Florida Bar re Amendments to the Rules Regulating the Florida Bar

557 So. 2d 1368, 15 Fla. L. Weekly Supp. 132, 1990 Fla. LEXIS 358, 1990 WL 27688
CourtSupreme Court of Florida
DecidedMarch 8, 1990
DocketNo. 74699
StatusPublished

This text of 557 So. 2d 1368 (Florida Bar re Amendments to the Rules Regulating the Florida Bar) is published on Counsel Stack Legal Research, covering Supreme Court of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Florida Bar re Amendments to the Rules Regulating the Florida Bar, 557 So. 2d 1368, 15 Fla. L. Weekly Supp. 132, 1990 Fla. LEXIS 358, 1990 WL 27688 (Fla. 1990).

Opinion

PER CURIAM.

Pursuant to article V, section 15, of the Florida Constitution, we review proposed changes in the Rules Regulating the Florida Bar.

The Board of Governors of the Florida Bar has submitted a revision of rule 4-3.3 of the Rules Regulating the Florida Bar, which would change a lawyer’s duties and obligations concerning a client who wishes to present or has presented perjured testimony.

While the issue of perjured testimony has been aired prominently in recent years, only one response was filed to the petition following its publication in The Florida Bar News. Attorney John W. Douglass of Fort Lauderdale is concerned with section (a)(4) of the proposed rule, which says a lawyer shall not knowingly:

Permit any witness, including a criminal defendant, to offer testimony or other evidence that the lawyer knows to be false. A lawyer may not offer testimony which he knows to be false in the form of a narrative unless so ordered by the tribunal. If a lawyer has offered material evidence and thereafter comes to know of its falsity, the lawyer shall take reasonable remedial measures.

Mr. Douglass argues that rule 4-3.3(a)(4) should be altered to read “learns or reasonably should have learned” rather than “comes to know.” The danger, Mr. Douglass contends, is that unscrupulous lawyers can easily avoid the strictures of the rule simply by refusing to check out the story the client plans to tell.

There was some support for this position among members of the Board of Governors. In fact, the special Bar committee appointed in 1987 to study the issue recommended wording similar to that offered by Mr. Douglass. The Board, however, rejected the suggestion, and we are inclined to follow the Board’s advice.

While there is some appeal in Mr. Douglass’ position, there is a strong countervailing argument. There are few lawyers who have not had the experience of wondering whether some clients were being entirely candid. Yet, the fact that the client’s version of events differs from that of many others does not mean that the client is lying. The loyalty owed to the client demands that a lawyer accept the client’s statement of facts until such time as it becomes apparent that the client is not telling the truth. It would be unfair to subject an otherwise ethical lawyer to discipline for failing to exhaust all avenues of discovering the truth of the client’s version of the facts. Moreover, regardless of how the rule is worded, its success will ultimate[1369]*1369ly depend upon the sensitivity of lawyers to perceive and to respect the fine line between the obligations of an advocate and the duty to prevent the perpetration of a fraud. We are confident that the lawyers of Florida will be responsive to the spirit as well as the language of the rule.

Thus, we approve the proposed rule 4-3.-3, which is attached to this opinion. The rule shall become effective upon the filing of this opinion.

It is so ordered.

EHRLICH, C.J., and OVERTON, McDonald, shaw, barkett, GRIMES and KOGAN, JJ., concur.

APPENDIX

4-3.3 Candor toward the tribunal.

(a) A lawyer shall not knowingly:

(1) Make a false statement of material fact or law to a tribunal;

(2) Fail to disclose a material fact to a tribunal when disclosure is necessary to avoid assisting a criminal or fraudulent act by the client;

(3) Fail to disclose to the tribunal legal authority in the controlling jurisdiction known to the lawyer to be directly adverse to the position of the client and not disclosed by opposing counsel; or

(4) Offer evidence that-the lawyer knows to be false. If a lawyer has offered material evidence and-comes--to-know of its falsity, the-lawyer shall take reasonable remedial measures.

(4) Permit any witness, including a criminal defendant, to offer testimony or other evidence that the lawyer knows to be false. A lawyer may not offer testimony which he knows to be false in the form of a narrative unless so ordered by the tribunal. If a lawyer has offered material evidence and thereafter comes to know of its falsity, the lawyer shall take reasonable remedial measures.

(b) The duties stated in paragraph (a) continue beyond the conclusion of the proceeding and apply even if compliance requires disclosure of information otherwise protected by rule 4-1.6.

(c) A lawyer may refuse to offer evidence that the lawyer reasonably believes is false.

(d) In an ex parte proceeding a lawyer shall inform the tribunal of all material facts known to the lawyer which will enable the tribunal to make an informed decision, whether or not the facts are adverse.

Comment:

The advocate’s task is to present the client’s case with persuasive force. Performance of that duty while maintaining confidences of the client is qualified by the advocate’s duty of candor to the tribunal. However, an advocate does not vouch for the evidence submitted in a cause; the tribunal is responsible for assessing its probative value.

Representations by a lawyer

An advocate is responsible for pleadings and other documents prepared for litigation, but is usually not required to have personal knowledge of matters asserted therein, for litigation documents ordinarily present assertions by the client, or by someone on the client’s behalf, and not assertions by the lawyer. Compare rule 4-3.1. However, an assertion purporting to be on the lawyer’s own knowledge, as in an affidavit by the lawyer or in a statement in open court, may properly be made only when the lawyer knows the assertion is true or believes it to be true on the basis of a reasonably diligent inquiry. There are circumstances where failure to make a disclosure is the equivalent of an affirmative misrepresentation. The obligation prescribed in rule 4-1.2(d) not to counsel a client to commit or assist the client in committing a fraud applies in litigation. Regarding compliance with rule 4-1.2(d), see the comment to that rule. See also the comment to rule 4-8.4(b).

Misleading legal argument

Legal argument based on a knowingly false representation of law constitutes dishonesty toward the tribunal. A lawyer is not required to make a disinterested exposition of the law, but must recognize the [1370]*1370existence of pertinent legal authorities. Furthermore, as stated in paragraph (a)(3), an advocate has a duty to disclose directly adverse authority in the controlling jurisdiction which has not been disclosed by the opposing party. The underlying concept is that legal argument is a discussion seeking to determine the legal premises properly applicable to the case.

False evidence

When evidence that a lawyer knows to be false is provided by a person who is not the client, the lawyer must refuse to offer it regardless of the client’s wishes.

When false evidence is offered by the client, however, a conflict may arise between the lawyer’s duty to keep the client’s revelations confidential and the duty of candor to the court. Upon ascertaining that material evidence is false, the lawyer should seek to persuade the client that the evidence should not be offered or, if it has been offered, that its false character should immediately be disclosed. If the persuasion is ineffective, the lawyer must take reasonable remedial measures.

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Dodd v. the Florida Bar
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Bluebook (online)
557 So. 2d 1368, 15 Fla. L. Weekly Supp. 132, 1990 Fla. LEXIS 358, 1990 WL 27688, Counsel Stack Legal Research, https://law.counselstack.com/opinion/florida-bar-re-amendments-to-the-rules-regulating-the-florida-bar-fla-1990.