Forshey v. Gober

226 F.3d 1299, 2000 WL 1363714
CourtCourt of Appeals for the Federal Circuit
DecidedSeptember 20, 2000
DocketNo. 99-7064
StatusPublished
Cited by10 cases

This text of 226 F.3d 1299 (Forshey v. Gober) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Forshey v. Gober, 226 F.3d 1299, 2000 WL 1363714 (Fed. Cir. 2000).

Opinions

Opinion for the court filed by Chief Judge MAYER in which Circuit Judge PAULINE NEWMAN joins. Dissenting opinion filed by Circuit Judge SCHALL.

MAYER, Chief Judge.

Rezi P. Forshey appeals the judgment of the United States Court of Appeals for Veterans Claims denying her dependency and indemnity compensation for the death of her husband. See Forshey v. West, 12 Vet.App. 71 (1998). Because we do not agree that the presumption of service-connection under 38 U.S.C. § 105(a) may be rebutted by a preponderance of the evidence, we vacate the judgment and remand the case.

Background

Forshey is the widow of Charles O. For-shey, who served in the United States Navy from 1975 until his death on August 19, 1990, from injuries sustained as the result of a motorcycle accident. A Navy accident investigation did not determine the ultimate cause of the accident, but concluded that alcohol was a contributing factor. Subsequently, Forshey filed a claim for dependency and indemnity compensation.

For a spouse to qualify for such benefits, the veteran’s death must be service-connected, unless the death occurs under the circumstances described in 38 U.S.C. § 1318. See 38 U.S.C. § 1310 (1994). There is a rebuttable presumption that a death that occurred during active military service was in the line of duty. See id. § 105(a).1 This presumption controls unless it is shown that the death was a result of the veteran’s willful misconduct or the abuse of alcohol or drugs. See id. A Department of Veterans Affairs regulation provides that “[t]he simple drinking of alcoholic beverage is not of itself willful misconduct.... If, in the drinking of a beverage to enjoy its intoxicating effects, intoxication results proximately and immediately in disability or death, the disability or death will be considered the result of the person’s willful misconduct.” 38 C.F.R. § 3.301(c)(2) (1991). Applying this regulation, the Regional Office denied Forshey’s claim, finding that her husband’s intoxication constituted willful misconduct that proximately caused his death.

[1302]*1302Forshey appealed the Regional Office determination to the Board of Veterans’ Appeals, which concluded that a preponderance of the evidence weighed against Forshey’s claim because there was evidence of intoxication and the absence of an alternative explanation for the accident. Forshey appealed this ruling to the Court of Appeals for Veterans Claims which affirmed, holding that she failed to demonstrate any factual or legal error that would warrant reversing the board decision. On appeal here, Forshey argues that 38 C.F.R. § 3.301(c)(2) is invalid because it contains no standard of proof, or stated another way, that it was error to interpret 38 U.S.C. § 5107(b)2 so as to allow the presumption of service-connection to be rebutted by a mere preponderance of the evidence.

Discussion

I.

The government suggests two impediments to our review: the issue was not decided by or raised before the lower court. We have jurisdiction to review the Court of Appeals for Veterans Claims’ interpretation of statutes and regulations by virtue of 38 U.S.C. § 7292 (Supp. IV 1998): “[A]ny party ... may obtain a review of the decision with respect to the validity of any statute or regulation ... or any interpretation thereof (other than a determination as to a factual matter) that was relied on by the Court [of Appeals for Veterans Claims] in making the decision.” See Smith v. West, 214 F.3d 1331, 1333 (Fed.Cir.2000) (“The ‘relied on’ language ordinarily means that the issue of validity or interpretation was a part of the court’s decision as indicated by its written opinion.”).

In this case, the court implicitly relied on 38 U.S.C. § 5107(b) for its interpretation of the benefit of the doubt rule:

Finally, the appellant argues that the Board failed to resolve reasonable doubt in her favor as required by 38 C.F.R. § 3.102 (1997) [the DVA regulation embodying the benefit of the doubt rule]. However, twice in its decision the Board recognized that “in light of the benefit of the doubt rule, the preponderance of the evidence must be against the claim for benefits to be denied.” ... Nonetheless, the Board concluded that the preponderance of the evidence was against the claim. Accordingly, the Board did not fail to consider the benefit of the doubt rule in the appellant’s case.

Forshey, 12 Vet.App. at 76 (citations omitted). As that court has recognized in recounting the legislative history of 38 U.S.C. § 5107(b), the concept embodied in the department’s regulation originated before enactment of the statute, but “what controls now is not the language of prior regulations but the statutory standard of [§ 5107(b) ].” Gilbert v. Derwinski, 1 Vet.App. 49, 55 (1990). Thus, by affirming the decision, after explicitly considering and rejecting Forshey’s argument about the board’s benefit of the doubt ruling, the Veterans Court must be deemed to have relied on the contested statute.

The government also argues that we should decline to consider Forshey’s challenge to the interpretation of this statute because the issue was not raised below. We generally refrain from examining questions not raised below, but under certain circumstances it is appropriate. See Singleton v. Wulff, 428 U.S. 106, 121, 96 S.Ct. 2868, 49 L.Ed.2d 826 (1976). Among the reasons for choosing this course are that the issue is one of pure law; the proper [1303]*1303resolution is beyond all doubt; there was no opportunity to raise the objection below; it is a significant question of general impact or public concern; or it is in the interest of substantial justice. See L.E.A. Dynatech, Inc. v. Allina, 49 F.3d 1527, 1531 (Fed.Cir.1995). Of signal importance here, however, is the greater latitude accorded claimants in informal and nonad-versarial proceedings. See Sims v. Apfel, — U.S. -, 120 S.Ct. 2080, 147 L.Ed.2d 80 (2000).

Sims held that a judicially-imposed requirement of issue exhaustion is inappropriate in the social security context because the parties have a nonadversarial relationship.

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Related

Vargas-Gonzalez v. Principi
15 Vet. App. 222 (Veterans Claims, 2001)
Brown v. Principi
6 F. App'x 869 (Federal Circuit, 2001)
Ozer v. Principi
14 Vet. App. 257 (Veterans Claims, 2001)
Morton v. Gober
14 Vet. App. 174 (Veterans Claims, 2000)
Demutiis v. United States
48 Fed. Cl. 81 (Federal Claims, 2000)

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Bluebook (online)
226 F.3d 1299, 2000 WL 1363714, Counsel Stack Legal Research, https://law.counselstack.com/opinion/forshey-v-gober-cafc-2000.