonta, 709 F. Supp. 3d 1091, 1136 (E.D. Cal. 2023) (“From 1860 to 1900, 24 states enacted anti-open carry laws, and 9 states did so in the early 1900s (a few states enacted laws in both centuries),” and “[s]tate courts generally upheld these laws.” (internal quotation marks and citation omitted)). The government did not rely on these laws at this preliminary injunction stage, and we therefore do not consider them in our likelihood of success determination.
41 617 (1840) (holding that “a law which is intended merely to promote personal
security, and to put down lawless aggression and violence, and to that end inhibits
the wearing of certain weapons, in such a manner as is calculated to exert an
unhappy influence upon the moral feelings of the wearer, by making him less
regardful of the personal security of others, does not come in collision with the
constitution”). New York’s determination that open carry is the more dangerous
mode of public carry today is well within its legislative prerogative to address
“issues we face today [that] are different than those faced in medieval England,
the Founding Era, the Antebellum Era, and Reconstruction.” Antonyuk, 120 F.4th
at 970; see State Br. at 32 (explaining that New York prohibits open carry “largely
to prevent disruption of the peace and fear among citizens, particularly in
crowded modern urban settings”).
In sum, we conclude that Plaintiffs are unlikely to successfully challenge the
constitutionality of the State’s open carry ban, and we therefore affirm the district
court’s denial of the preliminary injunction as to the open carry ban.
IV. New York City Special Permit Requirement
Finally, we address Plaintiffs’ challenge to the City’s special permit
requirement. As noted above, Section 400.00(6) states that “[a] license to carry or
42 possess a pistol or revolver . . . not otherwise limited as to place or time of
possession, shall be effective throughout the state, except that the same shall not
be valid within the city of New York unless a special permit granting validity is
issued by the police commissioner of that city.” N.Y. Penal Law § 400.00(6).
As a threshold matter, on a preliminary injunction motion, the plaintiff
bears the burden of “mak[ing] at least some showing to overcome t[he]
presumptive constitutionality” of a shall-issue licensing regime. Giambalvo v.
Suffolk Cnty., -- F.4th--, 2025 WL 2627368, at *9 (2d Cir. Sept. 12, 2025) (emphasis in
original). In Bruen, the Supreme Court clarified that “nothing in our analysis
should be interpreted to suggest the unconstitutionality of the 43 States’ ‘shall-
issue’ licensing regimes.” 597 U.S. at 38 n.9. Those regimes are constitutionally
sound because they “are designed to ensure only that those bearing arms in the
jurisdiction are, in fact, law-abiding, responsible citizens.” Id. (internal quotation
marks and citation omitted); see also id. at 79–80 (Kavanaugh, J., concurring)
(“[T]he Court’s decision does not prohibit States from imposing licensing
requirements for carrying a handgun for self-defense.”). We have interpreted
those statements, along with the Court’s reassurances in Heller and McDonald that
there exists certain “presumptively lawful regulatory measures,” Heller, 554 U.S.
43 at 627 n.26; see McDonald, 561 U.S. at 786, to mean that shall-issue licensing regimes
are “presumptively constitutional,” Giambalvo, 2025 WL 2627368, at *9; see also
Maryland Shall Issue, Inc. v. Moore, 116 F.4th 211, 222 (4th Cir. 2024) (en banc)
(“[N]on-discretionary ‘shall-issue’ licensing laws are presumptively
constitutional.”), cert. denied, 145 S. Ct. 1049 (2025). Therefore, as part of his burden
of establishing “a clear or substantial likelihood of success on the merits,” Leavitt,
524 F.3d at 414 (internal quotation marks and citations omitted), a plaintiff must
initially surmount this presumption by articulating what particular aspects of the
challenged licensing regime are unconstitutional and why, see Giambalvo, 2025 WL
2627368, at *9; see, e.g., Bruen, 597 U.S. at 38 n.9 (suggesting the possibility of
constitutional challenges to shall-issue licensing regimes where the plaintiff can
allege that the scheme is being “put toward abusive ends,” or involves, for
example, “lengthy wait times in processing license applications” or “exorbitant
fees” that effectively “deny ordinary citizens their right to public carry”); Rahimi,
602 U.S. at 692 (“Why and how the regulation burdens the right are central to this
inquiry.”).
