Fitzsimmons v. Department of Treasury

476 F. App'x 246
CourtCourt of Appeals for the Federal Circuit
DecidedFebruary 22, 2012
Docket2011-3206
StatusUnpublished

This text of 476 F. App'x 246 (Fitzsimmons v. Department of Treasury) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Fitzsimmons v. Department of Treasury, 476 F. App'x 246 (Fed. Cir. 2012).

Opinion

RADER, Chief Judge.

Peter J, Fitzsimmons appeals from the Merit Systems Protection Board (“Board”) decision affirming the Internal Revenue Service’s (“IRS”) removal of Mr. Fitzsim-mons for performance-based reasons. Because the Board’s decision is supported by substantial evidence and not contrary to law, this court affirms.

I

Mr. Fitzsimmons was a revenue officer at the IRS’s Small Business/Self Employee Division and was responsible for the management of taxpayers’ cases, along with other tasks. On January 29, 2008, Mr. Fitzsimmons’ supervisor, Mark Newman, determined that his work performance was unacceptable in three Critical Job Elements (“CJEs”).

After several reviews, on July 23, 2008, Mr. Fitzsimmons was placed on a 60-day performance improvement plan (“PIP”). On October 29, 2008, Mr. Newman determined Mr. Fitzsimmons’s performance was still unacceptable. On the same day, Mr. Fitzsimmons informed another supervisor that he was diagnosed with clinical depression and would provide a psychiatrist’s written documentation of his condition. Mr. Fitzsimmons also requested that his inventory be reduced for six months and that his review occur at the end of this period. On January 29, 2009, Mr. Fitzsimmons submitted a “Reasonable Accommodation Request” which repeated his request for reducing his inventory and suspending his formal review for six months. On March 4, 2009, his supervisors agreed that Mr. Fitzsimmons’s inventory would be reduced and decided that a formal review would not be conducted until a Federal Occupational Health (“FOH”) physician’s assessment. On March 11, 2009, Mr. Newman provided Mr. Fitzsim-mons a memorandum, informing him the PIP period was extended for at least an additional 60 days, reiterated his inventory *248 reduction, and confirmed that an evaluation would occur after a physician’s assessment.

On April 6, 2009, Mr. Newman issued a performance appraisal for April 1, 2008 to March 31, 2009. The appraisal rated Mr. Fitzsimmons’s performance as unacceptable. However, because this appraisal was improperly premature, it was rescinded and replaced with documentation that Mr. Fitzsimmons was not rated during that time.

Following the FOH physician’s assessment, on May 27, 2009, Mr. Fitzsimmons was informed that his inventory would remain at the reduced level through the end of August 2009 and that a formal review would not be conducted until after August 31, 2009. The letter stated the previous PIP plan was still in effect and an upcoming review would be the final review for the PIP process.

Before his final review, Mr. Fitzsimmons requested 200 hours of advanced sick leave to begin on August 31, 2009. The agency granted his request, and Mr. Fitzsimmons was away from work from August 31, 2009 through October 6, 2009.

Following Mr. Fitzsimmons’s return to work, Mr. Newman performed a final review, which completed the PIP evaluation period. Mr. Newman determined that Mr. Fitzsimmons’s performance continued to be unacceptable. On March 1, 2010, the agency proposed to remove Mr. Fitzsim-mons from his employment for unacceptable performance. On May 3, 2010, the agency issued a decision to remove him from his position effective May 7, 2010.

Mr. Fitzsimmons appealed to the Board. The administrative judge (“AJ”) affirmed the agency’s removal action. The AJ found that Mr. Fitzsimmons’s performance was unacceptable even after he was afforded a reasonable opportunity to improve, that the proposed action was properly based on events that occurred within the year preceding the notice of proposed action, that the erroneously-issued appraisal did not nullify the PIP period, and that the agency had appropriately extended the PIP period in response to Mr. Fitzsim-mons’s requests. On June 16, 2011, the Board affirmed the AJ’s decision and denied Mr. Fitzsimmons’s petition for review. This court has jurisdiction under 28 U.S.C. § 4324.

II

This court must affirm a decision of the Board unless this court finds it to be “(1) arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with the law; (2) obtained without procedures required by law, rule, or regulation having been followed; or (3) unsupported by substantial evidence.” 5 U.S.C. § 7703(c); Chadwell v. MSPB, 629 F.3d 1306, 1308 (Fed.Cir.2010). “Under the substantial evidence standard of review, a court will not overturn an agency decision if it is supported by such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Jacobs v. Dep’t of Justice, 36 F.3d 1543, 1546 (Fed.Cir.1994) (internal citation omitted). “The petitioner bears the burden of establishing error in the Board’s decision.” Harris v. Dep’t of Veterans Affairs, 142 F.3d 1463, 1467 (Fed.Cir.1998). “This court reviews questions of law ... without deference to the Board.” Carley v. Dep’t of the Army, 413 F.3d 1354, 1356 (Fed.Cir.2005).

Mr. Fitzsimmons’s argues the Board erred in affirming his removal for two reasons: 1) the agency should not have considered any performance issues after the April 6, 2009 review because the PIP period was erroneously extended; and 2) substantial evidence does not support the AJ’s factual finding that the PIP period *249 was extended in response to Mr. Fitzsim-mons’s requests.

“Appraisal period” is a period “for which a performance plan shall be prepared, during which performance shall be monitored, and for which a rating of record shall be prepared.” 5 C.F.R. § 480.206(a)(1). “The appraisal period generally shall be 12 months so that employees are provided a rating of record on an annual basis.” 5 C.F.R. § 430.206(a)(2). “Each rating of record shall cover a specified appraisal period” and “[a]gencies shall not carry over a rating of record prepared for a previous appraisal period as the rating of record for a subsequent appraisal period(s) without an actual evaluation of the employee’s performance during the subsequent appraisal period.” 5 C.F.R. § 430.208(h). When the agency determines that an employee’s performance is unacceptable in one or more critical elements, “the agency shall afford the employee a reasonable opportunity to demonstrate acceptable performance[.]” 5 C.F.R. § 432.104. This period is also known as a PIP. IRS’s manual provides, “[a] rating of record should not be assigned to the employee during the formal opportunity to improve period.” IRM § 6.432.1.10(4).

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Related

Chadwell v. Merit Systems Protection Board
629 F.3d 1306 (Federal Circuit, 2010)
Wayne B. Harris v. Department of Veterans Affairs
142 F.3d 1463 (Federal Circuit, 1998)
Michael Carley v. Department of the Army
413 F.3d 1354 (Federal Circuit, 2005)

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476 F. App'x 246, Counsel Stack Legal Research, https://law.counselstack.com/opinion/fitzsimmons-v-department-of-treasury-cafc-2012.