First National Bank in Fairmont v. Phillips

344 S.E.2d 201, 176 W. Va. 395
CourtWest Virginia Supreme Court
DecidedMay 16, 1986
DocketCC 951
StatusPublished
Cited by14 cases

This text of 344 S.E.2d 201 (First National Bank in Fairmont v. Phillips) is published on Counsel Stack Legal Research, covering West Virginia Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
First National Bank in Fairmont v. Phillips, 344 S.E.2d 201, 176 W. Va. 395 (W. Va. 1986).

Opinions

McHUGH, Justice:

In this case we are asked to decide the scope of the doctrine of equitable adoption.

Having denied a motion to dismiss filed by the defendants except for Betty Shamb-lin, the Circuit Court of Marion County, West Virginia [hereinafter, “the trial court”], upon its own motion and upon the joint application of the parties, certified the following question to this Court1: is the doctrine of equitable adoption as set forth in Wheeling Dollar Savings & Trust Co. v. Singer, 162 W.Va. 502, 250 S.E.2d 369 (1978), applicable only as between adoptive [396]*396parent and adoptive child for the purpose of inheritance, and conversely not applicable as between adoptive child and those claiming through the adopting parent? The trial court answered this question in .the negative. We agree with respect to the right of an equitably adopted child to inherit from another child of the adoptive parent.

According to the pleadings the facts are as follows. James R. McHenry, Jr. [hereinafter, “the decedent”] died intestate on July 21, 1983, survived only by five first cousins, the named defendants herein. At the time of his death the decedent owned no real property but did own certain personal property. The plaintiff, the First National Bank in Fairmont, as the duly appointed administrator of the decedent’s personal estate, brought this declaratory judgment proceeding pursuant to W.Va.Code, 55-13-4 [1941]2 to determine the beneficiaries of the decedent’s estate and their respective distributive shares. According to the complaint and in her separate answer, Ms. Shamblin, one of the defendants, alleges that she, in addition to being a first cousin of the decedent by blood, had been equitably adopted by the decedent’s parents and, thus, as the “sister” of the decedent by equitable adoption, was the next of kin and sole beneficiary of the decedent’s personal estate.3

The other defendants moved to dismiss the action on the ground that equitable adoption, even if in fact established, would operate as a matter of law only as between Betty Shamblin and the decedent’s parents, and not as between Betty Shamblin and the other defendants, who, along with Ms. Shamblin, are the next of kin of the decedent under this view of the law.

The trial court denied the motion to dismiss. While finding some merit to the contention that the love and affection between an equitably adopted child and the adoptive parent should not be presumed to exist also as between the equitably adopted child and the natural children of the adoptive parent, the trial court, based upon language in Singer, supra, concluded that an equitably adopted child is a “family member” and, thus, may inherit as a sibling. The trial court certified the question to us because Singer did not directly address such a factual situation.

I. Singer

To answer the certified question it is important to analyze Singer first. Singer involved a testamentary trust, with income for life to the niece of the testatrix; upon the niece’s death the principal was to be distributed to the niece’s children, and if none survived her, the principal was to be distributed to the testatrix’s heirs. Ms. Singer (not related by blood to the testatrix) claimed to be the “child” of the niece based upon her belief that she had been formally (legally) adopted by the niece of the testatrix. This Court remanded the case to the trial court for an evidentiary hearing to determine whether Ms. Singer had been equitably adopted by the niece of the testatrix, for if she could prove equitable adoption she would be entitled as the niece's “child” to the principal of the trust, to the exclusion of the testatrix’s heirs. Syl. pt. 2 states the holding in Singer concerning equitable adoption:

The doctrine of equitable adoption is hereby incorporated into the law of West Virginia, but a litigant seeking to avail himself of the doctrine in a dispute among private parties concerning trusts or the descent of property at death must prove by clear, cogent, and convincing evidence that he has stood from an age of tender years in a position exactly [397]*397equivalent to that of a formally adopted or natural child[.]

It was noted at the outset in Singer that the earlier decision in Wheeling Dollar Savings & Trust Co. v. Hanes, 160 W.Va. 711, 237 S.E.2d 499 (1977), recognizes that adoptions are more pervasive and concerns with “bloodline” less pervasive in modern society than in the early part of this century and, consequently, the exclusion of an adopted child from the definition of “child,” “heirs,” or the like may no longer be accomplished by implication. Singer, supra, 162 W.Va. at 507, 250 S.E.2d at 372-73.

This Court then phrased the issue in Singer:

Since Hanes clearly established the right of adopted children to be treated as natural children, the only remaining question presented in the case before us is whether adherence to formal adoption procedures, W.Va.Code, 48-4-1 [1969] et seq. [revised in 1984] is the exclusive method by which a person may be accorded the protections of adoptive status in West Virginia. We find that it is not.

162 W.Va. at 507-08, 250 S.E.2d at 373 (emphasis added).

In several other portions of Singer this Court also referred to the status or position of the equitably adopted child. For example, the Court refused to follow the rationale of most of the cases from other jurisdictions which “predicate the finding of an equitable adoption on the proof of an expressed or implied contract of adoption.... [A]n implied contract of adoption is an unnecessary fiction created by courts as a protection from fraudulent claims.” 162 W.Va. at 509-10, 250 S.E.2d at 374. To protect against fraudulent claims, this Court imposed a demanding burden of proof: ■

We find that if a claimant can, by clear, cogent and convincing evidence, prove sufficient facts to convince the trier of fact that his status is identical to that of ■ a formally adopted child, except only for the absence of a formal order of adoption, a finding of an equitable adoption is proper without proof of an adoption contract.

162 W.Va. at 510, 250 S.E.2d at 374 (emphasis added). Again, in discussing the burden of proof, reference to status or position of the equitably adopted child is made: “The equitably adopted child in any private property dispute ... involving the laws of inheritance or private trusts [emphasis in original; footnote omitted] must prove by clear, cogent and convincing evidence that he has stood from an age of tender years in a position [emphasis added] exactly [emphasis in original] equivalent to a formally adopted child.” 162 W.Va. at 508-09, 250 S.E.2d at 373.

Moreover, the status or position of the equitably adopted child was not artificially limited to that of being a “child” but was recognized to be that of a “family member,” just as a natural child or formally adopted child would be:

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Bluebook (online)
344 S.E.2d 201, 176 W. Va. 395, Counsel Stack Legal Research, https://law.counselstack.com/opinion/first-national-bank-in-fairmont-v-phillips-wva-1986.