First Federal Savings & Loan Ass'n v. Minor

29 Va. Cir. 502, 1979 Va. Cir. LEXIS 63
CourtHenrico County Circuit Court
DecidedAugust 17, 1979
DocketCase No. 76-L-445
StatusPublished

This text of 29 Va. Cir. 502 (First Federal Savings & Loan Ass'n v. Minor) is published on Counsel Stack Legal Research, covering Henrico County Circuit Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
First Federal Savings & Loan Ass'n v. Minor, 29 Va. Cir. 502, 1979 Va. Cir. LEXIS 63 (Va. Super. Ct. 1979).

Opinion

By Judge L. Paul Byrne

In the instant case, plaintiff (First Federal) sues the defendant (Minor) for damages in the amount of $119,000.00 for his alleged negligence in reporting to First Federal on September 26, 1973, that he had filed for record at the State Corporation Commission and at the Clerk’s Office of the Circuit Court of Chesterfield County, Virginia, certain financing statements under the Uniform Commercial Code securing First Federal and its assignor, Virginia National Bank (VNB), covering all chattels, fixtures, and other articles of personal property and all issues, rents, and profits derived therefrom on the property of Lemon Tree Inn of Richmond, Inc., (Lemon Tree) being 26,795 acres located on Willis Road at 1-95, and, further, that said financing statements constituted “a good and valid security agreement and represent a first and paramount lien on the chattels,” when in fact said financing statements did not represent a first and paramount lien on said chattels. First Federal alleges in its Motion for Judgment that Minor was employed by it for such purposes through First Federal’s agent, Mortgage Investment Corporation, now VNB Mortgage Corporation (VNB Mortgage), and in reliance [503]*503upon such certification, it disbursed the final $450,000.00 of its loan to Lemon Tree. Further, First Federal alleges that Minor in failing to report certain previously filed financing statements of other creditors and in certifying that plaintiff had a first and paramount lien on the chattels of Lemon Tree without taking exception to the said previously filed financing statements of other creditors, negligently breached his contract of employment.

Minor filed a Plea of the Statute of Limitations to the Motion for Judgment and requested a hearing on the Plea for the purpose of determining the nature of his relationship with First Federal.

The matter was heard ore tenus on August 5, 1977, and at that hearing, Minor testified that he was engaged by Henry Conner, a licensed attorney, to handle the legal work for Lemon Tree, Conner’s client (including title examination, preparation and recording of documents, and certification) necessary to comply with the conditions of a two-phase mortgage loan commitment issued to Lemon Tree by First Federal through its Virginia agent, Mortgage Investment Corporation, now VNB Mortgage (Tr. 14-18). The mortgage loan commitments were obtained by Lemon Tree for the purchase and expansion of a motel facility in Chesterfield County, Virginia.

Minor was furnished a copy of First Federal’s loan commitment and a copy of VNB’s construction loan commitment and with these in hand prepared the deed of trust note, the deed of trust, and the buy-sell agreement used in connection with the loan (Tr. 19) (Pl.’s ex. 1, 2, and 3). Minor further admitted that he familiarized himself with the loan commitments prior to preparing the buy-sell agrément (Tr. 22).

Subsequently, the first phase of the loan was extended (Pl.’s ex. 6 and 7), and Minor agreed on behalf of Lemon Tree to pay interest on the $650,000.00 initial advance from August 7, 1972, until closing. On September 20, 1972, VNB delivered to Minor in trust the $650,000.00 initial advance to close the first stage of the loan (Pl.’s ex. 4 and 5) to secure a first lien on the Lemon Tree property as outlined under the loan commitments (Pi’s. ex. 1 and 2) (Tr. 23 and 24). In accord with plaintiff’s exhibit 4, Minor filed for record in the Clerk’s Office of the Circuit Court of Chesterfield County, Virginia, (File No. 15756), on September 20, 1972, a financing statement, covering all chattels, fixtures, and other articles of personal property, etc., of Lemon Tree (Pl.’s ex. 9). Minor admitted signing this financing statement as agent for the secured party, Virginia National Bank (VNB) (Tr. 34), without any express authority from VNB.

[504]*504Further, Minor caused to be issued by Lawyers Title Insurance Company (title company) a policy of title insurance, Policy No. R-72918, dated September 20, 1972, insuring the mortgage loan of VNB and/or First Federal to Lemon Tree in the face amount of $1,100,000.00 (Pl.’s ex. 8). Schedule B, Part II of the title policy contains a pending disbursement clause limiting the liability of the title company to the extent of the amount of the loan actually disbursed, i.e., $650,000.00.

On September 5, 1973, William D. Grove, closing attorney for VNB Mortgage, wrote to Minor advising him of the expiration date, September 20, 1973, for the closing of the second stage of the loan commitment, i.e., $450,000.00, and requesting that Minor furnish him with certain instruments and documents “for review” prior to the final disbursement (Pl.’s ex. 12). Included among the necessary items requested were:

1. Financing statement and recorder’s receipt from the State Corporation Commission; and

2. Minor’s certification that the financing statement as filed locally and with the State Corporation Commission represented a first and paramount lien on the chattels of Lemon Tree.

In compliance therewith, Minor furnished the required certification in his letter of September 26, 1973, to VNB Mortgage (Pl.’s ex. 11). The parties have stipulated that the Statute of Limitations was tolled in this action on September 24, 1976, although plaintiff’s suit was not filed until November 29, 1976.

The Issues

There are two issues to be resolved in this suit:

1. Under the facts in this case, what was the relationship between Minor and First Federal as to the certification of the chattel lien; and

2. Which Statute of Limitations is applicable to that relationship?

Opinion

The defendant, Minor, contends that he was employed by the borrower, Lemon Tree, and not the lender, First Federal, as contended by the plaintiff. A careful and diligent search of the authorities in Virginia discloses that the Supreme Court of Virginia has not had the opportunity to deal with the factual situation represented by this case, and it presents a matter of first impression.

Counsel for the defendant in his memorandum, concedes that a non-client plaintiff in an action based upon an attorney’s profes[505]*505sional negligence is faced with three differing views as to the existence or nonexistence of a cause of action against the attorney. Those differing views are:

1. No cause of action can be stated against the attorney because no privity of contract exists. In those states upholding this view, the Courts have steadfastly held that the attorney’s liability exposure extends only to his immediate client because of the lack of privity. See annotation: Attorneys - Liability to Third Parties, 45 A.L.R. 3d 1181.

2. An attorney may be liable for his negligence to third party non-clients under a theory of the third party being a beneficiary of the contract between the attorney and his client. Lucas v. Hamm, 56 Cal. 2d 583 (1961).

3. An attorney may be liable for his negligence to third party non-clients under a theory that privity of contract is not essential and that recovery should be allowed on the basis of tort liability for a breach of duty owed to persons reasonably expected by him to rely on his work. Biakanja v. Irving, 49 Cal. 2d 647, 65 A.L.R.2d 1358 (1958).

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Cite This Page — Counsel Stack

Bluebook (online)
29 Va. Cir. 502, 1979 Va. Cir. LEXIS 63, Counsel Stack Legal Research, https://law.counselstack.com/opinion/first-federal-savings-loan-assn-v-minor-vacchenrico-1979.