FLORIDA COM'N ON ETHICS v. Plante

369 So. 2d 332
CourtSupreme Court of Florida
DecidedMarch 22, 1979
Docket53899
StatusPublished
Cited by6 cases

This text of 369 So. 2d 332 (FLORIDA COM'N ON ETHICS v. Plante) is published on Counsel Stack Legal Research, covering Supreme Court of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
FLORIDA COM'N ON ETHICS v. Plante, 369 So. 2d 332 (Fla. 1979).

Opinion

369 So.2d 332 (1979)

FLORIDA COMMISSION ON ETHICS, Appellant,
v.
Kenneth A. PLANTE, Dempsey Barron, Philip D. Lewis, Jack D. Gordon, and Jon Thomas, Appellees.

No. 53899.

Supreme Court of Florida.

March 22, 1979.

*333 Jim Smith, Atty. Gen., and William C. Sherrill, Jr., Chief Trial Counsel, Tallahassee, for appellant.

Tobias Simon, Miami, Charles L. Carlton, Lakeland, and Richard C. McFarlain, Tallahassee, for appellees.

Bruce C. Starling, Gen. Counsel, Nancy G. Linnan, Asst. Gen. Counsel, Tallahassee, and Donald M. Middlebrooks, Miami, for Governor Reubin O'D. Askew and The Sunshine Amendment, Inc., amici curiae.

PER CURIAM.

We here review an order of the district court of appeal construing a provision of the Florida Constitution. Jurisdiction vests under article V, section 3(b)(1). At issue is the meaning of the words "public report" in article II, section 8(f). We hold that these words mean a report which includes a conclusion and that such an interpretation does not violate the concept of separation of powers between branches of government. The district court opinion is quashed.

Article II, section 8, known as the Sunshine Amendment, establishes financial reporting requirements for all elected constitutional *334 officers, public officers, public employees and candidates. Subsection (f) authorizes an independent commission to "conduct investigations and make public reports on all complaints concerning breach of public trust" by persons covered by the section, except those "within the jurisdiction of the judicial qualifications commission." Subsection (h)(3) names the Florida Commission on Ethics as that independent commission provided for in subsection (f). The commission is also charged with duties under Chapter 112, Part III, Florida Statutes.

A complaint was filed against five state senators alleging that they had breached the public trust by failing to comply with the public financial disclosure requirements of article II, section 8(a) and (h).[1] The facts are not in dispute: The senators did not file the required reporting forms. After a hearing on the complaint, the commission found "probable cause" to believe that the senators had breached the public trust, and this finding was transmitted to the President of the Senate.[2]

The senators appealed the commission's finding to the First District Court of Appeal, and in an order dated December 23, 1977, that court held that the commission was without authority to make a probable cause finding. The court struck the probable cause finding and made permanent an order previously entered against the commission staying any transfer of the findings to the senate. No rehearing was requested, and no appeal was taken from the ruling.

After a subsequent meeting, the commission issued a public report dated February 15, 1978, finding that the senators, by failing to file "full and public disclosure," had breached the public trust. The senators petitioned the First District Court of Appeal to strike the commission's latest report and to issue a contempt show cause order. The court struck the commission's finding of a breach of public trust, but did not make a contempt finding against the members of the commission because nothing before the court "... indicate[d] that either Commissioner did not act in good faith." The commission appealed to this court.

We are faced with three issues: (1) whether the Commission on Ethics is bound by the opinion and order of the district court dated December 23, 1977; (2) whether the Commission on Ethics, pursuant to article II, section 8(f), may issue a report finding that public officials and other persons covered by the Sunshine Amendment have breached the public trust; and (3) if such a report may be issued, whether the commission's action infringes on article III, section 4(d), Florida Constitution.

I

We must first determine what the First District Court of Appeal held in its opinion of December 23, 1977 (Plante v. The Florida Commission on Ethics, 354 So.2d 87 (Fla. 1st DCA 1977)). We conclude that the opinion holds that the Commission on Ethics may not transmit a finding of probable cause to the President of the Senate in an attempt to commence a disciplinary action against a senator. Several portions of the opinion demand this conclusion. (A) In the statement of facts, the court states:

... the Florida Commission on Ethics ... purported to find probable cause to establish breach of public trust ... and sought to refer such finding to the President of the Senate for official action. [Emphasis added.]

354 So.2d at 88.

Clearly, the district court considered the commission's referral of its report to the President of the Senate to be a demand for official action. (B) This is further shown by the court's description of the issue before it:

*335 Petitioners and respondent agree that no provision of Chapter 112, Part III, Florida Statutes is applicable to the issue before this court — namely, the authority of the Commission to do other than conduct an investigation and make a public report. [Emphasis added.]

354 So.2d at 89.

Inherent in the framing of this issue is a recognition that the commission may conduct an investigation and make a public report. The district court, therefore, must have believed the commission was seeking to do more than those two clearly authorized acts. (C) The language of the court in comparing the authority of the executive or judicial branches of government with the authority granted the Florida Commission on Ethics adds further support:

Just as the executive or judicial branch has no authority to determine the qualifications of a Senator to be seated, the Florida Commission on Ethics has no power to make this determination, or to enter a finding of probable cause. [Emphasis added.]

The words "to make this determination" obviously refer to "the qualifications of a Senator to be seated." (D) The court's statement of the commission's authority is also indicative of the court's belief that something more than the filing of a report was intended:

[T]he Florida Commission on Ethics has the authority to conduct an investigation of complaints alleging a violation of Article II, Section 8, Florida Constitution and to make public its report by distribution to all news media or by filing the same with the Secretary of State as it may choose. [Emphasis added.]

354 So.2d 89.

Again, the court makes clear that at the conclusion of the investigation a report may be distributed as the commission chooses. (E) Finally, in the remedy section of the opinion, the court states:

That portion of the order of the Florida Commission on Ethics purporting to find probable cause of a violation by the petitioners ... and purporting to direct the filing of such finding as an official document with the President of the Senate transcends the constitutional grant of power to the Commission .. . [Emphasis added.]

From a full and careful reading of the opinion, we find that it holds that the Commission on Ethics may not, after conducting an investigation, transmit a copy of its report to the President of the Senate in an effort to trigger disciplinary action against a senator. We agree.

The commission took no appeal from this ruling; it is, therefore, binding.[3]

II

We now turn our attention to the subsequent action of the commission shown by its report of February 15, 1978.

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