Frank v. Trustees of Orange County Hospital

530 N.E.2d 135, 1988 Ind. App. LEXIS 921, 1988 WL 122809
CourtIndiana Court of Appeals
DecidedNovember 14, 1988
Docket88A01-8805-CV-149
StatusPublished
Cited by5 cases

This text of 530 N.E.2d 135 (Frank v. Trustees of Orange County Hospital) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Frank v. Trustees of Orange County Hospital, 530 N.E.2d 135, 1988 Ind. App. LEXIS 921, 1988 WL 122809 (Ind. Ct. App. 1988).

Opinion

NEAL, Judge.

STATEMENT OF THE CASE

Pursuant to Ind.Rules of Procedure, Appellate Rule 4(B)(6)(b), plaintiff-appellant, Dr. Steve F. Frank (Frank), brings this interlocutory appeal from the Washington Superior Court’s denial of his motion to compel discovery.

We affirm.

*136 STATEMENT OF THE FACTS

On October 19, 1987, Frank filed a complaint against the Trustees of the Orange County Hospital (the Hospital) for damages arising from a breach of contract. The Hospital answered on October 22, 1987, denying the allegations in the complaint and raising the statute of frauds by way of affirmative defense.

During pre-trial discovery, Frank deposed certain individuals who were involved in the peer review process concerning Frank’s appointment to the Hospital’s medical staff. Frank sought information to determine why the Hospital chose to repudiate its purported agreement with him. All the deponents refused to disclose what transpired at the various meetings of administrators and medical staff held pursuant to the peer review process or any statements concerning Frank made during private, informal conversations. The deponents based their refusal on the evidentiary privilege found in this state’s peer review statute. IND.CODE 34-4-12.6-1 to -5. Frank certified each of the questions not answered. Thereafter, Frank filed a motion to compel discovery regarding those deposition questions.

On March 7, 1988, the trial court conducted a hearing on Frank’s motion during which both parties offered oral argument. On April 12,1988, the trial court denied the motion to compel discovery. Subsequently, Frank sought and was granted certification by the trial court of its April 12, 1988 ruling for the purpose of this interlocutory appeal.

ISSUE

Frank presents one issue on appeal which restated is:

Whether the trial court erred in denying Frank’s motion to compel discovery.

DISCUSSION AND DECISION

Frank contends that the trial court erred in denying his motion to compel. To address this contention we turn to Ind. Rules of Procedure, Trial Rule 26(B) which states in pertinent part:

In general. Parties may obtain discovery regarding any matter, not privileged, which is relevant to the subject-matter involved in the pending action, whether it relates to the claim or defense of the party seeking discovery or the claim or defense of any other party, including the existence, description, nature, custody, condition and location of any books documents, or other tangible things and the identity and location of persons having knowledge of any discoverable matter. It is not ground for objection that the information sought will be inadmissible at the trial if the information sought appears reasonably calculated to lead to the discovery of admissible evidence. (Emphasis added.)

Consequently, in order to obtain discovery the trial court must first determine whether the information sought is relevant to the issues being tried. If the trial court finds that the information is relevant then it must determine whether the information is protected from discovery by privilege or immunity. Newton v. Yates (1976), 170 Ind.App. 486, 353 N.E.2d 485, trans. denied.

In seeking his motion to compel discovery Frank asserted that the Hospital claimed in part that it was justified in breaching the contract because Frank lacked the requisite professional qualifications, as evidenced by his failure to receive staff approval. Frank argued the information sought would establish that the medical staff’s decision was based on nonprofessional grounds thereby defeating the defense of justification. However, in this case Frank’s suit was for damages arising from a breach of contract and the Hospital denied the allegations and raised the statute of frauds as an affirmative defense. The Hospital did not raise the issue of justification in its answer to Frank’s complaint. Therefore, the information sought by Frank is not relevant to the issues brought forth by the complaint and answer.

Assuming the information sought by Frank is relevant, which we do not, there is still the issue of whether the infor *137 mation is protected by privilege or immunity. Newton, supra. The information sought by Frank concerned what transpired at the various meetings of administrators and medical staff held pursuant to the peer review process and any statements concerning Frank made during private informal conversations of medical staff personnel. Therefore, we must look to the confidentiality and privilege provisions of this state’s peer review statute to address this issue.

IND.CODE 34-4-12.6-2 states in pertinent part:

(a) All proceedings of a peer review committee shall be confidential, and all communications to a peer review committee shall be privileged communications to the peer review committee. Neither the personnel of a peer review committee nor any participant in a proceeding therein shall reveal any content of communications to, or the records or determination of, a peer review committee outside the peer committee. However, the governing board of a hospital or professional health care organization may disclose the final action taken with regard to a professional health care provider without violating the provisions of this section. Except as otherwise provided in this chapter, no person who was in attendance at any such peer review committee proceeding shall be permitted or required to disclose any information acquired in connection with or in the course of such proceeding, or to disclose any opinion, recommendation, or evaluation of the committee or of any member thereof. Information otherwise discoverable or admissible from original sources is not to be construed as immune from discovery or use in any proceeding merely because it was presented during proceedings before such peer review committee, nor is a member, employee, or agent of such committee or other person appearing before it to be prevented from testifying as to matters within his knowledge and in accordance with the other provisions of this chapter, but the witness cannot be questioned about this testimony or other proceedings before such committee or about opinions formed by. him as a result of committee hearings.
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(c) Except in cases of required disclosure to the professional health care provider under investigation, no records or determinations of, or communications to, a peer review committee shall be:
(1) subject to subpoena or discovery; or
(2) admissible in evidence;
in any judicial or administrative proceeding, including a proceeding under IC 16-9.5-10, without a prior waiver executed by the committee.

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Bluebook (online)
530 N.E.2d 135, 1988 Ind. App. LEXIS 921, 1988 WL 122809, Counsel Stack Legal Research, https://law.counselstack.com/opinion/frank-v-trustees-of-orange-county-hospital-indctapp-1988.