Frank Daniels v. Bernard J. Brennan

887 F.2d 783, 15 Fed. R. Serv. 3d 256, 1989 U.S. App. LEXIS 16011, 1989 WL 123127
CourtCourt of Appeals for the Seventh Circuit
DecidedOctober 17, 1989
Docket88-2878
StatusPublished
Cited by70 cases

This text of 887 F.2d 783 (Frank Daniels v. Bernard J. Brennan) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Frank Daniels v. Bernard J. Brennan, 887 F.2d 783, 15 Fed. R. Serv. 3d 256, 1989 U.S. App. LEXIS 16011, 1989 WL 123127 (7th Cir. 1989).

Opinion

KANNE, Circuit Judge.

This appeal arises out of a dismissal of this case by the district court for plaintiff’s want of prosecution. Plaintiff, Frank Daniels, raises three issues in this appeal. First, he asserts that the district court abused its discretion by allowing his attor *784 ney, Mr. Zuganelis, to withdraw as counsel of record. Second, he argues that the district court abused its discretion by sua sponte dismissing his case for lack of prosecution. Third, plaintiff claims that the district court abused its discretion by denying his postjudgment “pro se ” motion for relief under Federal Rule of Civil Procedure 60(b).

“Withdrawal” of Counsel

Initially, we must address what is a fundamental and underlying misapprehension. Plaintiff contends that the district judge granted Mr. Zuganelis leave to withdraw as his counsel and that such action by the court constituted an abuse of discretion. The fact, however, is that Mr. Zuganelis never directed any “request” to the district court for leave to withdraw as plaintiffs counsel of record. On August 5, 1988, the following colloquy took place between plaintiff’s counsel and Judge Conlon.

Mr. Zuganelis: Good morning, your Hon- or.
The Court: Good morning.
Mr. Zuganelis: George Zuganelis, Z-UG-A-N-E-L-I-S, on behalf of the plaintiff. And this is the last time I will be here on behalf the plaintiff, your Honor.
The Court: Yes.
Ms. Zogas: Good morning, your Honor. Sharon Zogas, Assistant Corporation Counsel, representing the defendant officer.
The Court: Good morning.
I am afraid I do know the status of this case. On April 29th I entered an order at a status hearing. The pretrial order was to be filed, let me see, at a pretrial conference on July 19th. That pretrial conference had to be canceled because no pretrial order was prepared.
On July 19th, we entered an order giving you a little more than two weeks to prepare the pretrial order. The pretrial order is due today, and as I understand it you don’t have a pretrial order.
Mr. Zuganelis: I have been fired by my client, your Honor, and I told my client I would come in and ask for an extension of time so his new lawyer could prepare the pretrial order.
The Court: Is your client here today?
Mr. Zuganelis: No, he is not, your Hon- or.
The Court: Well, I have no alternative under the circumstances, because you have not — and apparently have not been able to because of lack of client cooperation, I don’t know — but I am going to dismiss the case for want of prosecution.
I’ll tell you, I will entertain a motion to reinstate, but only if within the next two weeks the plaintiff produces the pretrial order and is ready for trial. This is not factually complex case, and it shouldn’t be a big burden to prepare.

(Transcript of hearing on August 5, 1988) (emphasis supplied).

This colloquy discloses neither a formal nor informal request for leave to withdraw by Mr. Zuganelis. There was merely a unilateral declaration that “this is the last time I will be here on behalf of the plaintiff” and later the statement that “I have been fired by my client.” As both parties now acknowledge on appeal, Mr. Zuganelis completely ignored the requirements of the local rules of the Northern District of Illinois which provide:

Once an attorney has filed an appearance ... he/she is the attorney of record for the party represented for all purposes incident to the proceeding in which the appearance was filed. The attorney of record may not withdraw ... without first obtaining leave of court.

N.D.Ill. Local Rule 3.15 (emphasis supplied). 1 Mr. Zuganelis sought to portray his act of disengagement as a “fait accompli.” 2 It was not. At no time does the *785 record indicate that Judge Conlon granted Mr. Zuganelis leave to withdraw as plaintiffs attorney of record. Mr. Zuganelis may have presumed (as does the plaintiff) that he was no longer attorney of record, but such was not the case. Nor is there support for plaintiffs claim that leave to withdraw was “informally” granted. As the balance of the record of that August 5th hearing shows:

Mr. Zuganelis: I understand. My problem, Judge, as I explained before, is I have been busy preparing and now am actually in trial before Judge Rovner that will last approximately six weeks.
The Court: But we are talking about last April when this order was entered.
Mr. Zuganelis: Yes, I understand that.
The Court: And three weeks ago when you should have been ready for a pretrial conference. And I wasn’t even given any advance notice, my clerk wasn’t given any notice that you weren’t prepared for the pretrial conference. We were going to set the matter for trial. I have time to try the case this month. And I had anticipated doing that.
Now, if your client or your former client, or whatever the status is at this point, wishes to proceed with this case, it means getting that pretrial order in and standing ready for trial within the next several weeks. I don’t mean trial within the next several weeks, but I mean coming in on an appropriate motion.
Mr. Zuganelis: Yes. I will inform him today by telephone and send him a letter as well.
The Court: All right. Thank you.
Ms. Zogas: Thank you, Judge.
Mr. Zuganelis: Thank you.
(Which were all the proceedings heard this date.)

(Transcript of Hearing on Aug. 5, 1988) (emphasis supplied). The district judge acknowledged the uncertainty concerning the relationship between Mr. Zuganelis and the plaintiff, describing Mr. Daniels as “your client or former client, or whatever the status is at this point.” But, at no time did the court entertain — much less grant — a request by plaintiff’s counsel to withdraw representation.

The unmistakable fact is that the court was never presented with a motion to withdraw, and thus none could be granted. This is not a situation of form over substance. While Mr. Zuganelis may have felt that he had escaped the burden of his duty to represent the plaintiff, the court did not indicate that he was free of those responsibilities. The district judge did not waive the requirements of Local Rule 3.15. Nor was leave to withdraw given by the court. The preemptive attempt by Mr. Zuganelis to remove himself as counsel for plaintiff had no legal effect. There can be no abuse of discretion on the part of the court for an act which did not take place.

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Bluebook (online)
887 F.2d 783, 15 Fed. R. Serv. 3d 256, 1989 U.S. App. LEXIS 16011, 1989 WL 123127, Counsel Stack Legal Research, https://law.counselstack.com/opinion/frank-daniels-v-bernard-j-brennan-ca7-1989.