Flood v. Cappelli

CourtDistrict Court, S.D. New York
DecidedAugust 12, 2019
Docket7:18-cv-03897
StatusUnknown

This text of Flood v. Cappelli (Flood v. Cappelli) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Flood v. Cappelli, (S.D.N.Y. 2019).

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK JOSEPH V. FLOOD, Plaintiff, No. 18-CV-3897 (KMK) v. OPINION & ORDER OFFICER J. CAPPELLI; OFFICER CARL E. DUBOIS, Defendants.

Appearances:

Joseph V. Flood Goshen, NY Pro Se Plaintiff

Karen D. Edelman-Reyes, Esq. Orange County District Attorney’s Office Goshen, NY Counsel for Defendants

KENNETH M. KARAS, United States District Judge:

Joseph V. Flood (“Plaintiff”), currently incarcerated at Orange County Jail (“OCJ”), brings this Action under 42 U.S.C. § 1983, against Officer J. Cappelli (“Cappelli”) and Officer Carl E. DuBois (“DuBois”) (collectively, “Defendants”). Plaintiff alleges that Defendants violated his constitutional rights when they searched and sexually assaulted him and retaliated against him for filing a grievance. (Compl. (Dkt. No. 2).) Before the Court is Defendants’ Motion To Dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6). (See Not. of Mot. (Dkt. No. 17).) For the reasons stated herein, the Motion is granted. I. Background A. Factual Background The following facts are drawn from Plaintiff’s Complaint, and a letter Plaintiff submitted in opposition to Defendants’ Motion, (see Compl.; Letter from Plaintiff to Court (Nov. 26, 2018)

(“Pl.’s Letter”) (Dkt. No. 24)), and are taken as true for the purpose of resolving the instant Motion.1 Plaintiff alleges that on April 1, 2018, at 9:15 a.m., he was sexually assaulted outside the door to his cell by Cappelli while being pat frisked. (Compl. 2–3.) Cappelli allegedly swiped his hand between the backside of Plaintiff’s rear end. (Id. at 3) Plaintiff told Cappelli that this conduct was not necessary and Cappelli smirked and responded that Plaintiff probably liked it. (Id.; Pl.’s Letter 2.) While he does not name them individually as Defendants in this Action, Plaintiff alleges that several of Cappelli’s coworkers were present, specifically Officer Cappelli’s brother, who was standing behind Plaintiff, Officer Mackey, Officer Mendoza, and Sergeant Berlinski, all of whom Plaintiff lists as part of the Emergency Response Team. (Compl. 3.)

Plaintiff alleges that Sheriff Dubois is the sheriff in charge of OCJ, so that although his “involvement [was] not direct,” he is responsible for the conduct of his employees “to a degree.” (Pl.’s Letter 3.) Plaintiff alleges that he filed a grievance, which remains pending on appeal, and reported the incident to the PREA hotline, during which he spoke to someone who was supposed to investigate the alleged incident. (Id. at 2.)2 Plaintiff alleges that he was confined to his cell for

1 Plaintiff’s filings do not have consistent pagination. To avoid confusion, the Court cites to the ECF-generated page numbers at the top right corner of the relevant page.

2 Plaintiff does not define “PREA” in his Letter, but he is likely referring to an inmate education video sponsored by the National Prison Rape Elimination Act (“PREA”) Resource approximately six days in retaliation for filing the grievance. (Id. at 2–3; Compl. 3) Plaintiff alleges that upon explaining his fear of being alone with Cappelli to the mental health counselor, Plaintiff was confined by Sergeant Zepplin (“Zepplin”), who is a sergeant of the unit wing where Cappelli also works. (Pl.’s Letter3.)3 Plaintiff believes that, because he expressed his feelings to

the mental health counselor, Zepplin’s conduct was an act of retaliation for “making an issue out of” the matter. (Id.) Plaintiff further alleges that Cappelli put a “no contact” on him. (Id.) Plaintiff cites a PREA video that all inmates allegedly view upon intake that states that OCJ has a zero-tolerance policy for sexual abuse or sexual assault from staff or inmates alike as the basis for his grievance. (Id. at 2.) Plaintiff alleges that, as a result of this incident, his mental health has been disrupted. (Compl. 3.) Specifically, he felt violated and alleges that the incident has reminded him of the sexual abuse he experienced as an adolescent in foster care. (Id.) As a result of this alleged misconduct, Plaintiff alleges that he has experienced depression, mental anguish, humiliation, sleepless nights, and mental trauma. (Id.) Plaintiff noted in his Complaint that he filed a grievance at OCJ, and that the grievance

procedure at the jail covered his claims. (Id. at 4.) However, Plaintiff also noted that he did not know if the grievance procedure did not cover some of his claims, and answered affirmatively to the question “If you did not file a grievance, did you inform any officials of your claim(s)?” (Id. at 4–5.) Plaintiff noted that he informed “mental health,” which submitted a report, and informed Lieutenant Potter, a Grievance and PREA Coordinator, for whom Plaintiff provided a

Center. National PREA Resource Center, https://www.prearesourcecenter.org/ (last visited July 17, 2019).

