Four Star Insurance Agency, Inc. v. Hawaiian Electric Industries, Inc.

974 P.2d 1017, 89 Haw. 427
CourtHawaii Supreme Court
DecidedFebruary 26, 1999
Docket20710
StatusPublished
Cited by13 cases

This text of 974 P.2d 1017 (Four Star Insurance Agency, Inc. v. Hawaiian Electric Industries, Inc.) is published on Counsel Stack Legal Research, covering Hawaii Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Four Star Insurance Agency, Inc. v. Hawaiian Electric Industries, Inc., 974 P.2d 1017, 89 Haw. 427 (haw 1999).

Opinion

Opinion of the Court by

RAMIL, J.

This appeal arises from the rehabilitation of defendant-appellee The Hawaiian Insurance & Guaranty Company, Ltd. (HIGC), and the liquidation of defendants-appellees Hawaiian Underwriters Insurance Co., Ltd. (HUI) and United National Insurance Company, Limited (UNICO). Shortly after the insolvency of HIGC, HUI, and UNICO, the Insurance Commissioner (the Commissioner) seized the assets of HIGC, HUI, and UNI-CO, and eventually settled all claims against HIGC, HUI, UNICO. The Commissioner also obtained a thirty-two million dollar cash settlement against defendant-appellee Hawaiian Electric Industries, Inc. (HEI), the parent company of HIGC, HUI, and UNICO. Thereafter, plaintiffs-appellants Four Star Insurance Agency, Inc., et al. (collectively, Plaintiffs) brought their own action against HIGC, HUI, UNICO, HEI, and various directors and officers (collectively, Defendants) for alleged unpaid commissions. The circuit court granted Defendants’ motions for summary judgment and entered judgment in favor of Defendants. From this judgment, Plaintiffs appealed.

On appeal, Plaintiffs contend, inter alia, that the Commissioner did not have authority to settle their claims because: (1) the claims were “unique and personal” to Plaintiffs; and (2) the unpaid commissions were held “in trust” for Plaintiffs. Because we hold that the Commissioner had exclusive standing to assert Plaintiffs’ claims arising out of the insolvency of HIGC, HUI, and UNICO, we affirm the circuit court’s judgment filed April 25,1997.

I. BACKGROUND

A. The Parties

Defendants HIG, HUI, and UNICO were insurance companies in Hawaii that sold property insurance, vehicle insurance, general casualty insurance, and other types of insurance policies. Defendants HIGC, HUI, and UNICO operated collectively as The Hawaiian Insurance Group (HIG). HIGC, HUI, and UNICO were wholly owned subsidiaries of defendant-appellee HEI Diversified, Inc. (HEIDI). In turn, HEIDI was a wholly *429 owned subsidiary of HEI. 2

Plaintiffs are independent insurance agents that serviced HIG’s customers. 3 Plaintiffs had a “direct billing” arrangement with HIG. Under this arrangement, Plaintiffs would sell HIG’s policies. HIG would then bill its customers directly and collect premiums accordingly. In turn, HIG would then pay Plaintiffs a specified percentage of the collected premiums as Plaintiffs’ earned commissions.

B.Hurricane Iniki

On September 11, 1992, Hurricane Iniki caused major property damage to the Island of Kaua'i and parts of 0‘ahu. As a result of the hurricane, homeowners and property owners flooded HIG and other insurance companies with hurricane-related damage claims. Eventually, the claims overwhelmed HIG’s financial resources. In response to these damage claims, on December 3, 1992, HEI announced that it would not contribute additional capital to HIG.

C.The HIG Lawsuit & the Reorganization/Liquidation Plan

On December 18, 1992, the circuit court granted then-insurance Commissioner Linda Chu Takayama’s (the Commissioner) motion to take possession and control of all of HIG’s assets. On December 24, 1992, the circuit court placed HIG in rehabilitation and appointed the Commissioner as rehabilitator. As rehabilitator, the Commissioner was directed to take possession of and administer HIG’s assets under the court’s supervision.

