Forrester v. Advances in Mental Health etc. CA2/1

CourtCalifornia Court of Appeal
DecidedJanuary 2, 2025
DocketB331145
StatusUnpublished

This text of Forrester v. Advances in Mental Health etc. CA2/1 (Forrester v. Advances in Mental Health etc. CA2/1) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Forrester v. Advances in Mental Health etc. CA2/1, (Cal. Ct. App. 2025).

Opinion

Filed 1/2/25 Forrester v. Advances in Mental Health etc. CA2/1 NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS

California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

SECOND APPELLATE DISTRICT

DIVISION ONE

HUMPHREY V. FORRESTER, B331145

Plaintiff and Appellant, (Los Angeles County Super. Ct. No. 20STCV12615) v.

ADVANCES IN MENTAL HEALTH AND ADDICTIONS TREATMENT CENTER, INC., et al.,

Defendants and Respondents.

APPEAL from a judgment and orders of the Superior Court of Los Angeles County, Maurice A. Leiter, Judge. Affirmed. Humphrey V. Forrester, in propria persona, for Plaintiff and Appellant. Wood, Smith, Henning & Berman, Brian L. Hoffman, and Nicholas M. Gedo for Defendants and Respondents. __________________________________ Appellant Humphrey Forrester sought therapy from psychologist Benjamin Stepanoff, director of Advances in Mental Health and Addictions Treatment Center, Inc., because he was having difficulty coping with stress at work. In his operative second amended complaint, Forrester alleged that Stepanoff and the Center, Respondents, sent a fax to Forrester’s employer approving leave under the Family Medical Leave Act, and disclosing information about Forrester’s mental health. The operative complaint alleged that this fax gave rise to breach of contract and intentional infliction of emotional distress causes of action. Respondents demurred. The trial court sustained Respondents’ demurrer without leave to amend, finding both that Forrester failed to allege the existence of a contract and that, as a matter of law, the conduct at issue was not sufficiently outrageous to support a cause of action for intentional infliction of emotional distress. The trial court subsequently denied Forrester’s request for a statement of decision and his motion for a new trial. On appeal, Forrester contends the court erred in sustaining the demurrer and denying his motions. We affirm.

FACTUAL AND PROCEDURAL BACKGROUND1

A. Respondents Successfully Demur to Forrester’s Initial Complaint On April 1, 2020, Forrester filed a complaint against Respondents, alleging that, on March 31, 2016, he went to the Center “[d]ue to his inability to adequately cope with the

1 We limit our summary to the facts and procedural history

relevant to the issues raised on appeal.

2 tremendous mental stress Plaintiff had experienced at his former employer.” Forrester saw psychologist Stepanoff.2 Stepanoff’s first words to Forrester were to ask his age and, when Forrester responded that he was 54, Stepanoff replied: “That’s old.” After speaking with Forrester for fewer than ten minutes, Stepanoff told Forrester he would place him on a 30-day medical leave from work. Forrester asked about worker’s compensation and Stepanoff responded that he would “take care of everything.” The next day, Forrester received a letter from his employer confirming his medical leave but referencing the Family Medical Leave Act rather than worker’s compensation. Upon inquiry, Forrester’s employer informed him that they had received a fax from Stepanoff authorizing leave under the FMLA. When Forrester reviewed the fax on April 4, 2016 (the next business day), he was “shocked to see his mental disability condition, including Stepanoff’s own handwritten notes, was revealed in the fax . . . , which showed that Plaintiff had anxiety, stress, [and] major depression, among other impairments.” A Human Resources representative also informed Forrester that incoming faxes “were received simultaneously by all 3 HR representatives.” At Forrester’s next appointment with Stepanoff on April 5, 2016, Forrester “loudly complained to Stepanoff[,] wanting to 3

know why he had faxed Plaintiff’s medical records to his employer without Plaintiff’s authorization.” Stepanoff responded,

2 Forrester alleged that the Center was “a day treatment

and intensive outpatient facility that provides treatment for . . . adults experiencing . . . mental health” issues, and that Stepanoff was a psychologist and director at the Center. 3 Subsequent iterations of the complaint state that the next

appointment was on April 4, 2016.

3 “Hey, everyone makes mistakes” and clarified that an office assistant had sent the fax. Forrester was “exceedingly upset and demanded that Defendants’ entire staff be properly trained. Stepanoff then had Plaintiff follow him to the front office, requested attention from an office assistant, and verbally told the assistant not to fax patients’ medical records to their employers. The assistant simply said ‘Ok’, after which Stepanoff turned to Plaintiff and said, ‘There.’ ” Forrester “left . . . in disgust.” Forrester sought to replace Stepanoff and found a psychiatrist whom he began seeing in May 2016; he also alleged that his “last session with Defendants” occurred on June 13, 2016. In June 2016, Forrester filed a HIPAA complaint with the United States Department of Health and Human Services against Stepanoff. In August 2016, the Department responded, stating that, after careful review, it had “determined to resolve this matter informally through the provision of technical assistance to Benjamin Stepanoff” and that the case would be closed “without further action.” Forrester’s “medical leave” lasted for three months, and his employer fired him two-and-a-half months after he returned to work. He claimed that Respondents “willfully and illegally” disclosed his medical information to his employer, causing him “significant economic loss, professional damage to his reputation, pain and suffering, and severe mental and emotional distress.” Forrester asserted that his complaint was “technically not being based on HIPAA but actually based on breach of written contract for doctor-patient confidentiality.” The complaint alleged a single cause of action for breach of written contract. Among the exhibits attached to the complaint were: (1) a document titled “Patient Rights and Responsibilities” that stated

4 Forrester had the right to “Confidentiality,” to “Have your privacy respected,” and to “Your records being kept confidential”; and (2) a document titled “HIPAA Confidentiality of Personal Health Information” that stated “Your PHI[4] is not shared with your employer unless you give written authorization.” Both of these forms were signed only by Forrester. Respondents “demur[red] to the complaint on the grounds that Plaintiff has failed to allege a contract, there is no private right of action for HIPAA violations and the action is barred by the statute of limitation[s].”5 In October 2020, the court (Judge Anthony Mohr) sustained the demurrer, expressing doubt that the “Patient Rights and Responsibilities” and “HIPAA Confidentiality of Personal Health Information” forms were “contracts as they appear to be mere notices of statutory rights.” The court concluded that Forrester’s “complaint contains no recitation of the elements of a contract or its breach” and that “the complaint contains various citations to statutes, i.e. [Civil Code] § 56.10(a), and allegations of other conduct by Stepanoff, i.e. ‘ill-mannered first question’ and ‘no return of phone calls,’ ” that “further muddle Plaintiff’s confusing cause of action for breach of contract.” The court granted Forrester 30 days’ leave to amend.

4 Elsewhere on the document, PHI was defined as “personal

health information.” 5 While the demurrer is absent from the appellate record,

its arguments were briefly described in the court’s ruling sustaining it.

5 B.

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Bluebook (online)
Forrester v. Advances in Mental Health etc. CA2/1, Counsel Stack Legal Research, https://law.counselstack.com/opinion/forrester-v-advances-in-mental-health-etc-ca21-calctapp-2025.