Here, Plaintiffs do not challenge any particular portion of the City’s special
permit requirement. Indeed, Plaintiffs fail to allege, for instance, that the permit
44 is not granted on a shall-issue basis once an applicant satisfies the necessary
requirements, that the process is administered inappropriately, or that the process
is too lengthy or costly. 14 The only potential constitutional harm Plaintiffs suggest
they have suffered is that, having already been issued a license to carry in other
parts of the State, they must now endure another application process to carry
within the City limits. 15 We are not persuaded that such a theory can overcome
the presumption of constitutionality. Where, as here, a lawsuit asserts a facial
constitutional challenge, the plaintiff must “establish that no set of circumstances
exists under which the Act would be valid.” Rahimi, 602 U.S. at 693 (quoting United
States v. Salerno, 481 U.S. 739, 745 (1987)); see N.Y. State Rifle & Pistol Ass'n, Inc. v.
Cuomo, 804 F.3d 242, 265 (2d Cir. 2015) (When a plaintiff pursues a “pre-
14 Sappe avers that at some unspecified point in time, he applied for, and was denied, a special permit to carry in New York City. He does not provide the reason for the denial nor does he challenge the denial on appeal.
15 To the extent Plaintiffs separately argue that the City’s special permit requirement is unconstitutional merely because it is administered at the municipal, rather than state, level, they have failed to persuasively explain how that distinction has any bearing on the constitutional analysis. As we observed in Antonyuk, “many licensing schemes originated in the cities of the post-Civil War period” as the result of “changes in American society in the nineteenth century, including urbanization and concomitant shifts in norms of governance.” 120 F.4th at 992; see Frey, 661 F. Supp. 3d at 197 (collecting numerous city licensing ordinances from the 19th century). Plaintiffs offer no principled reason for us to question the presumptive constitutionality of municipal-level licensing regimes.
45 enforcement appeal before they have been charged with any violation of law, it
constitutes a facial, rather than as-applied challenge.” (internal quotation marks
omitted)). Plaintiffs have not articulated any burden the additional City permit
requirement creates that is not de minimis. Cf. Heller v. District of Columbia., 801
F.3d 264, 274 (D.C. Cir. 2015) (“Because the burden of the basic registration
requirement as applied to long guns is de minimis, it does not implicate the
[S]econd [A]mendment right.”). We therefore cannot rule out that, at least “in
some of its applications,” Rahimi, 602 U.S. at 693, the additional City permit
requirement merely imposes a brief delay on an individual’s ability to carry
concealed firearms within the City. That does not amount to constitutional harm.
See Giambalvo, 2025 WL 2627368, at *12 (“[A] short delay does not violate an
individual’s Second Amendment rights”); see also Maryland Shall Issue, 116 F.4th at
227 (rejecting an argument that “any temporary delay” constitutes an
infringement of Second Amendment rights).
In any case, even assuming arguendo that Plaintiffs’ theory of harm is
sufficient to rebut the presumption of constitutionality and satisfy the step-one
plain-text requirements, we have a strong historical tradition of allowing localities
to implement their own, often stricter, regulatory measures within their
46 jurisdictions. “[P]erhaps no characteristic of gun control in the United States is as
‘longstanding’ as the stricter regulation of guns in cities than in rural areas.”
Joseph Blocher, Firearm Localism, 123 Yale L.J. 82, 85 (2013). For example,
beginning in the Antebellum era, states and territories gave newly incorporated
towns the power to regulate the carriage of guns or gunpowder within those
towns. See, e.g., 1825 Tenn. Priv. Acts 306–07 (incorporating towns of Winchester
and Reynoldsburgh and empowering them to “restrain and punish . . . shooting
and carrying guns, and enact penalties and enforce the same”); 1836 Conn. Pub.
