Flood v. State

304 P.3d 1083, 2013 WL 3242374, 2013 Alas. App. LEXIS 71
CourtCourt of Appeals of Alaska
DecidedJune 28, 2013
DocketNo. A-11103
StatusPublished

This text of 304 P.3d 1083 (Flood v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Alaska primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Flood v. State, 304 P.3d 1083, 2013 WL 3242374, 2013 Alas. App. LEXIS 71 (Ala. Ct. App. 2013).

Opinion

OPINION

Senior Judge COATS.

Bert J. Flood Sr. was convicted of sexual abuse of a minor in the first degree, sexual abuse of a minor in the second degree, and incest, for engaging in sexual penetration with S.A., his 15-year-old daughter. He raises two arguments on appeal.

Flood, who was in custody, asked to be absent from his trial. The State opposed the request. The trial judge denied the request and ordered Flood transported to Kotzebue for trial. Flood argues that this was error. But we uphold the trial judge's decision.

During Flood's trial, the doctor who performed the sexual assault examination on S.A. testified that S.A. stated during the [1084]*1084examination that Flood had improperly touched her when she was five or six years old. Flood did not object to this statement at trial. But on appeal Flood argues that the statement should have been exeluded under Evidence Rules 404 and 408 as unduly prejudicial evidence of prior acts, and that the failure to exclude the statement was plain error. We do not find plain error.

Factual and procedural background

S.A. testified that she was in Kotzebue for a wedding for a few days around December 11, 2006, although at the time she lived with her mother in Noatak. She remembered drinking some alcohol. She went to the library with some friends. She returned to her father's place a couple hours later.

S.A. testified that she did not remember much more from that night, since she was intoxicated. Between blackouts, she remembered her father being on top of her. Her pants and underwear were off, and she felt him inside her. The next thing she remembered was waking up in the hospital.

Some of S.A.'s friends found her a little bit after midnight, drunk and lying in the snow. She was fully clothed, but her jacket was unzipped. The police arrived and S.A. was taken to the hospital.

Tanya Hallgren was a counselor working in the emergency room. She testified that S.A. told her that Flood had sexually abused her. Dr. John Melville performed a Sexual Assault Response Team exam on S.A. and at trial was qualified as an expert in the area of forensic examinations for sexual assault vie-tims. The prosecutor asked Dr. Melville, "[Oln December 12th of 2006 when you saw [S.A.], what were the statements that she made to you that were necessary for your medical treatment with regard to what happened to her?" Dr. Melville responded:

So she reported to me that (indiscernible)-from approximately 4:00 to 6:00 ... the previous day her father had given her about half a jug of R & R, which is a common form of aleohol up here, and that she had consumed (indiscernible) mixing it with Pepsi. At some time that evening she reports that her father, Mr. Bert Flood, quote, tried to touch my bottom. She really was not clear on a lot of other details. She could not recall if she was or was not wearing pants at that time. She reported no other recollection of the entire evening. She did report that her father had also "touched me when I was five or six". And in the context of a sexual assault exam [or] interview, "touched me" universally means "touched me imappro-priately".1

Dr. Melville testified that he found bruising on S.A.'s legs, evidence of bodily fluids on her lips, cheek, and thighs, and that her hymen was torn. Samples were sent to the forensic lab, and spermatozoa were detected on the vaginal swab. The police obtained a warrant to take two swabs from Flood, one from his mouth and one from his penis. DNA from S.A.'s vaginal swab was consistent with Flood's DNA.

Flood was indicted on three counts: first-degree sexual abuse of a minor for engaging in sexual penetration with S.A. as her parent2; second-degree sexual abuse of a minor for being 17 years of age or older and engaging in sexual penetration with S.A., a person who was 18, 14, or 15 years old and at least four years younger than himself 3; and incest for being 18 years of age or older and engaging in sexual penetration with S.A., a person who was related as a descendant of the whole or half blood.4

Flood was in custody pending trial. Prior to trial, Flood's attorney informed the court that Flood did not want to be present for trial and wanted to appear telephonically. The State objected. The trial judge concluded that under Criminal Rules 88 and 88.1 he had discretion to allow Flood to waive his right to appear, but he nevertheless declined to grant Flood's request. The judge concluded (for reasons that we will explain) that [1085]*1085Flood should be physically present at his trial.

Flood renewed his request before trial. He stated he did not want to participate in the trial at all, even telephonically. The judge denied this request as well.

At the conclusion of the trial, the jury found Flood guilty of all three counts. Flood now appeals.

The trial judge did mot err when he refused Flood's request to be absent from his trial

When Flood made his request to be absent from his trial, the prosecutor raised three major concerns. First, the prosecutor expected that S.A. would make an in-court identification of Flood, for which Flood needed to be present. The prosecutor also contended that, during jury voir dire, there might be jurors who were acquainted with Flood and would recognize his features even if they did not know his name. Finally, the prosecutor contended that, if Flood were absent, Flood would have difficulty communicating with his attorney.

The trial judge concluded that he had discretion under Criminal Rules 38 and 38.1 to grant or deny Flood's request. He concluded that it was important for the complaining witness to be able make an in-court identification of Flood. He also concluded that it was important for potential jurors to have the opportunity to see Flood because some potential jurors might "recognize Mr. Flood by face but not ... know him by name." Finally, the judge was concerned about Flood making later claims of ineffective assistance of counsel because Flood would not have the ability to consult with his attorney during jury selection and trial. He found that Flood's request was an attempt to manipulate the system.

We conclude that the trial judge did not abuse his discretion in denying Flood's request to be absent from his trial. Criminal Rule 38(a) provides:

(a) Presence: Required. The defendant shall be present at the arraignment, at the preliminary hearing, at the time of plea, at the omnibus hearing, and at every stage of the trial, including the impaneling of the jury and return of the verdict, and at the imposition of sentence, except as otherwise provided in this rule.

Criminal Rule 38(b) and (c) set out cireum-stances where the defendant's continued presence is not required. Under Criminal Rule 38(b), the defendant's presence is not required if he is "absent voluntarily after the trial has commenced" or if he "[elngages in conduct which is such as to justify exelusion from the courtroom." But these exceptions are designed to prevent a defendant from sabotaging the trial by voluntarily refusing to attend the trial or by engaging in disruptive behavior after the trial has begun in his presence.

Criminal Rule 38(c) gives the court the authority to allow a defendant not to be present in cases where the potential punishment is less than one year of imprisonment.

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Related

Singer v. United States
380 U.S. 24 (Supreme Court, 1965)
Campbell v. Wood
18 F.3d 662 (Ninth Circuit, 1994)
State v. Hannagan
559 P.2d 1059 (Alaska Supreme Court, 1977)
Peede v. State
474 So. 2d 808 (Supreme Court of Florida, 1985)
Peratrovich v. State
903 P.2d 1071 (Court of Appeals of Alaska, 1995)

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Bluebook (online)
304 P.3d 1083, 2013 WL 3242374, 2013 Alas. App. LEXIS 71, Counsel Stack Legal Research, https://law.counselstack.com/opinion/flood-v-state-alaskactapp-2013.