French v. Foley

11 F. 801, 1882 U.S. Dist. LEXIS 86
CourtDistrict Court, S.D. New York
DecidedApril 4, 1882
StatusPublished
Cited by4 cases

This text of 11 F. 801 (French v. Foley) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
French v. Foley, 11 F. 801, 1882 U.S. Dist. LEXIS 86 (S.D.N.Y. 1882).

Opinion

Brown, D. J.

This action was brought to recover the sum of $4,500, penalties, under section 4901 of the Revised Statutes, for affixing on 45 stylographic pens the stamp, “Pat. Mar. 21, ’76, Aug. 12, ’79,” without the consent of the patentees of the patents of those dates. The plaintiff avers that the Mackinnon Pen Company was the owner of the first of said patents, and was the exclusive licensee of the second, which had been issued to Charles H. Downes.

The answer denies that tho defendant affixed such marks to the pens as alleged, or caused them to be manufactured with intent to imitate or counterfeit any mark or device of the patentee’s patents.

On a trial before a jury the two patents were introduced in evidence; the earlier one known as the Mackinnon patent, and the later one known as the Downes patent. The pens in question were all manufactured by Clarke, a manufacturer employed by the Mackinnon Pen Company to manufacture in their behalf. Downes had executed to the Mackinnon company the exclusive right to sell his pen, and had authorized Clarke to manufacture them, for which he was paid a dollar a dozen. Clarke had manufactured more than the Mackinnon company were willing to receive and pay for, and all the pens so manufactured had been stamped by him, by the authority of both patentees, upon a narrow band near the top of the pen, with [803]*803the words “ Pat. Mar. 21, ’76, Aug. 12, ’79,” in type so fine as not to be distinguishable by ordinary eye-sight, without the aid of a magnifying glass. Clarke thereupon entered into negotiations with the defendant, Foley, for the sale to him of some of these pens, which Foley purchased, with this mark of both patents already stamped upon them, and he subsequently ordered a further supply. The defendant testified that he never ordered this stamp to be put upon any of the pens, and cared nothing about it; and Clarke, the manufacturer, also testified that the defendant never requested the stamp to be placed upon them; that many of the pens were thus stamped before the sale to Foley, and ho was uncertain whether all the pens which he sold to Foley which had this stamp upon them were not also thus stamped before the negotiations for the sale of any pens were made.

The second subdivision of section 4901, upon which the plaintiff relied, imposes a penalty of $100 for each offence upon every person “who, in any manner, marks upon or affixes to any such patented article the word ‘patent’ or ‘patentee,’ or the word ‘letters-patent,’ or any word of like import, with intent to imitate or counterfeit the mark or device of the patentee, without having the license or consent of such patentee, or his assigns or legal representatives.” The offence for which the penalty is here imposed, consists in affixing upon “any such patented article the words ‘patent,’” etc., “with intent to imitate or counterfeit the mark or device of the patentee.” This necessarily means the mark of the patentee of the article patented. The court accordingly ruled throughout the trial that to entitle plaintiff to recover it must appear that the offending pen was made upon either the Mackinnon or the Downes patent, or upon both of them, and that Foley caused or procured the stamp in question to be affixed thereon without the consent of the patentees of those patents.

Downes testified to his assent to the stamp so far as respected his patent. It became important, therefore, to ascertain whether the offending pen involved any part of the claim covered by the prior Mackinnon patent. This was denied by the defendant, but asserted by the plaintiff. The court permitted the defendant to introduce testimony tending to show that this pen did not involve the,Mackinnon patent, but that it was made upon the Downes patent exclusively; and, with the view of determining this question, the testimony of various witnesses was given, and the claims set forth in each patent were submitted and [804]*804argued to the jury. The plaintiff excepted to the admission of this testimony, and moved for a new trial upon this and other grounds.

In support of this exception the plaintiff contends that the words “such patented article,” in the second subdivision of section 4901, above quoted, mean an article of the general description with that patented, and that the article upon which a patentee’s mark is affixed without his license, in order to subject a person to the statutory penalty, need not be an article within or covered by such patentee’s patent, but only some article similar to it in appearance or resembling it. I cannot thus read this subdivision; and I think its language is incapable, by any fair construction, of such an extension of meaning. The words “with intent to imitate or counterfeit the mark or device of the patentee” can only refer to the patentee of the article patented by such patentee. Hence it follows that if, upon a patented article, a stamp is put, not of the patentee of that article, but of some other patentee, who never patented the article so stamped, and never claimed it as his, such a case is not within this subdivision. It is a case omitted, so far as these penalties are concerned; and the remedy of the person whose name or mark is thus improperly used is confined to such as exists independent of this section.

The plaintiff contends that this subdivision should be read as though after the words “the patentee” there were inserted the words “of the same or any other similar article;” and as thus amended this subdivision would impose a penalty upon any one who “affixes to any such patented article the word ‘patent, ’ etc., with intent to imitate or counterfeit the mark or device of the patentee” of the same or any other similar article. This would be a very manifest enlargement of the ordinary and plain meaning and interpretation of this subdivision, and would violate, in my judgement,’ the rule which has been invariably applied to the construction of penal statutes.

This statute is a highly penal one. In this ease, the sum of $4,500 is claimed for affixing the stamp in question upon articles whose retail price is less than $100.

In U. S. v. Wiltberger, 5 Wheat. 76, it is said by Marshall, C. J., (page 95,) that—

“ The rule that penal laws are to be construed strictly, is perhaps not much less old than construction itself: It is founded on the tenderness of the law for the rights of individuals, and on the plain principle that the power of punish ■ ment is vested in this legislative, not in the judicial, department. * * * [805]*805The maxim is not to be so applied as to narrow the words of the statute to the exclusion of cases which those words in their ordinary acceptation, or in that sense in which the legislature has obviously used them, would comprehend. The intention of the legislature is tobe collected from the words they employ. Where there is no ambiguity in the words, there is no room for construction.”

In U. S. v. Morris, 14 Pet. 464, Taney, C. J., says, p. 475:

“In expounding a penal statute the court certainly will not extend it beyond the plain meaning of its words; for it has been long and well settled that such statutes must be construed strictly. Yet the evident intention of the legislature oueht not to be defeated by a forced and overstrict construction.”

In U. S. v. Hartwell, 6 Wall. 385, Swayne, J., in commenting on this rule, says, (p. 396 :) •

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Bluebook (online)
11 F. 801, 1882 U.S. Dist. LEXIS 86, Counsel Stack Legal Research, https://law.counselstack.com/opinion/french-v-foley-nysd-1882.