Acts 104–05 (“[T]he court of common council . . . shall have power . . . to make by-
laws . . . relative to prohibiting and regulating the bringing in, and conveying out,
or storing of gun-powder in said cities . . . .”); 1838 Fla. Laws 70 (“Be it further
enacted, That the common council of said city shall have power and authority to
prevent and remove nuisances . . . to provide safe storage of gun-powder . . . .”);
see also Blocher, 123 Yale L.J. at 116 & n.177. From the Reconstruction era onward,
many states and territories have more precisely delineated the gun laws applicable
in towns and cities. Some, like New York, gave municipalities the specific power
to issue their own gun permits. See, e.g., 1891 N.Y. Laws 127, 176 (giving the city
of Buffalo the power to “issue to any person a permit in writing to carry a pistol
47 or pistols in the city”); Ordinances of the Mayor, Aldermen and Commonalty of
the City of New York (1881) (requiring residents and non-residents to receive a
permit from the superintendent of the police to carry a pistol); Ordinance to
Regulate the Carrying of Pistols in Brooklyn (1880) (similar); see also 1880 City of
Kansas Ordinances 264 (“No person shall, in this city, wear under his clothes or
concealed about his person, any pistol or revolver, except by special permission
from the Mayor”); 1896 City of Milwaukee Gen. Ordinances 692–93 (requiring a
written permit from the city’s chief of police in order to carry concealed weapons
within the city). Others “flatly prohibited the carrying of nearly any weapon
within towns, cities, villages, and settlements.” Blocher, 123 Yale L.J. at 117 &
n.195; see 1853 N.M. Laws 67 (“That each and every person is prohibited from
carrying short arms . . . about their persons concealed, within the settlements.”);
1871 Tex. Gen. Laws 25 (forbidding, with some exceptions, any person but a law
officer from carrying a “pistol” in a city “unless he has reasonable grounds for
fearing an unlawful attack on his person, and that such ground of attack shall be
immediate and pressing”); 1876 Wyo. Sess. Laws 352 (prohibiting residents and
non-residents from bearing “concealed or openly, any fire arm or other deadly
weapon, within the limits of any city, town or village”); 1881 Kansas Sess. Laws 92
48 (“The [city] council shall prohibit and punish the carrying of firearms . . .
concealed or otherwise.”); 1888 Idaho Sess. Laws 23 (“[I]t is unlawful for any
person, except [certain officers], to carry, exhibit, or flourish any . . . pistol, gun or
other deadly weapons, within the limits or confines of any city, town or village or
in any public assembly of Idaho Territory.”); 1901 Ariz. Sess. Laws 1251–52 (“If
any person within any settlement, town, village or city within this territory shall
carry on or about his person, saddle, or in saddlebags, any pistol . . . he shall be
punished by a fine . . . and, in addition thereto, shall forfeit to the county in which
he is convicted the weapon or weapons so carried.”). These laws establish that
“city people have long had a different relationship with guns than their rural
neighbors, a relationship generally marked by greater concern about interpersonal
violence.” Antonyuk, 120 F.4th at 992 (citing Blocher, 123 Yale L. J. at 112–21). In
addition, they demonstrate a history of addressing this uniquely urban concern in
an equivalent or even more stringent manner than the City’s special permit
requirement today.
Plaintiffs’ principal quarrel is not over whether these laws are sufficiently
analogous to the City’s special permit requirement. Again, it is with the fact that
the government “proffer[s] only ‘late-nineteenth-century’ regulations to justify
49 § 400.00(6)’s restriction.” Reply Br. at 15. However, as discussed supra, Supreme
Court precedents and this Court’s opinion in Antonyuk confirm that we can use
19th century evidence to discern our American tradition—at least where it does
not conflict with Founding-era evidence. Plaintiffs have pointed to no such
conflicting evidence, and we are aware of none.
Accordingly, we affirm the district court’s denial of the preliminary
injunction with respect to the City’s special permit requirement.
CONCLUSION
For the foregoing reasons, we AFFIRM the order of the district court and
REMAND for further proceedings consistent with this opinion. 16
16 Just as in Antonyuk, we emphasize that our affirmance here of the denial of the preliminary injunction motion “does not determine the ultimate constitutionality of the challenged [] provisions, which await further briefing, discovery, and historical analysis, both in this case as it proceeds and perhaps in other cases.” 120 F.4th at 1048 n.126.
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