FINLEY, TAYTON SETH v. the State of Texas

CourtCourt of Criminal Appeals of Texas
DecidedNovember 27, 2024
DocketPD-0634-22
StatusPublished

This text of FINLEY, TAYTON SETH v. the State of Texas (FINLEY, TAYTON SETH v. the State of Texas) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
FINLEY, TAYTON SETH v. the State of Texas, (Tex. 2024).

Opinion

In the Court of Criminal Appeals of Texas ══════════ No. PD-0634-22 ══════════

TAYTON SETH FINLEY, Appellant

v.

THE STATE OF TEXAS

═══════════════════════════════════════ On Petition for Discretionary Review On Court’s Own Motion From the Second Court of Appeals Tarrant County ═══════════════════════════════════════ YEARY, J., filed a dissenting opinion.

Appellant was charged by information with misdemeanor assault. He was tried in county court, during the second year of the Covid-19 pandemic, in July of 2021. The trial court permitted the complaining FINLEY – 2

witness to testify against Appellant while wearing a surgical mask that covered her nose and mouth. In doing so, it overruled Appellant’s objection that testimony given in this manner violated his Sixth Amendment right to confrontation. The Second Court of Appeals agreed with Appellant that a Sixth Amendment violation occurred, and it reversed his conviction. Finley v. State, 655 S.W.3d 504 (Tex. App.—Fort Worth 2022). We granted discretionary review on our own motion to examine the propriety of the court of appeals’ ruling. TEX. R. APP. P. 66.1, 67.1. I would vacate the court of appeals’ judgment and remand the case to that court for further proceedings. I. BACKGROUND A. At Trial The information alleged that Appellant assaulted T.G., 1 his sometime girlfriend and mother of his child, on June 29, 2019. By the time the case came to trial, in July of 2021, the Covid-19 pandemic was well into its second year, with the Delta variant of the virus gaining prevalence. Even so, the County Criminal Court was not, at that point, mandating that all participants and spectators wear masks to protect from the virus, and there is no indication in the record that many of them were. 2 When T.G. appeared to testify, she was wearing a surgical mask

1 The court of appeals referred to the complaining witness only by her

initials, and, like the Court, I will follow suit. Finley, 655 S.W.3d at 506 n.1.

2 Appellant did not object that any other witness testified while masked

during the three-day trial. FINLEY – 3

that covered her nose and mouth. Appellant requested the trial court to instruct her to remove the mask for the duration of her testimony, arguing that the social distancing protocols in place should provide sufficient protection. 3 The prosecutor replied that, in view of “the situation in the world[,]” “if she wants to wear a mask, I’d ask that she be allowed to wear a mask.” The trial court judge agreed, remarking that “if [T.G.] wants to wear a mask, I’m not going to tell her she can’t.” He then overruled Appellant’s objection. 4 B. On Appeal On direct appeal, Appellant complained that his Sixth

3 As of July of 2021, the Texas Supreme Court’s thirty-eighth pandemic-

related emergency order was in effect. See Thirty-Eighth Emergency Order Regarding COVID-19 State of Disaster, 629 S.W.3d 900 (Tex. 2021) (effective May 26, 2021, to expire August 1, 2021). As the court of appeals noted:

This order required that, “subject only to constitutional limitations,” courts should take all “reasonable action to avoid exposing court proceedings and participants to the threat of COVID-19.” Id. Further, a trial court was permitted to conduct jury proceedings if the local administrative judge had adopted “minimum standard health protocols for court proceedings” to include “masking, social distancing, or both.” Id. at 901.

Finley, 655 S.W.3d at 507 n. 2 (emphasis added). At the time of Appellant’s trial, as the court of appeals observed, “[m]asks were voluntary for anyone in the courtroom including witnesses.” Id. at 506.

4 It is unnecessary to disposition of the issues before us to recount the

facts of the offense as developed at trial. The court of appeals summarized the State’s evidence. Finley, 655 S.W.3d at 507−08. Suffice it to say that Appellant was convicted, and the trial court sentenced him to 300 days in jail and a $4,000 fine. The trial court also entered an affirmative finding that the offense involved family violence, under Article 42.013 of the Texas Code of Criminal Procedure. TEX. CODE CRIM. PROC. art. 42.013. FINLEY – 4

Amendment confrontation right was violated by the fact that T.G. was permitted to wear a mask while testifying. In reversing the conviction, the court of appeals implicitly treated the wearing of a surgical mask as a sufficient impediment or impairment to the Sixth Amendment’s preference for “face-to-face” confrontation as to call into play the requirements of Maryland v. Craig, 497 U.S. 836 (1990). Finley, 655 S.W.3d at 512−13. In Craig, the United States Supreme Court decided that, “absent a physical, face-to-face confrontation at trial,” a trial court must make a “case-specific” finding detailing why dispensing with the right of a defendant to meet “face-to-face” with his accuser is necessary to further an important public policy interest. Id. at 857−58. Considering that the Covid-19 protocols then in place did not include a strict mask requirement, the court of appeals found that the public health emergency presented by the virus could not, by itself, provide the particularized-need showing that Craig requires. Id. at 514−15. As the court of appeals explained: [B]ecause the trial court did not mandate face coverings during [Appellant’s] trial, it apparently believed that all participants were adequately protected in the courtroom without needing to wear masks. We are given no explanation as to why T.G. herself needed the protection of a mask when others did not. At no point in these proceedings—not at any pretrial hearing, at trial, on appeal, or upon abatement of the appeal—has any evidence been adduced to explain why T.G. needed this special protection. 5

5 Prior to issuing its opinion, the court of appeals had abated the case

to permit the trial court to make specific findings, if any, with respect to why T.G.—in particular—required the additional protection of a face mask while testifying. The trial court returned lengthy findings, as set out verbatim in the FINLEY – 5

Id. at 514. In the absence of a case-specific showing of a particular need for T.G. to wear a mask while testifying, the court of appeals concluded that Appellant’s Sixth Amendment confrontation right was violated. Id. at 515. Finding that the State also failed to establish that the error was harmless beyond a reasonable doubt, the court of appeals reversed Appellant’s conviction. Id. at 517. C. On Discretionary Review In its petition for discretionary review, the State presented a single ground: “Did the trial court need to make explicit particularized findings on the record regarding T.G.’s need to wear a COVID-19 face mask while she testified even though T.G. was testifying during a global pandemic?” 6 This Court refused the State’s petition, but then granted

court of appeals’ opinion. Finley, 655 S.W.3d at 509−12. But the court of appeals concluded that simply invoking the general public-health exigencies of a global pandemic, as it perceived the trial court had done, was not enough. It said: Simply put, T.G. should not have been permitted to testify while wearing a mask unless the trial court could articulate, from the evidence before it, a justifiable reason why she specifically, in this particular trial, needed to wear a mask in a courtroom where masks were not otherwise required. * * * [T]he State invites us . . . to fashion a COVID-19-pandemic exception which would alleviate the need for the trial court to enter the requisite [case-specific] findings. We decline the invitation.

Id. at 513−15.

6 In its petition for discretionary review, the State did not challenge the

court of appeals’ holding regarding harm.

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