Frank v. Garden Medical

117 F.3d 1428, 1997 WL 381931
Court of Appeals for the Tenth Circuit·Decided July 9, 1997·No. 96-3067·Unpublished

Opinion

117 F.3d 1428

NOTICE: Although citation of unpublished opinions remains unfavored, unpublished opinions may now be cited if the opinion has persuasive value on a material issue, and a copy is attached to the citing document or, if cited in oral argument, copies are furnished to the Court and all parties. See General Order of November 29, 1993, suspending 10th Cir. Rule 36.3 until December 31, 1995, or further order.

KAREN FRANK, Plaintiff-Appellant,
v.
GARDEN MEDICAL CLINIC, P.A., Defendant-Appellee.

No. 96-3067.

United States Court of Appeals, Tenth Circuit.

July 9, 1997.

Before BRISCOE, McWILLIAMS, and LUCERO, Circuit Judges.

ORDER AND JUDGMENT*

BRISCOE, C.J.

Karen Frank appeals from summary judgment entered in favor of Garden Medical Clinic on her state law retaliatory discharge claims. We affirm.

We review the grant of summary judgment de novo, applying the same legal standard used by the district court under Fed.R.Civ.P. 56(c). Summary judgment is appropriate if the pleadings, affidavits, and discovery material show there is no genuine issue of material fact and that the moving party is entitled to judgment as a matter of law. In applying this standard, we view the record and inferences drawn therefrom in the light most favorable to the party opposing summary judgment. Kaul v. Stephan, 83 F.3d 1208, 1212 (10th Cir.1996).

Frank, a registered nurse, was employed by the clinic in June 1990 when she assisted Dr. Meyers in treating a child. The child died the following day. Fearing a malpractice suit, Dr. Meyers asked Frank to prepare a statement about the incident. There was no evidence that anyone attempted to influence the content of the statement. Frank prepared a statement and gave it to the administrator of the clinic. Neither the statement nor evidence of its content is in the record on appeal. Frank was promoted to nurse supervisor in September 1990. Although she had been an excellent nurse, she was not an effective supervisor. There was evidence that she did not have the support of other nurses and she did not get along with the administrator.

A lawyer representing the deceased child's family sent a demand letter to the clinic in December 1991. Frank's written statement could not be found and Dr. Meyers asked her to prepare another statement. Again, there was no evidence that anyone tried to influence the content of the statement. Frank prepared and submitted a second statement on January 3, 1992. This second statement is not in the record and there is no evidence of its content. Four days after Frank submitted the statement, the clinic administrator advised her that she could either resign or be fired, but did not tell her why.

Frank first contends the district court erred in entering summary judgment, denying her claim that her discharge from her nurse's position at the clinic violated public policy of the State of Kansas which requires medical professionals to maintain patient records. See Kan. Admin. Regs. § 100-24-1(b). We disagree.

The record does not support Frank's claim because there is no evidence that her discharge was causally related to the loss or destruction of her first statement. Regulation 100-24-1(b) requires medical professionals to maintain patient records for ten years. Even if we assume Frank's original written statement is a patient record within the meaning of the regulation and that the clinic violated the regulation by losing it or, as Frank suggests, by destroying it, there is nothing in the record from which it could reasonably be inferred that her discharge violated the public policy of § 100-24-1(b). There was no evidence that she ever complained about or reported the loss of her first statement or stated an intent to report it to anyone inside or outside the clinic. Consequently, she could not have been fired in retaliation for reporting the loss of the statement. Cf. Larson v. Ruskowitz, 850 P.2d 253, 256-57 (Kan.1993); Palmer v. Brown, 752 P.2d 685, 689-90 (Kan.1988).

Under Kansas law, firing an employee for opposing illegal or unethical activity is actionable. Brown v. United Methodist Homes for the Aged, 815 P.2d 72, 81 (Kan.1991); Morriss v. Coleman Co., 738 P.2d 841, 846 (Kan.1987). Firing an employee for opposing illegal falsification or destruction of medical records would be actionable as contrary to public policy. However, there was no evidence Frank was ordered, asked, or otherwise pressured to destroy or falsify any records or that she opposed any such order or suggestion. Frank's written statements are not in the record and there is no evidence that either statement was unfavorable to Dr. Meyers or the clinic. Frank herself testified that she did not believe her discharge had anything to do with her second statement.

Frank also suggests she was fired to discredit her as a witness and to make her less available as a witness by giving her a reason to carry out plans to leave the jurisdiction. However, discharge for either reason would not violate the policy of § 100-24-1(b), which is the only statute or regulation on which she specifically relies. The requirement that medical professionals keep patient records does not require them to retain employees with knowledge of patient treatment. Attempting to prevent a witness from testifying by inducing her to leave the jurisdiction might violate Kan. Stat. Ann. § 21-3682, which makes it unlawful to knowingly and maliciously prevent, dissuade, or attempt to prevent or dissuade any witness from attending or giving testimony at any civil or criminal trial, proceeding, or inquiry. Although a discharge for that reason may be actionable under Kansas law, see Palmer, 752 P.2d at 689, the record does not support the theory that Frank was discharged to prevent her from testifying.

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Frank v. Garden Medical, 117 F.3d 1428, 1997 WL 381931 (10th Cir. 1997).

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