3 Plaintiff does not clarify whether the confinement by Zepplin mentioned in Plaintiff’s Letter is the same as the six-day period of confinement mention in his Complaint, or if Plaintiff is alleging separate additional confinements. written statement. (Id. at 5.) Finally, Plaintiff asserts that nothing has been sent back to him on “this [r]eport,” although it is unclear what report he is specifically referencing. (Id.) In response to the question on the Complaint asking Plaintiff to detail all steps he took to grieve his claims, Plaintiff alleges that his initial grievance was denied for lack of merit, his appeal to the Chief

Administrative Officer was denied on merit, and he is presently appealing to the Citizens’ Policy and Complaint Review Council. (Id. at 4.) Plaintiff asserts that the grievance remains pending on appeal, with no response to date. (Pl.’s Letter 2.) B. Procedural History Plaintiff’s Complaint and application to proceed in forma pauperis (“IFP”) were filed on May 1, 2018. (Dkt. Nos. 1, 2.) The Court granted Plaintiff’s IFP application on May 15, 2018. (Dkt. No. 6.) On May 24, 2018, the Court issued an Order directing service on Defendants. (Dkt. No. 8.) On August 6, 2018, Defendants filed a letter requesting a pre-motion conference in anticipation of filing a Motion To Dismiss. (Letter from Karen Edelman-Reyes, Esq. to Court (Dkt. No. 14).) The Court granted the request and set a briefing schedule on August 21, 2018.

(Dkt. No. 15.) On September 12, 2018, Defendants filed the instant Motion To Dismiss and accompanying papers. (Not. Of Mot.; Decl. of Karen Edelman-Reyes, Esq. (“Edelman-Reyes Decl.”) (Dkt. No. 18); Mem. of Law in Supp. of Mot. (“Defs.’ Mem.”) (Dkt. No. 19); Not. of Mot. to a Pro Se Litigant (the “Notice”) (Dkt. No. 20).)4 On November 5, 2018, Defendants filed a declaration in further support of the Motion To Dismiss. (Decl. of Karen Edelman-Reyes, Esq. in Further Supp. of Mot. To Dismiss (“Edelman-Reyes’s Reply Decl.”) (Dkt. No. 22).)

4 The Notice to Plaintiff was filed twice on the docket, the first time as Dkt. No. 16, and the second time as Dkt. No. 20. Plaintiff filed a response in opposition to the Motion on November 26, 2018. (Pl.’s Letter.) On December 6, 2018, Defendants filed a reply. (Letter from Karen Edelman-Reyes, Esq., to Court (Dkt. No. 25).) The Motion was deemed fully submitted on December 7, 2018. (Dkt. No. 26.) II. Discussion

Defendants argue that Plaintiff fails to sufficiently allege personal involvement by Dubois, fails to state a claim for violations of his Fourth and Eighth Amendment rights, fails to state a claim for retaliation under the First Amendment, fails to state a claim for due process violations under the Fourteenth Amendment, and that Plaintiff failed to exhaust his administrative remedies. (Defs.’ Mem.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Katz v. United States
389 U.S. 347 (Supreme Court, 1967)
Wolff v. McDonnell
418 U.S. 539 (Supreme Court, 1974)
Whitley v. Albers
475 U.S. 312 (Supreme Court, 1986)
Wilson v. Seiter
501 U.S. 294 (Supreme Court, 1991)
Hudson v. McMillian
503 U.S. 1 (Supreme Court, 1992)
Sandin v. Conner
515 U.S. 472 (Supreme Court, 1995)
Erickson v. Pardus
551 U.S. 89 (Supreme Court, 2007)
Bell Atlantic Corp. v. Twombly
550 U.S. 544 (Supreme Court, 2007)
Jones v. Bock
549 U.S. 199 (Supreme Court, 2007)
Ashcroft v. Iqbal
556 U.S. 662 (Supreme Court, 2009)
Emmeth Sealey v. T.H. Giltner
197 F.3d 578 (Second Circuit, 1999)
Anthony Palmer v. Paul Richards, Ronald Goss
364 F.3d 60 (Second Circuit, 2004)

Cite This Page — Counsel Stack

Bluebook (online)
Flood v. Cappelli, Counsel Stack Legal Research, https://law.counselstack.com/opinion/flood-v-cappelli-nysd-2019.