Frantz v. Secretary of Health and Human Services

United States Court of Federal Claims·Decided December 20, 2019·No. 13-158·Published

Opinion

In the United States Court of Federal Claims No. 13-158 (Filed Under Seal: November 13, 2019) Reissued: December 20, 20191

) SIERRA FRANTZ, ) ) Petitioner, ) ) Vaccine Case; Motion for Review; v. ) Attorneys’ Fees; National Vaccine Injury ) Compensation Program, 42 U.S.C. §§ SECRETARY OF HEALTH AND ) 300aa-10–34 (2018); Reasonable Basis HUMAN SERVICES, ) ) Respondent. ) )

Ronald C. Homer & Christina Ciampolillo, Conway Homer, P.C., Boston, MA, for petitioner.

Daniel Principato & Debra A. Filteau Begley, Vaccine/Torts Branch, Civil Division, United States Department of Justice, Washington, DC, for respondent.

OPINION AND ORDER

SMITH, Senior Judge

Petitioner, Sierra Frantz, seeks review of a partial award of attorneys’ fees and costs issued by Special Master Christian J. Moran. Petitioner brought this action pursuant to the National Vaccine Injury Compensation Program, 42 U.S.C. §§ 300aa-10–34 (2018) (hereinafter “Vaccine Act”), alleging that petitioner’s multiple sclerosis (hereinafter “MS”) was caused by the scheduled tetanus-diphtheria-acellular pertussis (hereinafter “Tdap”) and hepatitis A (hereinafter “hep A”) vaccinations she received on August 6, 2010. The Special Master denied compensation, finding that petitioner failed to establish that her condition did not pre-date the vaccination, especially given the poor analysis performed by petitioner’s expert. Frantz v. Sec’y of Health & Human Servs., 2017 WL 4899415 (Fed. Cl. Spec. Mstr. Oct. 3, 2017) (Frantz I). Petitioner subsequently sought attorneys’ fees and costs pursuant to the Vaccine Act and was awarded partial fees and costs. Frantz v. Sec’y of Health & Human Servs., 2019 WL 3713942

1 An unredacted version of this opinion was issued under seal on November 13, 2019. The parties were given an opportunity to propose redactions, but no such proposals were made. (Fed. Cl. Spec. Mstr. Jun. 24, 2019) (Frantz II). This case is now before the Court on petitioner’s Motion for Review of that decision. For the reasons that follow, the Court denies petitioner’s Motion.

I. Factual Background and Procedural History

A brief recitation of the facts provides necessary context.2

Ms. Frantz, a healthy and active twelve-year-old, received her scheduled Tdap3 and hep A4 vaccinations on August 6, 2010. Frantz II at *2. The next day, Ms. Frantz reported feeling off-balance, dizzy, and sluggish. On August 9, 2010, Ms. Frantz’s mother called the doctor to report her symptoms, and later went with petitioner to the emergency room. Id. After her neurological symptoms worsened, Ms. Frantz received her first magnetic resonance imaging test5 (“MRI”) on August 12, 2010, which revealed one enhancing lesion6 on her brain stem as well as two non-enhancing lesions on her upper medulla7 and left periventricular8 region. Id. Following further MRIs, petitioner was diagnosed with MS.9 Id.

2 As the basic facts in this case have not changed significantly, the Court’s recitation of the background facts herein draws from the Special Master’s decision in Frantz II. 3 The Tdap vaccination “is administered intramuscularly to adolescents and adults, for simultaneous immunization against diphtheria, tetanus, and pertussis.” Dorland’s Illustrated Medical Dictionary 2017 (32nd ed. 2012) (hereinafter “Dorland’s”). 4 The hep A vaccination is “administered intramuscularly as an immunizing agent for pre- exposure prophylaxis in susceptible persons at least two years of age.” Dorland’s 2016. 5 A magnetic resonance imaging test is defined as “a method of visualizing soft tissues of the body by applying an external magnetic field that makes it possible to distinguish between hydrogen atoms in different environments.” Dorland’s 916. 6 A lesion is defined as “any pathological or traumatic discontinuity of tissue or loss of function of a part.” Dorland’s 1025. 7 The medulla, or medulla oblongata, is defined as “the truncated cone of nerve tissue continuous above with the pons and below the spinal cord” that “contains ascending and descending tracts and important collections of nerve cells that deal with vital functions such as respiration, circulation, and special senses.” Dorland’s 1121. 8 Periventricular is defined as “around a ventricle.” Dorland’s 1419. The periventricular system is defined as the “collective name for the efferent pathways of the hypothalamus that arise mainly in the supraoptic, posterior, and tuberal nuclei and descend in the periventricular grey matter.” Dorland’s 1862. 9 Multiple sclerosis is defined as “a disease in which there are foci of demyelination throughout the white matter of the central nervous system, sometimes extending into the grey matter.” Dorland’s 1680. 2 A. Entitlement Litigation

On March 3, 2013, petitioner filed a petition under the Vaccine Act, alleging that the Tdap and hep A vaccinations she received caused her to develop a demyelinating10 disorder of the central nervous system that ultimately led to MS. Id. at *3. The Secretary of Health and Human Services recommended against compensation, arguing that compensation was inappropriate because Ms. Frantz had not offered a medical theory connecting her symptoms to the vaccinations and that the temporal connection between the vaccines and onset of the symptoms was insufficient to establish causation. Id.

On November 25, 2014, petitioner’s expert, Dr. Carlo Tornatore,11 filed his first expert report, in which he opined that Ms. Frantz likely suffered from acute disseminated encephalomyelitis12 (hereinafter “ADEM”), that could have begun exhibiting symptoms as early as two days post-vaccination, and that ultimately developed into MS. Frantz II at *3. The temporal development of the lesions continued to be a point of contention throughout the litigation preparation and entitlement hearing. See id. at *3–*6.

Following an entitlement hearing on September 27-29, 2017, Special Master Moran issued a bench ruling that the evidence supported the respondent’s position that Ms. Frantz’s pre- clinical MS predated her vaccinations. Id. at *7. Citing a 2003 Francois Cotton article13 (“Cotton article”) and a highly similar case recently decided by the Office of Special Masters, W.C. v. Sec’y of Health & Human Servs., No. 07-456V, 2011 WL 4537877 (Fed. Cl. Spec. Mstr. Feb. 22, 2011), mot. for rev. denied on relevant grounds, 100 Fed. Cl. 440 (2011), aff’d, 704 F.3d 1352 (Fed. Cir. 2013),14 he found that Ms. Frantz had at least one lesion in her brain that

10 Demyelination is defined as the “destruction, removal, or loss of the myelin sheath of a nerve or nerves.” Dorland’s 486. 11 Dr. Tornatore received an undergraduate degree in neurobiology from Cornell University. Expert Report, ECF No. 50-9 at 2. He earned a master’s degree in physiology from Georgetown University and earned his medical degree from Georgetown University School of Medicine. Id. At the time of Frantz II, Dr. Tornatore was working as the Vice Chairman of the Department of Neurology at the Medstar Georgetown University Hospital and as an Associate Professor of Neurology at the Georgetown University Medical Center. Id. He has published over 50 academic articles on neurology and has been an invited lecturer at chapter meetings of the National Multiple Sclerosis Society around the country. Id. at 15–18. 12 Encephalomyelitis is defined as an “inflammation involving both the brain and the spinal cord.” Dorland’s 613. Acute disseminated encephalomyelitis is defined as “an acute or subacute encephalomyelitis or myelitis characterized by perivascular lymphocyte and mononuclear cell infiltration and demyelination.” Id.

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