Franciscan ACO, Inc., Franciscan Alliance, Inc., and Charlotte Sweezer v. Vaughn Newman, as personal represenatative of the Estate of Virginia Newman

CourtIndiana Court of Appeals
DecidedAugust 31, 2020
Docket19A-CT-2465
StatusPublished

This text of Franciscan ACO, Inc., Franciscan Alliance, Inc., and Charlotte Sweezer v. Vaughn Newman, as personal represenatative of the Estate of Virginia Newman (Franciscan ACO, Inc., Franciscan Alliance, Inc., and Charlotte Sweezer v. Vaughn Newman, as personal represenatative of the Estate of Virginia Newman) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Franciscan ACO, Inc., Franciscan Alliance, Inc., and Charlotte Sweezer v. Vaughn Newman, as personal represenatative of the Estate of Virginia Newman, (Ind. Ct. App. 2020).

Opinion

FILED Aug 31 2020, 8:31 am

CLERK Indiana Supreme Court Court of Appeals and Tax Court

ATTORNEYS FOR APPELLANTS ATTORNEY FOR APPELLEE Trevor W. Wells Mark J. Schocke Danny Merril Newman Jr. Highland, Indiana Reminger Co., L.P.A. Crown Point, Indiana

IN THE COURT OF APPEALS OF INDIANA

Franciscan ACO, Inc., August 31, 2020 Franciscan Alliance, Inc., and Court of Appeals Case No. Charlotte Sweezer, 19A-CT-2465 Appellants-Defendants, Appeal from the Lake Superior Court v. The Honorable Thomas W. Webber, Sr., Judge Pro Tempore Vaughn Newman, as personal Trial Court Cause No. represenatative of the Estate of 45D10-1805-CT-111 Virginia Newman, Appellee-Plaintiff,

Robb, Judge.

Court of Appeals of Indiana | Opinion 19A-CT-2465 | August 31, 2020 Page 1 of 17 Case Summary and Issue [1] In this interlocutory appeal, Charlotte Sweezer, Franciscan ACO, Inc., and

Franciscan Alliance, Inc. (collectively, “Defendants”) appeal the trial court’s

denial of their motion for partial summary judgment on a wrongful death claim

brought by Vaughn Newman as Personal Representative of the Estate of

Virginia Newman (“Plaintiff”). Defendants raise one issue for our review,

which we restate as whether the trial court erred in denying Defendants’ motion

for partial summary judgment on this claim. Concluding no genuine issue of

material fact exists and therefore, the trial court erred in denying Defendants’

motion, we reverse and remand.

Facts and Procedural History [2] On March 2, 2018, Virginia Newman, while a participant in the Franciscan

Senior Health & Wellness Day Care (“PACE”) program, was a passenger in a

vehicle driven by Sweezer, an employee of Franciscan ACO, Inc. and/or

Franciscan Alliance, Inc. Sweezer failed to ensure Virginia and her wheelchair

were properly secured for transport and, when Sweezer made a turn, Virginia

and her wheelchair fell over. As a result of Defendants’ negligence, Virginia

was injured and later died from her injuries on March 15. Virginia was

survived by two sons, Vaughn and Victor Newman; her husband, Vincent,

predeceased her.

Court of Appeals of Indiana | Opinion 19A-CT-2465 | August 31, 2020 Page 2 of 17 [3] Vaughn was born to Vincent and Virginia in 1971 and several years later, Victor

was born. The family lived in Illinois and, after high school, Vaughn joined the

United States Air Force. At some point, Virginia was diagnosed with multiple

sclerosis. In 1993, Vaughn returned from the Air Force and continued to live

with his parents in Illinois because he could not afford to live on his own. He

began working at Plastics Color Corporation where he was employed until

2013. Virginia and Vincent had planned to purchase a duplex in Crown Point,

Indiana; however, Vincent passed away before they could.

[4] In 2001, Virginia purchased the duplex, took out a mortgage, and moved to

Indiana. The mortgage, utilities, insurance, and taxes were in her name and

paid by her. Vaughn moved with his mother and continued to live with her in

the duplex. In 2003, Virginia executed a General Durable Power of Attorney

giving Vaughn authority to transact business on her behalf. See Appellants’

Appendix, Volume III at 12-17.

