Ford v. Roberts

478 S.W.2d 129, 1972 Tex. App. LEXIS 2534
CourtCourt of Appeals of Texas
DecidedMarch 16, 1972
DocketNo. 17826
StatusPublished
Cited by7 cases

This text of 478 S.W.2d 129 (Ford v. Roberts) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ford v. Roberts, 478 S.W.2d 129, 1972 Tex. App. LEXIS 2534 (Tex. Ct. App. 1972).

Opinion

BATEMAN, Justice.

This case turns on the applicability vel non of Tex.Rev.Civ.Stat.Ann., art. 3716 (1926), commonly known as the “Dead Man’s Statute,” to testimony offered by appellant concerning transactions between him and appellee’s testator. Appellant sued in trespass to try title, and for partition of real estate, to impose a constructive trust on an undivided one-fourth interest in certain land in Dallas County. In a non-jury trial judgment was rendered against appellant.

[131]*131Aubrey J. Roberts died June 25, 1968, and appellee qualified as independent executrix of his estate on August 26, 1968.

In his original petition, filed October 23, 1968, appellant sued “Cora T. Roberts, individually and as Independent Executrix of the Estate of Aubrey J. Roberts, deceased, defendant herein,” and in paragraph 1 of the First Count of the petition alleged: “Cora T. Roberts is the duly appointed, acting and qualified Independent Executrix of the Estate of Aubrey J. Roberts, deceased.” On February 8, 1971 appellant filed his First Trial Amendment in which he amended the allegation quoted above to read as follows:

“Cora T. Roberts initially was the duly appointed and qualified Independent Executrix of the Estate of Aubrey J. Roberts, Deceased. In the interim since her appointment the estate has been fully administered. There are no debts of the estate outstanding. The preliminary federal estate tax and the state inheritance tax returns have been prepared, filed and paid. The final returns and the payment of any additional tax are awaiting the outcome of this lawsuit. There are no claims or lawsuits against the estate except the present one. Mrs. Roberts is the surviving spouse and the sole and only beneficiary and devisee under the Will of Aubrey J. Roberts, Deceased. Cora T. Roberts in her capacity as Executrix is merely a nominal party. The real party at interest in this lawsuit is Cora T. Roberts in her individual capacity.”

Appellee’s motion in limine, which was sustained by the trial court, asked that appellant and his attorney be instructed not to testify as to any transactions with ap-pellee’s testator Aubrey J. Roberts, as being prohibited by the said article 3716, which provides that in actions by or against heirs and legal representatives of decedents neither party shall be allowed to testify to transactions with or statements by the decedent.

Appellant offered testimony which, had it not been excluded, would have been that appellant and Roberts were both practicing attorneys; that Roberts associated appellant to assist him in the prosecution' of a suit to recover the tract of land in question for Roberts’ client, one C. E. Hill; that when the case was won Hill conveyed an undivided half interest in the land to appellant and Roberts as their fee; that Roberts told appellant he would negotiate for the purchase of Hill’s remaining one-half interest in the land in question at a purchase price to be paid in equal portions by appellant and Roberts, but that, although appellant agreed to this and offered to pay his half of the purchase price, Roberts took title in his own name and thus breached the oral agreement between them.

In her answer appellee stated that she had never disputed appellant’s ownership of an undivided 25 per cent interest in the tract of land, but that she was the sole owner of the remaining 75 per cent.

Appellant relies heavily on Pugh v. Turner, 145 Tex. 292, 197 S.W.2d 822, 172 A.L.R. 707 (1946). In that case, Mrs. Turner, suing individually and as independent executrix of the will of her former husband J. H. Scott, sought recovery on two promissory notes executed by Pugh. Pugh defended on the ground that Scott in his lifetime had agreed that if Pugh would pay him the proceeds of the sale of the mortgaged property this would be accepted in full payment of the notes. It was held that article 3716 was inapplicable because the estate had been fully administered, all debts having been paid and all gifts under the will delivered, also because more than a year had elapsed from the time of qualification of the executrix.

The Pugh case is not controlling here for several reasons. In the first place, in Pugh it was shown beyond dispute, and the court found, that the estate had been fully administered, that all debts were paid and all gifts under the will delivered. This was not true in the case at bar, as [132]*132will be fully shown later in this opinion. In the second place, the holding in Pugh (and other cases relied on by appellant) of a presumption that administration terminated at the expiration of one year is inapplicable since the adoption of the Probate Code, which became effective January 1, 1956. No such presumption now exists. Sections 151 and 152 of the Probate Code provided for the first time a statutory means and authority for closing independent administrations, and in Bradford v. Bradford, 377 S.W.2d 747 (Tex.Civ.App., Texarkana 1964, writ ref’d n. r. e.), it was said:

“Prior to the present Probate Code an independent administration, according to the law, considered the estate as closed after one year. Jones v. Jimmerson, Tex.Civ.App., 302 S.W.2d 161. Now, an independent administration is not closed at the expiration of one year, nor until the independent executor, or someone interested in the estate, filed the necessary pleadings and asks the county court to declare the administration closed. Secs. 151 and 152, Probate Code.”

We made a similar holding in Moore v. Vines, 461 S.W.2d 642, 651 (Tex.Civ.App., Dallas 1970, reversed on other grounds 474 S.W.2d 437).

In the third place, in Pugh the executrix was the plaintiff and the defendant had filed a sworn denial of her right to recover in her capacity as executrix. In the case at bar, the executrix was the defendant and appellant in a supplemental petition alleged under oath that appellee was not entitled to defend the suit as executrix, the estate having been fully administered, that appellee in her capacity as executrix was merely a nominal party, the real party being appellee in her individual capacity. He argues that this placed upon her the burden of both pleading and proving the facts necessary to show that the administration of the estate was still open. We know of no rule or statute to that effect. Appellant could have been in no doubt as to appellee’s position that the administration was still open and that in her capacity as executrix she was at least a party to the issue, for which reason article 3716 was applicable. Appellant was not entitled to compel her to plead her evidence in detail. The various discovery methods, such as depositions, interrogatories, and request for admissions, as well as exceptions to her pleadings, were available to him for that purpose. See Commerce Realty Co. v. McElvey, 250 SW.2d 931, 934 (Tex.Civ.App., San Antonio 1952, writ ref’d n. r. e.).

Subdivision (c) of Rule 93, Vernon’s Texas Rules of Civil Procedure, does provide inter alia that a pleading setting up “that the defendant is not liable in the capacity in which he is sued,” shall be verified by affidavit.

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Bluebook (online)
478 S.W.2d 129, 1972 Tex. App. LEXIS 2534, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ford-v-roberts-texapp-1972.