Fincher v. Baker

709 So. 2d 1, 1996 Ala. Civ. App. LEXIS 849, 1996 WL 675447
CourtCourt of Civil Appeals of Alabama
DecidedNovember 22, 1996
Docket2950563
StatusPublished
Cited by4 cases

This text of 709 So. 2d 1 (Fincher v. Baker) is published on Counsel Stack Legal Research, covering Court of Civil Appeals of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Fincher v. Baker, 709 So. 2d 1, 1996 Ala. Civ. App. LEXIS 849, 1996 WL 675447 (Ala. Ct. App. 1996).

Opinions

WRIGHT, Retired Appellate Judge.

The proponent of a will appeals a judgment on a jury verdict for the contestant. This appeal is before us pursuant to § 12-2-7(6), Code 1975.

Mary Will Fincher died in October 1994. Sue Fincher, the proponent, petitioned to have the will probated. John C. Baker, Jr., filed a contest, alleging that the will was invalid due to undue influence, lack of testamentary capacity, and fraud. The contest was transferred to the circuit court. A trial by jury ensued. After denying Sue Finch-er’s motion for a directed verdict, the trial court submitted the case to the jury. The jury returned a general verdict for Baker. Sue Fincher filed a motion for JNOV or for a new trial. The motion was denied. Sue Fincher appeals.

The dispositive issue on this appeal is whether Baker presented sufficient evidence to withstand Sue Fincher’s motions for a directed verdict and for JNOV.

Motions for directed verdicts and for JNOV test the sufficiency of the evidence in the same way. Berryhill v. Barnett, 590 So.2d 343 (Ala.Civ.App.1991). The standard of review is whether the nonmoving party has presented substantial evidence to support his position. Berryhill. If the nonmov-ing party has not, then a directed verdict is proper.

The record reflects the following:

Mary Will Fincher was married to Jack Fincher. They had two children, Jack and Rebecca. Mary Will’s husband, Jack, died in 1968. Her son, Jack, died in 1971. Jack was survived by his wife, Sue Fincher, and their three sons.

In 1972 Mary Will executed a last will and testament, leaving all her real estate and personal property to Rebecca. The residue of her estate was devised 1/2 to Rebecca, with the other 1/2 being equally divided between Jack’s three sons. Rebecca was named the executrix and trustee.

In 1972 the bulk of Mary Will’s estate was comprised of stock in a corporation, Genuine Auto Parts. The stock was valued at approximately $1,100,000. Her basis in the stock was less than one dollar per share. In 1972 the stock was valued at approximately $88 per share. Mary Will met with estate planners. To keep Mary Will from suffering tremendous tax consequences, the estate planners advised Mary Will to “sell” her shares to Rebecca under the terms of an installment sales contract.

In the course of the “sale,” Mary Will placed all her stock into Rebecca’s name and received two installment notes in return from Rebecca. The first note was in the amount of $539,500. The second note was in the amount of $575,843. The notes were payable to Mary Will at 5% interest per annum in equal monthly installments for 15 years.

In 1977 Rebecca renegotiated the installment notes. The renegotiation included two significant changes. The payout period was extended to 25 years, with the last payment date being May 1997. Rebecca also established two escrow accounts to pay the balance owed on the notes. The escrow accounts were invested in certificates of deposit at two banks. The banks agreed to pay Rebecca 8% interest per annum. Mary Will continued to receive only 5% interest per annum.

Following the 1977 renegotiation, Mary Will executed a codicil, amending her 1972 will. The codicil provided that if Mary Will died before the last payment in 1997, the principal and the interest on the installment [3]*3notes would be paid to Rebecca for her lifetime. Upon Rebecca’s death, the remainder would be equally divided between Rebecca’s children and Jack’s children. The remainder of the 1972 will remained intact.

In 1978 Rebecca died. She was survived by her son, John Baker, and her daughter, Jackie House. Rebecca’s estate was divided between her two children. The children inherited Rebecca’s remaining 3,000 shares of common stock in Genuine Auto Parts. They also stood to inherit the remainder of the excess balance in the escrow accounts. The remaining balance would be paid in 1997.

On July 29, 1978, nineteen days after Rebecca’s death, Mary Will executed a new will. All tangible property was to be divided 1/2 to Rebecca’s children and 1/2 to Jack’s children. Mary Will’s residence was bequeathed to Jackie House, and an adjoining house was bequeathed to John Baker. The residue of the estate was devised 1/2 to Rebecca’s children and 1/2 to Jack’s children. Sue Fincher was named executrix and trustee and was also given a power of attorney.

In January 1981 Mary Will executed a codicil to her 1978 will. The codicil devised Mary Will’s residence equally to Jackie House and to "John Baker. The adjoining house was devised equally to Jack’s three sons.

On October 30, 1981, Jackie House committed suicide. She was survived by her husband, Buddy House, and two children.

On November 23, 1981, Mary Will executed a new will to reflect the changed circumstances. Mary Will’s residence was devised equally to John Baker and to two of Jack’s sons. The adjoining house was devised to Jack’s third son. The residue of the estate was devised equally to John Baker and to Jack’s three sons. The purpose of the 1981 will was to omit any reference to Jackie House.

Mary Will executed a codicil on December 7, 1981. The only amendment was that her residence was to be equally devised to two of Jack’s sons.

During Christmas 1981, Buddy House made it known to Mary Will that he was not pleased that his and Jackie’s two children had not been mentioned in Mary Will’s new will.

On January 5, 1982, Mary Will visited her doctor, Dr. Willis Israel. Dr. Israel made the following notation in. Mary Will’s file:

“According to [Mary Will], Buddy was very upset w/her & left early Christmas after having lunch w/her, did not leave the grandchildren. He was upset w/her because she had not named his 2 children specifically in her will after Jackie’s death and got real snotty.”

The Execution of the January 19, 1982, Will

Due to the episode in December 1981, Mary Will apparently decided to take precautionary steps to ensure that her will would survive a contest. The provisions contained in the November 1981 will, as amended by the December 1981 codicil, were reaffirmed in a new will executed on January 19, 1982. It is this will that is at issue on this appeal.

On the day of the execution of the 1982 will, Mary Will was examined by Jerry By-num, an employee of Cheaha Mental Health Center. Bynum found that Mary Will’s concrete and abstract thought processes were intact, that she was functioning at an appropriate level for her chronological age, and that there was no indication of any mental impairment which would interfere with her ability to make decisions. A court reporter transcribed Bynum’s interview with Mary Will. That transcription is a part of the record on appeal.

Mary Will’s attorney explained the provisions of the will to Mary Will. He then asked her whether she intended to exclude Jackie House’s children from her estate. Mary Will answered in the affirmative, stating, “I’m not putting any or having to assume the responsibilities of any of the third generation in anything.” This interview with her attorney was also transcribed.

The will was executed in the presence of four witnesses. An attempt to have the interviews and the execution videotaped was made. Due to a technical problem, no videotape exists.

[4]*4On January 22,1982, Mary Will visited Dr. Israel. His notes reflect the following:

“This pt.

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Bluebook (online)
709 So. 2d 1, 1996 Ala. Civ. App. LEXIS 849, 1996 WL 675447, Counsel Stack Legal Research, https://law.counselstack.com/opinion/fincher-v-baker-alacivapp-1996.