Foote v. Shapiro

6 Pa. D. & C.3d 574, 1978 Pa. Dist. & Cnty. Dec. LEXIS 346
CourtPennsylvania Court of Common Pleas, Lehigh County
DecidedApril 24, 1978
Docketno. 579
StatusPublished
Cited by1 cases

This text of 6 Pa. D. & C.3d 574 (Foote v. Shapiro) is published on Counsel Stack Legal Research, covering Pennsylvania Court of Common Pleas, Lehigh County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Foote v. Shapiro, 6 Pa. D. & C.3d 574, 1978 Pa. Dist. & Cnty. Dec. LEXIS 346 (Pa. Super. Ct. 1978).

Opinion

BACKENSTOE, J.,

This is a suit between two attorneys to recover moneys allegedly owed on an oral contract to split a fee. Defendant [575]*575has moved for summary judgment, contending that the alleged fee-splitting arrangement violated the Code of Professional Responsibility, specifically DR 2-107CA),1 and should, therefore, be deemed void and unenforceable. We are of the opinion that a contract, albeit between two lawyers, cannot be deemed unenforceable merely because the contract itself or the conduct or transaction from which the contract arose violates the Disciplinary Rules of the Code of Professional Responsibility.

In July of 1971 plaintiff was retained by a client seeking to recover damages for injuries he received in a highway accident. At that time the client entered into a contingent fee agreement with plaintiff. Under the terms of the agreement plaintiff was to receive 25 percent of any moneys recovered by the client before suit was instituted and 33% percent of any recovery thereafter. Sometime in May, 1972, plaintiff turned the client’s file over to defendant, an erstwhile associate of plaintiff. At the time the file was transferred, the parties had an oral agreement on the division of the fee, although the terms of agreement are not clear from the record. [576]*576During the next five months, defendant interviewed the client and another witness, arranged for a medical report on the client, and pursued settlement negotiations with the insurance adjuster for the opposing side. Then, in November 1972, plaintiff requested that the file and the case be returned to him. In December 1974 the client dismissed plaintiff as his attorney and the case was once again returned to defendant. This time the client executed a contingent fee agreement with defendant similar to the original agreement with plaintiff. Subsequently, the case was settled, and defendant received a $5,000 fee pursuant to his agreement with the client. Plaintiff, alleging an oral contract between himself and defendant, now demands to be paid 50 percent of the $5,000 fee.

For the purpose of disposing of the instant motion, we accept as true plaintiffs allegation that an oral agreement existed between the parties. See Ritmanich v. Jonnel Enterprises, Inc., 219 Pa. Superior Ct. 198, 280 A. 2d 570 (1971).

A contract is illegal “ ‘if either its formation or its performance is criminal, tortious, or otherwise opposed to public policy.’” Contractor Industries v. Zerr, 241 Pa. Superior Ct. 92, 97, 359 A. 2d 803, 805 (1976), quoting Restatement, Contracts, §512 (1932). A contract is illegal and unenforceable if either its formation or performance is prohibited by statute: F. F. Bollinger Co. v. Widmann Brewing Corp., 339 Pa. 289, 14 A. 2d 81 (1940). However, a contract will not be declared void if it is not the intent of the legislature to make it illegal and void: Allentown Ahead Fund v. Classic Photo Lab, Inc., 36 Lehigh 401, 404 (1975). Although contracts contrary to public policy may be deemed void, this should be the result only in clear cases: Kuhn v. [577]*577Buhl, 251 Pa. 348, 96 Atl. 977 (1916). Accord, Simmons v. U.S., 120 F. Supp. 641, 648 (M.D. Pa. 1954).

The Code of Professional Responsibility is not a legislative enactment or statement of positive law.2 Rather, the code was designed by a committee of the American Bar Association “to be adopted by appropriate agencies both as an inspirational guide to the members of the profession and as a basis for disciplinary action when the conduct of a lawyer falls below the required minimum standards stated in the Disciplinary Rules.” A.B.A. Code of Professional Responsibility, Preamble and Preliminary Statement (1970). What little consideration the A.B.A. Committee on Professional Ethics has given the question suggests that violation of the code should not raise a bar to the enforcement of a contract to which a lawyer is a party. In an informal unpublished opinion the Ethics Committee dealt with a similar case as follows:

“No decisions have been found holding where a contract is found void or unenforceable merely because a lawyer is party to a transaction in violation of a Canon, where the practice is not one which is held unlawful apart from the Canon. Accordingly, where a lawyer has agreed to divide his fee with a trust officer of a bank, who is also a lawyer but who has performed no service, if he agrees in violation of the Canons to pay the trust officer, he does so at his peril; and similarly in the case of an agreement to [578]*578pay forty percent to the estate of a deceased partner.” Informal Opinion No. 6 A.B.A. Committee on Professional Ethics (unpublished), American Bar Association, Opinions of the Committee on Professional Ethics 9 (1967). The only other treatment of this issue is found in Informal Opinion 870 of the A.B.A.’s Committee on Professional Ethics. This instructive opinion is set forth at length as follows:3
“We have received from you the following letter requesting an answer to the question set forth in your letter:
“‘Rule No. 34 of the Canons of Professional Ethics of the American Bar Association provides that fees shall be divided between attorneys based on the division of work between all attorneys who participate.
“ ‘In September 1963, at a time when this Canon had not been called to our attention one of the men in our firm made an arrangement with an attorney in a nearby community in connection with the division of fees in a case now pending in our office. The fees were to be divided on the basis of one-third to him as the ‘forwarding attorney’ and two-thirds to our firm. We have every reason to believe that our office is about to bring this case to a successful and satisfactory conclusion. The amount of the fee will be $40,000, or very close thereto.
“‘The clients are very much opposed that the original attorney receive any compensation, excepting on a quantum meruit basis. They explain [579]*579that the reason that they consulted us was that they had been dissatisfied with the original attorney.
““‘Original’ attorney did very little work on the case — no more than 2%, if that.
“ T am enclosing a copy of the letter regarding the division of fee written by a member of our firm, blanking out the name of the attorney to whom the letter was sent. (Enclosure reads as follows: This will confirm our discussion of today that our fee arrangement with Mr. and Mrs. A and Mr. and Mrs. B is 33-1/3% of any settlement prior to suit, and 40% of any recovery after the institution of suit. The division of fees between our offices is to be one-third of the total fees to you and two-thirds to this office.)
“‘The question that we ask of you: is our firm bound to honor the agreement in this letter, or is it proper, even at this date, and in spite of this letter, to ask an impartial group to evaluate the percentage of work done by the individual attorney and the amount of work done by our firm, and to divide the fees on that basis?’
“When the late Henry S. Drinker, a former chairman of this committee, wrote his authoritative work Legal Ethics, he devoted an entire section of his book to the subject “The Lawyer’s Obligations and Relations to Other Lawyers.” The following are quotations from that work:

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Bluebook (online)
6 Pa. D. & C.3d 574, 1978 Pa. Dist. & Cnty. Dec. LEXIS 346, Counsel Stack Legal Research, https://law.counselstack.com/opinion/foote-v-shapiro-pactcompllehigh-1978.