Florida Bar v. Smith

301 So. 2d 768, 1974 Fla. LEXIS 4705
CourtSupreme Court of Florida
DecidedSeptember 11, 1974
DocketNo. 45746
StatusPublished
Cited by2 cases

This text of 301 So. 2d 768 (Florida Bar v. Smith) is published on Counsel Stack Legal Research, covering Supreme Court of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Florida Bar v. Smith, 301 So. 2d 768, 1974 Fla. LEXIS 4705 (Fla. 1974).

Opinion

ERVIN, Justice.

The Florida Bar, pursuant to Rule 11.-07(3) of the Integration Rule of The Florida Bar, petitions this Court to suspend Oakley Grant Smith, Jr., from the practice of law in Florida, alleging that Respondent was convicted on May 2, 1974 in the United States District Court, Southern District of Florida, and sentenced to 75 days in jail and 24 months on probation and fined $7500.

It appears from the record before us that Respondent has been convicted of fraudulently representing to the United States Department of Health, Education and Welfare that certain costs under the Social Security Act were reimbursable expenses of the Palm Springs General Hospital, Inc., a nonprofit corporation of Hialeah, Florida, of which Respondent was chief executive officer or president. Specifically, Smith was convicted by a jury of Count III of a grand jury indictment tried in said Federal District Court, which count reads as follows:

“That on or about the 21st day of January, 1972, in the Southern District of Florida,
OAKLEY G. SMITH,
the defendant herein, willfully and knowingly did make and cause to be made false, ficticious and fraudulent statements and representations as to material facts in a matter within the jurisdiction of the United States Department of Health, Education and Welfare, in that cost reports, Social Security Administration Forms 1563, 1562, and 1992, for the fiscal year ending June 30, 1971, were submitted to Blue Cross of Florida, an agent and fiscal intermediary of the United States Department of Health, Education and Welfare, wherein OAKLEY G. SMITH stated and represented that the expenses and costs set forth in Forms 1563, 1562, and 1992, were costs reimbursable under Title 18, Social Security Act, as amended, for the operation of Palm Springs General Hospital, Inc. of Hialeah, Florida. Whereas, in truth and fact, as he then well knew, the expenses and costs set forth in Forms 1563, 1562, and 1992, were not reimbursable costs but included purchases and expenditures which were false and fraudulently represented to be costs for the operation of Palm Springs General Hospital, Inc. of Hialeah, Florida.
“All in violation of Title 18, United States Code, Section 1001.”

The Florida Bar contends that Respondent Smith’s judgment of conviction is “conclusive proof of the guilt of the offense charged” under Integration Rule 11.-07(1) as construed in The Florida Bar v. Craig (Fla.1970), 238 So.2d 78. The Florida Bar maintains that this Court has consistently declined to defer suspensions of [770]*770lawyers during their appeals despite their protestations of' innocence, error at their trials, and the fact their appeals of the convictions are pending, citing in addition to the Craig case the cases of The Florida Bar v. Smith, Opinion filed May 20, 1974, Case No. 45,135; The Florida Bar v. Fer-rer Roo, Opinion filed December 7, 1973, Case No. 44,354; The Florida Bar v. Matthews, Opinion filed March 7, 1972, Case No. 42,018. The Florida Bar’s position is simply that' under the practical operation of the integration rule upon conviction of an attorney in any felony criminal case all doubts are resolved against modification of suspension pending appeal, and no meaningful discretion abides in this Court under the rule to defer suspension pending appeal. But see, The Florida Bar v. Ragano (Fla.1972), 270 So.2d 3.

Through his attorney, William A. Meadows, Jr., the Respondent responds to the Bar’s petition and on Respondent’s behalf petitions this Court to modify or terminate suspension pending appeal, alleging:

“Oakley G. Smith, Jr., by and through his undersigned counsel; responds to the Petition for Suspension served by the Florida Bar on 19 June 1974, and files this his Petition to Modify or Terminate Suspension, and says:
“1. Respondent has appealed from the conviction and adjudication of guilt attached to the Florida Bar’s Petition for Suspension. Said appeal is presently pending in the United States Court of Appeals for the Fifth Circuit.
“2. The conviction was for a violation malum probitum and not malum in se. It was based upon submission to the United States Government under the Medicare program of a cost report allegedly containing false statements for the cost of operating a hospital which the respondent serves as president. In the same case, respondent was adjudicated not guilty of three counts of filing false income tax returns, three counts of filing false exempt organization returns, and two counts of filing false Medicare statements.
“3. The appeal in the Fifth Circuit presents that court with complex and unique questions of law. The transcript of the trial demonstrates clearly that the respondent had no knowledge that any false statements were included in the reports submitted for the Medicare program ; respondent signed these reports only after they were prepared by the hospital comptroller, presented to him as correct, and signed by a certified public accountant. Attached hereto as Exhibit 1 are excerpts from the trial testimony which demonstrate that the respondent relied upon his accountants for the correctness of the report signed, and had no criminal intent. Respondent’s act in signing the reports was a ministerial one as chief executive officer of a hospital located in Dade County, Florida. Undersigned counsel, as a member of the Bar of this Court, represents to the Court that in his opinion there is a good chance respondent’s conviction will be reversed, because the government did not demonstrate any criminal intent on the part of the respondent and for other reasons.
“4. Respondent received no personal benefit from the alleged criminal act. Mistakes on cost reports submitted under the Medicare program resulted in over-payments to respondent’s hospital in the amount of approximately $5,000 out of approximately 1.25 million dollars paid to the hospital under Medicare for the year in question. This sum was repaid to the government; it was de minimis as shown in the Memorandum in Support of Post Trial Motions, attached hereto as Exhibit 2. No client of the respondent was involved in the matter for which he was convicted.
“5. Respondent and his family already have greatly suffered as a result of the bringing of the indictment attached to the Petition for Suspension and the con[771]*771viction of one of nine counts. He was tried by the news media and there convicted prior to his jury trial in the United States District Court. Television cameras awaited him at the courthouse after arrest by a bevy of federal agents. All that the respondent requests of this Court is that the additional stigma of suspension from the practice of law not be imposed by this Court until the United States Court of Appeals for the Fifth Circuit and the United States Supreme Court have determined the pending appeal, which will be expeditiously prosecuted.
“6. In the event this Court withholds suspension, respondent represents to the Court that he will not file his appearance as attorney of record for any person in any state or federal court while his appeal is pending. Respondent wishes to continue to look after the business affairs of himself, his family and the corporations in which he has an interest, without suffering the stigma of suspension.
“7. This case is exactly like The Florida Bar v.

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Related

The Florida Bar v. Heller
473 So. 2d 1250 (Supreme Court of Florida, 1985)
The Florida Bar v. Prior
330 So. 2d 697 (Supreme Court of Florida, 1976)

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301 So. 2d 768, 1974 Fla. LEXIS 4705, Counsel Stack Legal Research, https://law.counselstack.com/opinion/florida-bar-v-smith-fla-1974.