[5] Vaughn lived with his mother until 2003 when he moved into an apartment

with a roommate. Virginia did not provide any assistance with Vaughn’s rent,

bills, or other expenses. In 2005, Vaughn’s roommate planned to move in with

his fiancée and Vaughn could not afford to live in the same apartment without a

roommate. He could, however, afford a cheaper apartment but not in an area

he deemed acceptable or safe. Vaughn asked his mother if he could move back

in with her and she happily agreed.

Court of Appeals of Indiana | Opinion 19A-CT-2465 | August 31, 2020 Page 3 of 17 [6] From 2005 until Virginia’s death in March 2018, Vaughn lived in the duplex

rent-free with his mother. During this time, Virginia paid her own mortgage,

home insurance, property taxes, utilities, and food. There was no expectation

for Vaughn to contribute to any of these expenses. Vaughn lived in a room

rent-free but paid his own bills such as auto insurance, his car, cell phone,

student loans, medical bills, his personal credit card, and for a Direct TV

football package for his room. He had his own checking account and did not

need any assistance from his mother to pay his bills. Vaughn took care of

himself; his mother did not provide any services for him, such as cooking,

cleaning, or any other daily living tasks. Notably, after 2001, Virginia never

claimed Vaughn as a dependent on her taxes and Vaughn never claimed her;

they each filed separately.

[7] When Vaughn moved back in 2005, Virginia asked him to open a joint

checking account with her “so [he] could help out. It would make things easier

legally if [he] was on her account should something happen.” Id. at 79.

Virginia’s social security disability payments were deposited into the account

but not Vaughn’s income. As Virginia’s health declined, “it was just easier for

[Vaughn] to write out the bills for her, write out the checks, [and] mail them

off.” Id. at 80. While Vaughn was living with his mother, they split the cost of

the groceries. At some point, because he was doing all the shopping, he began

purchasing the groceries with the joint account and would pay his mother back

for his groceries by transferring the money from his account into the joint

account. And if he purchased the groceries with his own funds, he would

Court of Appeals of Indiana | Opinion 19A-CT-2465 | August 31, 2020 Page 4 of 17 transfer the amount his mother owed him into his account. Even though he

used the joint account, his understanding was that it was for the benefit of his

mother. See id. at 81.

[8] During this time, Virginia purchased Vaughn two cars. In 2008, she purchased

him a 2002 Neon as a gift, and after that car died in 2015, she purchased him a

Kia Soul. Although Virginia paid for both cars, Vaughn paid the taxes, title

and registration fees, auto insurance, yearly registration, and maintenance. See

id. at 84-85, 99. Vaughn believed that Virginia may have paid for maintenance

on occasion. He would not have been able to afford the Neon without his

mother’s assistance; however, he needed a car for getting “to and from work

and taking [his mother] to and from doctors, church, visiting relatives, [and]

running errands.” Id. at 122.

[9] Around 2011 or 2012, Virginia fell, was hospitalized, and essentially became

wheelchair bound. Given Virginia’s health, Vaughn did not want to move out.

Instead, he became her caretaker by assisting her with medication, preparing

food, and providing general support. See id. at 33. He also continued to work

full-time. In 2013, Vaughn began a new job at OTECH; his gross income over

the next few years was $28,307 (2013), $40,769 (2014), $41,629 (2015), and

$45,148 (2016). Because Vaughn’s income increased in 2014, he wanted to help

so began paying the water bill, which he paid until 2016. In 2017, his mother

resumed making those payments so he could pay more of his student loan debt.

At his deposition, Vaughn testified that from 2013 to 2017 he could afford to

Court of Appeals of Indiana | Opinion 19A-CT-2465 | August 31, 2020 Page 5 of 17 live on his own and did not have any financial needs from his mother. Id. at

113.

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Franciscan ACO, Inc., Franciscan Alliance, Inc., and Charlotte Sweezer v. Vaughn Newman, as personal represenatative of the Estate of Virginia Newman, Counsel Stack Legal Research, https://law.counselstack.com/opinion/franciscan-aco-inc-franciscan-alliance-inc-and-charlotte-sweezer-v-indctapp-2020.