First Auburn Trust Co. v. Estate of Baker

184 A. 767, 134 Me. 231, 1936 Me. LEXIS 30
CourtSupreme Judicial Court of Maine
DecidedMay 1, 1936
StatusPublished
Cited by8 cases

This text of 184 A. 767 (First Auburn Trust Co. v. Estate of Baker) is published on Counsel Stack Legal Research, covering Supreme Judicial Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
First Auburn Trust Co. v. Estate of Baker, 184 A. 767, 134 Me. 231, 1936 Me. LEXIS 30 (Me. 1936).

Opinion

Manser, J.

This case comes up on exceptions to a ruling granting the petitioner leave to enter its appeal from a decree of the Judge of Probate for Androscoggin Count}'.

The provisions of the statute, so far as material in this case, are as follows: Any person aggrieved by a decree of a Judge of Probate may .appeal therefrom to the Superior Court, which is the Supreme Court of Probate, if he claims his appeal within twenty days from the.date of the proceeding appealed from. R. S., Chap. 75, Sec. 31.

By section 33 of the same chapter it is provided: “If any such person from accident, mistake, defect of not'ce, or otherwise with[233]*233out fault on his part, omits to claim or prosecute his appeal as aforesaid, the Supreme Court of Probate, if justice requires a revision, may, upon reasonable terms, allow an appeal to be entered and prosecuted with the same effect, as if it had been seasonably done; but not without due notice to the party adversely interested, nor unless the petition therefor is filed with the clerk of said court within one year after the decision complained of was made; and said petition shall be heard at the next term after the filing thereof.”

By decree of the Probate Court, dated January 8, 1935, an allowance was made to the widow of Abraham B. Baker. No appeal was seasonably taken; but the petitioner, a creditor of the estate, sought leave to claim and prosecute its appeal under the provisions of section 33. The presiding Justice granted the petition. It is this decree which is under consideration, on exceptions taken by the executors of the estate and the widow.

The exceptions attack the decree as unwarranted in its finding of jurisdictional facts. As prerequisite to the maintenance of the petition the petitioner is required to prove that, from accident, mistake, defect of notice or otherwise without fault on its part, it omitted to claim or prosecute its appeal. This is a distinct element, essential of proof.

If shown, then the presiding Justice must proceed to the second necessary element, that “justice requires a revision.”

The first element rests upon a finding of fact. The second calls for the exercise of judicial discretion, based upon facts.

It is unnecessary to construe the rules applicable to a review of the exercise of discretion if the exceptions must be sustained upon the fundamental question of jurisdiction.

Findings of fact by a Justice presiding in the Supreme Court of Probate are conclusive and not to be reviewed by the Law Court if the record shows any evidence to support them. This rule is firmly established in this state and has been reiterated and reaffirmed in many of our decisions. Eacott, Appellant, 95 Me., 522, 50 A., 708; Palmer's Appeal, 110 Me., 441, 86 A., 919; Grover, Appellant, 113 Me., 156, 93 A., 64; Thompson, Appellant, 116 Me., 473, 102 A., 303; Cotting v. Tilton, 118 Me., 91, 106 A., 113, 114; Packard, Appellant, 120 Me., 556, 115 A., 173; Rogers, Appellant, 123 Me., [234]*234459, 123 A., 634; Chaplin, Appellant, 133 Me., 287, 177 A., 191.

It appears, from almost every reported decision upon this question, that the Law Court has studied the record and analyzed the evidence to determine whether there was any support for the findings of fact. Generally speaking, such evidence has been found in the record.

There are, however, notable exceptions, as in Rogers, Appellant, and Chaplin, Appellant, supra. In Cotting v. Tilton, supra, one finding was sustained and another overruled. The Court’s comment was as follows: “Holding fast to the rule of conclusiveness of the findings of the presiding Justice upon questions of fact, if there be any evidence to support those findings ... we are of opinion that a careful examination of the record discloses some supporting evidence . . . and thus far the decree of the presiding Justice stands.” And in the next paragraph of the same case the Court said: “An equally careful study of the record fails to satisfy us that the claim of Mr. Johnson for allowance for board and lodging of the deceased is sustained. In this respect the decree of the presiding Justice must be modified.”

Guided by these principles, what is disclosed in the record in the present case?

Abraham B. Baker died testate, leaving a widow and three minor children. His executors qualified December 22, 1932. The present petitioner filed claims against the estate amounting to $31,000. As to a portion of this sum the estate of a brother, Joseph Baker, was also liable, and through liquidation of the indebtedness of that estate there was left outstanding two claims aggregating $15,279. Suit was brought upon these claims and prosecuted to judgment. As to the larger of the two claims, it was based upon a mortgage note given by the deceased upon property which he subsequently sold in his lifetime, subject to the mortgage. The petitioner-, through competent counsel, brought suit on the note. The real estate upon which the mortgage was originally given had depreciated in value; taxes, together with interest on the note, remained unpaid for nearly two years. The president of the Trust Company, petitioner, and the attorneys had been in frequent negotiations with the executors concerning the outstanding indebtedness.

[235]*235The only witness for the petitioner as to the facts necessary to sustain jurisdiction was the president-treasurer of the Trust Company, who testified that the Company had acted as administrator or executor in many instances ; that he had served as trust officer of the Company for ten or fifteen years, had been a banker for thirty-five years, had acted himself as administrator in some instances, was familiar in a general way with the handling of probate estates, had prepared probate blanks himself, knew the provisions as to notices of hearings by publication, resided in the shire town where the Probate Court was held, and that the Trust Company was also located there. He testified further that the claims against this estate were regarded as delinquent; that rents had been collected from the mortgaged property intermittently by the Trust Company, and that the executors were endeavoring to compromise the claims. It further appeared from his testimony that the general counsel for the Trust Company rendered services with reference to the claims of the petitioner against the estate, and that their offices were also in the shire town.

On September 22, 1934, the witness wrote to one of the executors regarding the indebtedness arid stated that he had gone over the matter thoroughly with his Board of Directors.

On November 1, 1934, the executors filed in the Probate Court a representation of insolvency in the estate of Abraham B. Baker. On December 22,1934, the widow filed a waiver of the provisions of the will. On the same day the widow filed a petition for allowance. Upon this petition notice was ordered and published in the Lewis-ton Daily Sun on December 22 and 29,1934, and January 5, 1935. The petition was made returnable upon a regtdar Probate Court day, on the second Tuesday of January; evidence was presented and decree made awarding an allowance. All these proceedings were in accordance with the statutory requirements. The petitioner’s witness testified that the newspaper was regularly delivered at the office of the Trust Company.

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Bluebook (online)
184 A. 767, 134 Me. 231, 1936 Me. LEXIS 30, Counsel Stack Legal Research, https://law.counselstack.com/opinion/first-auburn-trust-co-v-estate-of-baker-me-1936.