On April 12, 1993, the Commissioner, in her capacity as rehabilitator, filed a motion for approval of a plan for reorganization of HIGC and for liquidation of UNICO and HUI (the plan) in a special proceeding entitled Takayama v. The Hawaiian Insurance & Guaranty Company, Ltd., et al. (the HIG lawsuit). The circuit court approved the plan, which set forth an exclusive procedure whereby policyholders, claimants and creditors of HIG could file proofs of claim for resolution and payment of any monies allegedly due.

The plan gave creditors three options. Under the first option, the creditor would participate in the plan and be entitled to receive twenty-five percent of its claim within ninety days after filing a claim form. The balance of the claim would be paid if and when such sums became available. Under the second option, the creditor would participate in the plan and be entitled to receive fifty percent of its claim within 90 days after filing a claim form. This payment would be paid “in full satisfaction of all sums due such creditor.” Under the third option, the creditor would not participate in the plan and be entitled to receive a pro-rata payment only from such sums as may become available in the future.

All of the Plaintiffs elected to participate in the plan by selecting either the first or second option. None of the Plaintiffs selected the third option. Accordingly, each Plaintiff was paid at least fifty percent of the amount claimed.

In addition to the three creditor payment options, the plan stated that the Commissioner would commence and pursue a lawsuit against HEI, HEIDI, and some or all of the officers and directors of HIGC. The plan also stated that the Commissioner could settle such a lawsuit upon terms the Commissioner deemed appropriate, subject to court approval.

D.The HEI Lawsuit

On April 12, 1993, the Commissioner, in her capacity as rehabilitator/liquidator, filed a complaint entitled Takayama v. Hawaiian Electric Industries, Inc., et al. (the HEI *430 lawsuit). The Commissioner subsequently amended the HEI lawsuit to reflect that the action was brought on behalf of all creditors, potential creditors, policyholders, and claimants of HIG. The HEI lawsuit consisted of thirteen causes of action and alleged, in relevant part, that HEI, HEIDI, and a number of their corporate officers (the HEI defendants) had: (1) misled HIG’s creditors, policyholders and the public regarding HEI’s and HEIDI’s financial support of HIG; and (2) mismanaged and drained financial assets from HIG.

On February 10, 1994, the Commissioner and the HEI defendants signed a global settlement agreement and general release. Under this settlement, HEI agreed to immediately pay thirty-two million dollars in cash to the Commissioner. The payment was intended to help reduce an anticipated seventy million dollar deficit facing HIG. In effect, the payment would be available for distribution to HIG’s policyholders, creditors, and claimants in accordance with the plan’s claims settlement procedure. In exchange for the immediate cash payment, the Commissioner, in her capacity as rehabilitator/liq-uidator and on behalf of all the policyholders, claimants and creditors of the HIG Group, agreed to release and discharge each of the HEI defendants.

On March 3, 1994, Insurance Commissioner Lawrence M. Reifurth, who succeeded Commissioner Takayama, filed a motion for approval of the settlement agreement.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Ito v. Investors Equity Life Holding Company.
346 P.3d 118 (Hawaii Supreme Court, 2015)
Campos v. Marrhey Care Home, LLC
289 P.3d 1041 (Hawaii Intermediate Court of Appeals, 2012)
In Re First Assured Warranty Corp.
383 B.R. 502 (D. Colorado, 2008)
State v. Young
999 P.2d 230 (Hawaii Supreme Court, 2000)
Boedeker v. Rogers
746 N.E.2d 625 (Ohio Court of Appeals, 2000)
Craft v. Sunwest Bank of Albuquerque, N.A.
84 F. Supp. 2d 1226 (D. New Mexico, 1999)
Garcia v. Kaiser Foundation Hospitals
978 P.2d 863 (Hawaii Supreme Court, 1999)
Credit Associates of Maui, Ltd. v. Brooks
978 P.2d 809 (Hawaii Supreme Court, 1999)
State v. Dudoit
978 P.2d 700 (Hawaii Supreme Court, 1999)

Cite This Page — Counsel Stack

Bluebook (online)
974 P.2d 1017, 89 Haw. 427, Counsel Stack Legal Research, https://law.counselstack.com/opinion/four-star-insurance-agency-inc-v-hawaiian-electric-industries-inc-haw-1999.