Fisher v. City of Cincinnati

753 F. Supp. 692, 1990 U.S. Dist. LEXIS 17531, 1990 WL 242119
District Court, S.D. Ohio·Decided December 27, 1990·No. C-1-90-0551·Published·Cited by 6 cases

Opinion

ORDER

CARL B. RUBIN, District Judge.

This matter is before the Court upon a motion to quash a subpoena duces tecum issued on behalf of plaintiff Steven Fisher to non-party, Our Lady of Mercy Hospital-Anderson (“the Hospital”). (Doc. No. 10). Plaintiff seeks discovery of medical records, including the results of a blood-alcohol test, of non-party Kevin Schroeder for the treatment he received at the Hospital between May 7, 1989 through May 13, 1989. The Hospital requests a ruling preventing the discovery of these records. Also before the Court is Kevin Schroeder’s motion to quash the subpoena duces tecum directed at the Hospital. (Doc. No. 13). Finally, to the extent that it requests production of his medical records, Schroeder has moved to quash a subpoena duces te-cum issued on behalf of plaintiff to Arthur M. Ney, Hamilton County Prosecutor. (Doc. No. 17).

Schroeder and the Hospital raise the same arguments in support of non-disclosure of the medical records. Accordingly, this Court’s determination of whether Schroeder’s medical records are subject to discovery will dispose of both motions. Fisher and Schroeder concede that the Court’s ruling on these motions will apply as well to Schroeder’s motion to quash the subpoena duces tecum directed at Ney.

Factual Background

On May 7, 1989, Schroeder, an off-duty Cincinnati police officer, voluntarily sought medical treatment at the Hospital for injuries sustained in a collision of his motor vehicle with a motor vehicle operated by Fisher. Thomas Wood, Jr., a passenger in Fisher’s vehicle, died of injuries he sustained in that collision. Fisher brought this action pursuant to 42 U.S.C. § 1983 based on allegations of a cover-up by Cincinnati police officers and public officials of Schroeder’s alleged intoxication at the time of the collision.

Fisher seeks disclosure of Schroeder’s medical records including the results of a blood-alcohol test performed on May 7, 1989. No such test was ordered by the police investigating the collision but Schroeder voluntarily submitted to this test when he sought treatment at the Hospital. In a criminal prosecution of Schroeder in Hamilton County Municipal Court, these medical records were suppressed based on Schroeder’s assertion that they were privileged under Ohio law. The D.U.I. charges against Schroeder were subsequently dropped. Later, charges against Schroeder for negligent vehicular homicide were brought in Hamilton County Court of Common Pleas. In that proceeding, the judge ordered the medical records suppressed on the basis of res judicata in light of the Municipal Court’s ruling.

Discovery of The Medical Records

Rule 26(b)(1) of the Federal Rules of Civil Procedure permits parties to obtain discovery of those matters not privileged and which are relevant to the subject matter involved in the pending action. Neither Schroeder nor the Hospital contend that the medical records are irrelevant to Fisher’s § 1983 action. 1 Rather, both assert that since such records are accorded a privilege under Ohio law, State v. Smorgala, *694 50 Ohio St.3d 222, 553 N.E.2d 672 (1990), this Court must defer and prevent discovery of the records in this action. The movants also argue that the doctrine of res judicata prevents disclosure since two state courts suppressed these records in criminal prosecutions of Schroeder. Finally, Schroeder maintains that production of these records would violate his right against self-incrimination secured by the Fifth Amendment of the United States Constitution.

1. The Question of Privilege

In federal court, the determination of what is privileged depends upon the dictates of Rule 501 of the Federal Rules of Evidence which provides:

Except as otherwise required by the Constitution of the United States or provided by Act of Congress or in rules prescribed by the Supreme Court pursuant to statutory authority, the privilege of a witness, person, government, State, or political subdivision thereof shall be governed by the principles of the common law as they may be interpreted by the courts of the United States in light of reason and experience. However, in civil actions and proceedings, with respect to an element of a claim or defense as to which State law supplies the rule of decision, the privilege of a witness, person, government, State, or political subdivision thereof shall be determined in accordance with State law.

In a case presenting a federal question, in this instance § 1983, the applicability of a privilege is ascertained by reference to federal statutes and federal common law. G.M.C. v. Director of Nat. Institute, Etc., 636 F.2d 163, 165 (6th Cir.1980), cert. denied, 454 U.S. 877, 102 S.Ct. 357, 70 L.Ed.2d 187 (1981); Wright & Graham, Federal Practice and Procedure: Evidence § 5433 at 856; see also Moore’s Federal Practice 1989 Rules Pamphlet § 501.5 at 163. The G.M.C. Court concluded that the Ohio law of privilege could not prevent the disclosure of employee medical records during a “health hazard evaluation” conducted pursuant to 29 U.S.C. §§ 669, 671 of the Occupational Safety and Health Act of 1970. The Court of Appeals for the Sixth Circuit stated clearly that federal law controlled in a federal question case and that:

The common law did not recognize a physician-patient privilege at all. Whalen v. Roe, 429 U.S. 589 at 602 n. 28, 97 S.Ct. 869, at 877 n. 28, 51 L.Ed.2d 64 ... (1977). Neither has Congress codified the concept in a federal statute. A decision in this case based on considerations of the physician-patient relationship would, in effect, expand the scope of the “federal common law.” This we decline to do.

G.M.C., 636 F.2d at 165.

Schroeder’s medical records are not per se privileged in this § 1983 action. The movants contend that Schroeder’s constitutional right to privacy will be abridged if the medical records are subject to discovery. Such a right, assuming it exists, is not absolute. In re Zuniga, 714 F.2d 632, 641 (6th Cir.), cert. denied, 464 U.S. 983, 104 S.Ct. 426, 78 L.Ed.2d 361 (1983). A Court should examine the potential conflict between the asserted right of access to medical records and the patient’s right to privacy. Whalen v. Roe, 429 U.S. 589, 97 S.Ct. 869, 51 L.Ed.2d 64 (1977); G.M.C., 636 F.2d at 166.

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Fisher v. City of Cincinnati, 753 F. Supp. 692, 1990 U.S. Dist. LEXIS 17531, 1990 WL 242119 (S.D. Ohio 1990).

753 F. Supp. 692 (Fisher v. City of Cincinnati) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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